Mar 12, 2024

Richard Rustic of Commonwealth Financial Network

DID RICHARD JAY RUSTIC CAUSE YOU INVESTMENT LOSSES? Richard Rustic Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Richard Rustic Customer Complaint Richard Rustic has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor breached his fiduciary duty when he allowed decedent to sign a change of beneficiary form. The customer complaint was recently filed and is still pending with Commonwealth Financial Network. Richard Rustic Red Flags & Your Rights As An Investor Of course, Richard Rustic did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Rustic at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Richard Rustic has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Richard Rustic If you have questions about Commonwealth Financial Network and/or Richard Rustic and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 11, 2024

Wayne Rubinas of RBC Capital Markets, LLC

DID WAYNE CURT RUBINAS CAUSE YOU INVESTMENT LOSSES? Wayne Rubinas Of RBC Capital Markets, LLC And Formerly With UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Wayne Rubinas Customer Complaint Wayne Rubinas has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses where adviser did not disclose fees on structured notes recommended. UBS Financial Services recently denied the customer complaint and thus far, the investor has not taken any further action Wayne Rubinas Red Flags & Your Rights As An Investor Of course, Wayne Rubinas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wayne Rubinas at RBC Capital Markets, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Wayne Rubinas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Wayne Rubinas If you have questions about RBC Capital Markets, LLC, UBS Financial Services Inc. and/or Wayne Rubinas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 11, 2024

David Robinson of LPL Financial LLC

DID DAVID BRENT ROBINSON CAUSE YOU INVESTMENT LOSSES? David Robinson Of LPL Financial LLC And Formerly With Invest Financial Corporation Has A Customer Complaint For Alleged Broker Misconduct David Robinson Customer Complaint David Robinson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable investment recommendation to purchase a REIT. The FINRA arbitration proceeding was recently filed against Invest Financial Corporation and LPL Financial and is still pending. David Robinson Red Flags & Your Rights As An Investor Of course, David Robinson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Robinson at LPL Financial LLC and Invest Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether David Robinson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Invest Financial Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Robinson If you have questions about LPL Financial LLC, Invest Financial Corporation and/or David Robinson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 11, 2024

Donald Zabudsky of Morgan Stanley

DID DONALD IVAN ZABUDSKYCAUSE YOU INVESTMENT LOSSES? Donald Zabudsky Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Donald Zabudsky Customer Complaint Donald Zabudsky has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were offer and sale of investments involving corporate debt and equity listed stocks, and customer’s account were not in her best interest.  Customer complaints were recently filed with Morgan Stanley and the customer is awaiting its response. Donald Zabudsky Red Flags & Your Rights As An Investor Of course, Donald Zabudsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Zabudsky at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Donald Zabudsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Donald Zabudsky If you have questions about Morgan Stanley and/or Donald Zabudsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 11, 2024

Tricia Zelinka of Morgan Stanley

DID TRICIA A ZELINKA CAUSE YOU INVESTMENT LOSSES? Tricia Zelinka Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Tricia Zelinka Customer Complaint Tricia Zelinka has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the investment strategy executed in clients account was unsuitable.  The FINRA arbitration proceeding was recently filed against Morgan Stanley for Tricia Zelinka’s alleged misconduct and still pending. Tricia Zelinka Red Flags & Your Rights As An Investor Of course, Tricia Zelinka did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tricia Zelinka at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Tricia Zelinka has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Tricia Zelinka If you have questions about Morgan Stanley and/or Tricia Zelinka and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 11, 2024

Kevin Rice of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID KEVIN J RICE CAUSE YOU INVESTMENT LOSSES? Kevin Rice Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Kevin Rice Customer Complaint Kevin Rice has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Merrill Lynch Pierce Fenner and Smith settled the customer complaint in favor of the investor. Kevin Rice Red Flags & Your Rights As An Investor Of course, Kevin Rice did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Rice at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kevin Rice has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Kevin Rice If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Kevin Rice and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 10, 2024

Nicholas Watne ofFrost Brokerage Services, Inc

DID NICHOLAS R WATNE CAUSE YOU INVESTMENT LOSSES? Nicholas Watne Of Frost Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Nicholas Watne Customer Complaint Nicholas Watne has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Frost Brokerage Services and its advisor aided and abetted an alleged theft and other fraudulent acts of the purported owner of an account.  The Texas Court action for over $9.9 million is still pending. Nicholas Watne Red Flags & Your Rights As An Investor Of course, Nicholas Watne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Watne at Frost Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicholas Watne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Frost Brokerage Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Frost Brokerage Services, Inc. Due To Nicholas Watne If you have questions about Frost Brokerage Services, Inc. and/or Nicholas Watne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 10, 2024

Christiana Webb of Morgan Stanley

DID CHRISTIANA O WEBB CAUSE YOU INVESTMENT LOSSES? Christiana Webb Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Christiana Webb Employment History and Termination Christiana O. Webb is an experienced broker who has worked in the securities industry since 2006. She was registered with Morgan Stanley from June 2009 to August 2024 and previously held positions at Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Her career achievements include supervisory roles such as Financial Advisor at Morgan Stanley Private Bank, N.A, showcasing her long-standing involvement in the securities industry. She has passed five industry exams, including the General Securities Representative Examination (Series 7) and the Uniform Combined State Law Examination (Series 66). Ms. Webb was discharged from Morgan Stanley on August 13, 2024. The termination was attributed to using off-platform communications (e.g., personal texting) and providing educational guidance on assets held in a client’s self-directed account. These actions were deemed non-compliant with Morgan Stanley’s policies. Summary of Negative Disclosures Christiana Webb Red Flags & Your Rights As An Investor Of course, Christiana Webb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christiana Webb at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Christiana Webb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Christiana Webb If you have questions about Morgan Stanley and/or Christiana Webb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 10, 2024

Matthew West of USCA Securities LLC

DID MATTHEW BROOKE WEST CAUSE YOU INVESTMENT LOSSES? Matthew West Of USCA Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Matthew West Customer Complaint Matthew West has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for losses and missed opportunity related to specific investments in customer’s account.  USCA Securities denied the customer complaints last year, and so far, it appears the investor has not taken any further action. Matthew West Red Flags & Your Rights As An Investor Of course, Matthew West did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew West at USCA Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew West has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USCA Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At USCA Securities LLC Due To Matthew West If you have questions about USCA Securities LLC and/or Matthew West and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 10, 2024

Susan Whitesell of Janney Montgomery Scott LLC

DID SUSAN AAGAARD WHITESELL CAUSE YOU INVESTMENT LOSSES? Susan Whitesell Of Janney Montgomery Scott LLC Has A Customer Complaint For Alleged Broker Misconduct Susan Whitesell Customer Complaint Susan Whitesell has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an operational manner that evolved into an arbitration regarding an IRA conversion.  The FINRA arbitration proceeding that was recently filed against Janney Montgomery Scott is still pending. Susan Whitesell Red Flags & Your Rights As An Investor Of course, Susan Whitesell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Susan Whitesell at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Susan Whitesell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Susan Whitesell If you have questions about Janney Montgomery Scott LLC and/or Susan Whitesell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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