Feb 12, 2024

Harry Zwick of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID HARRY IAN ZWICK CAUSE YOU INVESTMENT LOSSES? Harry Zwick Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Harry Zwick Customer Complaint Harry Zwick has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations regarding investments in customer’s account. J.P. Morgan Securities recently denied the customer complaint and it does not appear that the investor has either filed an arbitration proceeding were taken any other action at this time. Harry Zwick Red Flags & Your Rights As An Investor Of course, Harry Zwick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harry Zwick at Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Harry Zwick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Harry Zwick If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC and/or Harry Zwick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2024

Haydee Delgado of UBS Financial Services Inc

DID HAYDEE M DELGADO CAUSE YOU INVESTMENT LOSSES? Haydee Delgado Of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Haydee Delgado Customer Complaints Haydee Delgado has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint proceeded to arbitration resulted in an arbitration award against UBS Financial Services for the advisor’s alleged misconduct. To more customer complaint was settled by UBS Financial Services in favor of the investor. There is currently one FINRA arbitration proceeding still pending against UBS Financial Services for Haydee Delgado’s alleged misconduct. Allegations Against Haydee Delgado The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses all relate to the offer and sale of Puerto Rico closed-end mutual funds and Puerto Rico municipal bonds there were allegedly unsuitable, overconcentrated in client’s accounts. And misrepresented. Haydee Delgado Red Flags & Your Rights As An Investor Of course, Haydee Delgado did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Haydee Delgado at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Haydee Delgado has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Haydee Delgado If you have questions about UBS Financial Services Inc. and/or Haydee Delgado and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2024

Robert Dechick of D.H. Hill Securities LLLP

DID ROBERT MICHAEL DECHICK CAUSE YOU INVESTMENT LOSSES? Robert Dechick Of D.H. Hill Securities LLLP Has 6 Customer Complaints For Alleged Broker Misconduct Bruce Davis Customer Complaints Robert Dechick has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Three customer complaints are settled by DH Hill Securities in favor of the investors. Two customer complaints were denied in the investors took no further action. There is currently one FINRA arbitration proceeding that is still pending against DH Hill Securities for Robert Dechicks alleged misconduct. Allegations Against Robert Dechick A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Dechick Red Flags & Your Rights As An Investor Of course, Robert Dechick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Dechick at D.H. Hill Securities LLLP on alert to review carefully the activity and performance of their accounts and question whether Robert Dechick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.H. Hill Securities LLLP also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At D.H. Hill Securities LLLP Due To Robert Dechick If you have questions about D.H. Hill Securities LLLP and/or Robert Dechick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2024

Bruce Davis of Wells Fargo Clearing Services, LLC

DID BRUCE ALLEN DAVIS CAUSE YOU INVESTMENT LOSSES? Bruce Davis Of Wells Fargo Clearing Services, LLC And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Bruce Davis Customer Complaints Bruce Davis has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by PaineWebber in the investor took no further action. Another customer complaint was recently filed with Morgan Stanley for Bruce Allen Davis’s alleged misconduct and still pending. Allegations Against Bruce Davis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Bruce Davis Red Flags & Your Rights As An Investor Of course, Bruce Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Davis at Wells Fargo Clearing Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Bruce Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Bruce Davis If you have questions about Wells Fargo Clearing Services, LLC and Morgan Stanley and/or Bruce Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2024

Aaron Davis of Edward Jones

DID AARON JOEL DAVIS CAUSE YOU INVESTMENT LOSSES? Aaron Davis Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Aaron Davis Customer Complaints Aaron Davis has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor. The other customer complaint was recently filed against Edward Jones for Aron Davis’s alleged misconduct and is still pending. Allegations Against Aaron Davis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Aaron Davis Red Flags & Your Rights As An Investor Of course, Aaron Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Davis at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Aaron Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Aaron Davis If you have questions about Edward Jones and/or Aaron Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2024

Michael Damon of NYLife Securities LLC

DID MICHAEL THOMAS DAMON CAUSE YOU INVESTMENT LOSSES? Michael Damon Of NYLife Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Michael Damon Customer Complaints Michael Damon has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by NYLIFE in favor of the investors. The brokerage firm recently denied in another customer complaint and so far, the investor has not filed any arbitration proceeding are taken any other action. Allegations Against Michael Damon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Damon Red Flags & Your Rights As An Investor Of course, Michael Damon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Damon at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Damon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Michael Damon If you have questions about NYLife Securities LLC and/or Michael Damon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 10, 2024

Marcie Daleo of Morgan Stanley

DID MARCIE BETH DALEO CAUSE YOU INVESTMENT LOSSES? Marcie Daleo Of Morgan Stanley And Formerly With RBC Capital Markets, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Marcie Daleo Customer Complaints Marcie Daleo has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled in favor of the investor by Prudential Securities and the adviser was subsequently terminated for alleged misconduct. The other customer complaint was recently filed and denied by Morgan Stanley and to date, the investor has not filed any arbitration proceeding were taken any other action. Allegations Against Marcie Daleo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Marcie Daleo Red Flags & Your Rights As An Investor Of course, Marcie Daleo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcie Daleo at Morgan Stanley and RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Marcie Daleo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and RBC Capital Markets, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Marcie Daleo If you have questions about Morgan Stanley, RBC Capital Markets, LLC and/or Marcie Daleo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 10, 2024

Daniel Curtin of J.P. Morgan Securities LLC

DID DANIEL J CURTIN CAUSE YOU INVESTMENT LOSSES? Daniel Curtin Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Daniel Curtin Customer Complaint Daniel Curtin has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to supervise advisor’s handling managed accounts. The FINRA arbitration proceeding recently filed against J.P. Morgan Securities for $40 million for the advisor’s alleged misconduct is still pending. Daniel Curtin Red Flags & Your Rights As An Investor Of course, Daniel Curtin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Curtin at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Curtinhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Daniel Curtin If you have questions about J.P. Morgan Securities LLC and/or Daniel Curtin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 10, 2024

Kirk Crossen of Raymond James & Associates, Inc

DID KIRK JAMES CROSSEN CAUSE YOU INVESTMENT LOSSES? Kirk Crossen Of Raymond James & Associates, Inc. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Kirk Crossen Customer Complaint Kirk Crossen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable investment strategy in a client’s account at Morgan Stanley. The FINRA arbitration proceeding for Kirk Crossen’s alleged misconduct where the customer seeking $6 million is still pending. At or about the time the customer complaint was filed, Raymond James and Associates discharged the advisor for allegedly lacking candor during an inquiry into a loan from the individual’s former client at Morgan Stanley where he was employed. Kirk Crossen Red Flags & Your Rights As An Investor Of course, Kirk Crossen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk Crossen at Raymond James & Associates, Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Kirk Crossen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Kirk Crossen If you have questions about Raymond James & Associates, Inc., Morgan Stanley and/or Kirk Crossen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 10, 2024

Alexis Crespo Perez of Oriental Financial Services LLC

DID ALEXIS J CRESPO PEREZ CAUSE YOU INVESTMENT LOSSES? Alexis Crespo Perez Of Oriental Financial Services LLC Has 18 Customer Complaints For Alleged Broker Misconduct Alexis Crespo Perez Customer Complaints Alexis Crespo Perez has been the subject of 18 customer complaints that we know about seeking to recover investment losses. One customer complaint evolved into an arbitration proceeding and an award in favor of the investor. Another 15 customer complaints were settled by Oriental Financial Services in favor of the investors. Only one customer complaint was denied by the brokerage firm and the investor took no further action. There is currently one FINRA arbitration proceeding that is still pending against Oriental Financial Services for the advisor’s alleged misconduct. Allegations Against Alexis Crespo Perez The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were generally the same and related to the misrepresentation, misleading statements, unsuitable recommendations, overconcentration of investments in Puerto Rico Bonds in Puerto Rico closed-end bond funds. Alexis Crespo Perez Red Flags & Your Rights As An Investor Of course, Alexis Crespo Perez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexis Crespo Perez at Oriental Financial Services LLCon alert to review carefully the activity and performance of their accounts and question whether Alexis Crespo Perez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oriental Financial Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oriental Financial Services LLC Due To Alexis Crespo Perez If you have questions about Oriental Financial Services LLC and/or Alexis Crespo Perez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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