Feb 20, 2024

Howard Douglas of American Portfolios Financial Services, Inc

DID HOWARD JEFFREY DOUGLAS CAUSE YOU INVESTMENT LOSSES? Howard Douglas Of American Portfolios Financial Services, Inc. And Formerly With Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Howard Douglas Customer Complaint Howard Douglas has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were annuity purchased through adviser was unsuitable. The brokerage firm denied the customer complaint recently and so the investor has not filed any arbitration proceedings. Howard Douglas Red Flags & Your Rights As An Investor Of course, Howard Douglas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howard Douglas at American Portfolios Financial Services, Inc. and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Howard Douglas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. and Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Howard Douglas If you have questions about American Portfolios Financial Services, Inc., Equitable Advisors, LLC and/or Howard Douglas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 20, 2024

Markus Byrd of Kestra Investment Services, LLC

DID MARKUS GRACEN BYRD CAUSE YOU INVESTMENT LOSSES? Markus Byrd Of Kestra Investment Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Michael Arteca Customer Complaints Markus Byrd has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  One customer complaint was denied by the advisor’s former employer, and the investor took no further action.  The other 2 customer complaints are recently filed FINRA arbitration proceedings against Kestra Investment Services and still pending. Allegations Against Markus Byrd A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Markus Byrd Red Flags & Your Rights As An Investor Of course, Markus Byrd did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Markus Byrd at Kestra Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Markus Byrd has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Markus Byrd If you have questions about Kestra Investment Services, LLC and/or Markus Byrd and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 20, 2024

Michael Arteca of Pruco Securities, LLC

DID MICHAEL SCOTT ARTECA CAUSE YOU INVESTMENT LOSSES? Michael Arteca Of Pruco Securities, LLC Has 7 Customer Complaints For Alleged Broker Misconduct Michael Arteca Customer Complaints Michael Arteca has been the subject of 7 customer complaints that we know about seeking to recover investment losses. Three for the customer complaints were settled by Michael Arteca’s current or former employees in favor of the investors. The other four customer complaints were denied by his employers and the investors took no further action. Allegations Against Michael Arteca A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Arteca Red Flags & Your Rights As An Investor Of course, Michael Arteca did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Arteca at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Arteca has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Michael Arteca If you have questions about Pruco Securities, LLC and/or Michael Arteca and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 19, 2024

Francis Donnelly, III of Equitable Advisors, LLC

DID FRANCIS ALOYSIUS DONNELLY III CAUSE YOU INVESTMENT LOSSES? Francis Donnelly, III Of Equitable Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Francis Donnelly, III Customer Complaints Francis Donnelly, III has been the subject of 3 customer complaints that we know about seeking to recover investment losses. All 3 customer complaints were denied by Equitable Advisors and so far, the investors have not taken any further action. Allegations Against Francis Donnelly, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Francis Donnelly, III Red Flags & Your Rights As An Investor Of course, Francis Donnelly, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Francis Donnelly, III at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Francis Donnelly, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Francis Donnelly, III If you have questions about Equitable Advisors, LLC and/or Francis Donnelly, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 19, 2024

Michael Dietrich of Morgan Stanley

DID MICHAEL ANTHONY DIETRICH CAUSE YOU INVESTMENT LOSSES? Michael Dietrich Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Michael Dietrich Customer Complaints Michael Dietrich has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Morgan Stanley in favor of the investors. The brokerage firm recently denied in another customer complaint in the investor has not yet filed any arbitration proceeding. Allegations Against Michael Dietrich A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Dietrich Red Flags & Your Rights As An Investor Of course, Michael Dietrich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Dietrich at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Dietrich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Dietrich If you have questions about Morgan Stanley and/or Michael Dietrich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 19, 2024

Summer Diaz of Ameriprise Financial Services, LLC

DID SUMMER MELISSA DIAZ CAUSE YOU INVESTMENT LOSSES? Summer Diaz Of Ameriprise Financial Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Summer Diaz Customer Complaints Summer Diaz has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Ameriprise Financial Services in favor of the investor. The brokerage firm denied the other to customer complaints in the investors so far of not taking any further action. Allegations Against Summer Diaz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Summer Diaz Red Flags & Your Rights As An Investor Of course, Summer Diaz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Summer Diaz at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Summer Diaz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Summer Diaz If you have questions about Ameriprise Financial Services, LLC and/or Summer Diaz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 19, 2024

James Dever of Dominari Securities LLC

DID JAMES FRANCIS DEVER CAUSE YOU INVESTMENT LOSSES? James Dever Of Dominari Securities LLC And Formerly With Revere Securities LLC Has A Customer Complaint For Alleged Broker Misconduct James Dever Customer Complaint James Dever has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to supervise 3 brokers at the New York office of Revere Securities. The FINRA arbitration proceeding filed against Revere Securities for James Dever’s alleged misconduct is still pending. James Dever Red Flags & Your Rights As An Investor Of course, James Dever did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Dever at Dominari Securities LLC and Revere Securities LLC on alert to review carefully the activity and performance of their accounts and question whether James Dever has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dominari Securities LLC and Revere Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dominari Securities LLC Due To James Dever If you have questions about Dominari Securities LLC, Revere Securities LLC and/or James Dever and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 19, 2024

Todd Demoss of Wells Fargo Advisors Financial Network, LLC

DID TODD DEMOSS CAUSE YOU INVESTMENT LOSSES? Todd Demoss Of Wells Fargo Advisors Financial Network, LLC And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Todd Demoss Customer Complaints Todd Demoss has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by Wells Fargo Advisors and Edward Jones in the investors took no further action. Allegations Against Todd Demoss A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Todd Demoss Red Flags & Your Rights As An Investor Of course, Todd Demoss did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Demoss at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Demoss has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Todd Demoss If you have questions about Wells Fargo Advisors Financial Network, LLC, Wells Fargo Clearing Services, LLC and/or Todd Demoss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 18, 2024

Gregory McCloskey formerly with Westpark Capital, Inc

DID GREGORY WALTER MCCLOSKEY CAUSE YOU INVESTMENT LOSSES? Gregory McCloskey Formerly With Westpark Capital, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Gregory McCloskey Customer Complaints Gregory McCloskey has been the subject of 6 customer complaints that we know about seeking to recover investment losses. All 6 customer complaints that were filed against Gregory McCloskey’s former employers evolved into FINRA arbitration proceedings that are still pending. Allegations Against Gregory McCloskey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory McCloskey Red Flags & Your Rights As An Investor Of course, Gregory McCloskey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory McCloskey at Westpark Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gregory McCloskey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Westpark Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Westpark Capital, Inc. Due To Gregory McCloskey If you have questions about Westpark Capital, Inc. and/or Gregory McCloskey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 18, 2024

Todd McBride of Morgan Stanley

DID TODD O MCBRIDE CAUSE YOU INVESTMENT LOSSES? Todd McBride Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Todd McBride Customer Complaint Todd McBride has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were or an unsuitable covered call option strategy recommended by the advisor. A customer complaint was recently filed with Morgan Stanley and awaiting the firm’s review and determination. Todd McBride Red Flags & Your Rights As An Investor Of course, Todd McBride did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd McBride at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Todd McBride has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Todd McBride If you have questions about Morgan Stanley and/or Todd McBride and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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