Mar 7, 2024

Mark Poulin of Morgan Stanley

DID MARK ROBERT POULIN CAUSE YOU INVESTMENT LOSSES? Mark Poulin Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Mark Poulin Customer Complaints Mark Poulin has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled by his former employer in favor of the investor. Morgan Stanley recently denied another customer complaint and, so far the investor has not taken any other action or filed another arbitration proceeding. Allegations Against Mark Poulin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Poulin Red Flags & Your Rights As An Investor Of course, Mark Poulin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Poulin at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Mark Poulin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Mark Poulin If you have questions about Morgan Stanley and/or Mark Poulin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2024

Rodney Potratz of Osaic Wealth, Inc.

DID RODNEY DAVID POTRATZ CAUSE YOU INVESTMENT LOSSES? Rodney Potratz Of Osaic Wealth, Inc. And Formerly With FSC Securities Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Rodney Potratz Customer Complaints Rodney Potratz has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by the advisor’s former employers in favor of the investors. The third complaint was recently denied by his current employer Osaic Wealth, Inc. and thus far, the investor has not filed any arbitration claim or taken any other action. Allegations Against Rodney Potratz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rodney Potratz Red Flags & Your Rights As An Investor Of course, Rodney Potratz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rodney Potratz at Osaic Wealth, Inc. and FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Rodney Potratz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Rodney Potratz If you have questions about Osaic Wealth, Inc., FSC Securities Corporation and/or Rodney Potratz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2024

Adam Phillipich of Cambridge Investment Research, Inc.

DID ADAM MICHAEL PHILLIPICH CAUSE YOU INVESTMENT LOSSES? Adam Phillipich Of Cambridge Investment Research, Inc. And Formerly With AXA Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Adam Phillipich Customer Complaint Adam Phillipich has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor recommended an unsuitable variable annuity contract. Equitable Advisors denied the customer complaint recently and thus far the investor has not taken any further action. Adam Phillipich Red Flags & Your Rights As An Investor Of course, Adam Phillipich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Phillipich at Cambridge Investment Research, Inc. and AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Phillipich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. and AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Adam Phillipich If you have questions about Cambridge Investment Research, Inc., AXA Advisors, LLC and/or Adam Phillipich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2024

Matthew Peterson of Wells Fargo Clearing Services, LLC

DID MATTHEW RICHARD PETERSON CAUSE YOU INVESTMENT LOSSES? Matthew Peterson Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Matthew Peterson Customer Complaint Matthew Peterson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor did not act in customer’s best interest when he advised her not to liquidate a position that subsequently lost value.  The customer complaint was recently filed with Wells Fargo Advisors and the investor is awaiting  its response. Matthew Peterson Red Flags & Your Rights As An Investor Of course, Matthew Peterson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Peterson at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew Peterson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Matthew Peterson If you have questions about Wells Fargo Clearing Services, LLC and/or Matthew Peterson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2024

Jacquelyn Pasciak of Cambridge Investment Research, Inc.

DID JACQUELYN MARIE PASCIAK CAUSE YOU INVESTMENT LOSSES? Jacquelyn Pasciak Of Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jacquelyn Pasciak Customer Complaint Jacquelyn Pasciak has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor failed to follow customer’s investment instructions related to mutual funds. The complaint was recently received and denied by the brokerage firm. Thus far, the customer has not initiated any FINRA arbitration proceeding or taken any other action. Jacquelyn Pasciak Red Flags & Your Rights As An Investor Of course, Jacquelyn Pasciak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jacquelyn Pasciak at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jacquelyn Pasciak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Jacquelyn Pasciak If you have questions about Cambridge Investment Research, Inc. and/or Jacquelyn Pasciak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 6, 2024

Young Park of NYLife Securities LLC

DID YOUNG SAM PARK CAUSE YOU INVESTMENT LOSSES? Young Park Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Young Park Customer Complaint Young Park has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer was misled in connection with the purchase of a variable annuity contract. NYLIFE Securities recently settled the customer complaint in favor of the investor. Young Park Red Flags & Your Rights As An Investor Of course, Young Park did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Young Park at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Young Park has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Young Park If you have questions about NYLife Securities LLC and/or Young Park and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 6, 2024

Glenn Ota of Morgan Stanley

DID GLENN AKIRA OTA CAUSE YOU INVESTMENT LOSSES? Glenn Ota Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Glenn Ota Customer Complaints Glenn Ota has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by the brokerage firms and so far the investors have not taken any further action. Allegations Against Glenn Ota A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Glenn Ota Red Flags & Your Rights As An Investor Of course, Glenn Ota did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glenn Ota at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Glenn Ota has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Glenn Ota If you have questions about Morgan Stanley and/or Glenn Ota and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 6, 2024

George Osipovitch III of Equitable Advisors, LLC

DID GEORGE OSIPOVITCH III CAUSE YOU INVESTMENT LOSSES? George Osipovitch III Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct George Osipovitch III Customer Complaints George Osipovitch III has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by AXA Advisors in favor of the investor. The other customer complaint recently filed with its successor Equitable Advisors is awaiting the brokerage firm’s determination. Allegations Against George Osipovitch III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: George Osipovitch III Red Flags & Your Rights As An Investor Of course, George Osipovitch III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Osipovitch III at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether George Osipovitch III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To George Osipovitch III If you have questions about Equitable Advisors, LLC and/or George Osipovitch III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 6, 2024

Edgardo Ortiz Flores of Citigroup Global Markets Inc.

DID EDGARDO LUIS ORTIZ FLORES CAUSE YOU INVESTMENT LOSSES? Edgardo Ortiz Flores Of Citigroup Global Markets Inc. And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Edgardo Ortiz Flores Customer Complaint Edgardo Ortiz Flores has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation related to a mutual fund investment resulting in losses. The customer complaint was recently filed with J.P. Morgan Securities and denied by the brokerage firm. Thus far, the customer has not filed any arbitration proceeding or taken any other action. Edgardo Ortiz Flores Red Flags & Your Rights As An Investor Of course, Edgardo Ortiz Flores did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edgardo Ortiz Flores at Citigroup Global Markets Inc. and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Edgardo Ortiz Flores has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citigroup Global Markets Inc. and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Citigroup Global Markets Inc. Due To Edgardo Ortiz Flores If you have questions about Citigroup Global Markets Inc., J.P. Morgan Securities LLC and/or Edgardo Ortiz Flores and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 6, 2024

 Ronald Ochal of Oppenheimer & Co. Inc.

DID RONALD THOMAS OCHAL CAUSE YOU INVESTMENT LOSSES? Ronald Ochal Of Oppenheimer & Co. Inc. And Formerly With Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Ronald Ochal Customer Complaints Ronald Ochal has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by H&R Block Financial Advisors in favor of the investors. The other customer complaint was recently denied by Oppenheimer & Co. and so far the investor has not filed any arbitration proceeding or taken any other action that we are aware of at this time. Allegations Against Ronald Ochal A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ronald Ochal Red Flags & Your Rights As An Investor Of course, Ronald Ochal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Ochal at Oppenheimer & Co. Inc. and Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald Ochal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Ronald Ochal If you have questions about U.S. Bancorp Investments, Inc. and/or Daniel Needler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading