Jan 8, 2024

Trey Toifel of Cetera Investment Services LLC

DID TREY ANDREW TOIFEL CAUSE YOU INVESTMENT LOSSES? Trey Toifel Of Cetera Investment Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct Trey Toifel Customer Complaints Trey Toifel has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Cetera Investment Services recently denied one of the customer complaints and thus far, does not appear that the investor’s taking any further action. The other customer complaint filed against Cetera Investment Services for Andrew Toifel’s alleged misconduct is still pending in a FINRA arbitration proceeding. Allegations Against Aubrey Lee, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Trey Toifel Red Flags & Your Rights As An Investor Of course, Trey Toifel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Trey Toifel at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Trey Toifel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Trey Toifel If you have questions about Cetera Investment Services LLC and/or Trey Toifel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 8, 2024

Michael Velez of Northwestern Mutual Investment Services, LLC

DID MICHAEL VELEZ CAUSE YOU INVESTMENT LOSSES? Michael Velez Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Velez Customer Complaint Michael Velez has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of the variable universal life insurance policy. Further, the investment was not suitable for the customer due to the premium obligations. Northwestern Mutual Investment Services settled the customer complaint in favor of the investor. Michael Velez Red Flags & Your Rights As An Investor Of course, Michael Velez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Velez at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Velez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Michael Velez If you have questions about Northwestern Mutual Investment Services, LLC and/or Michael Velez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 8, 2024

Gordon Tuthill of Goldman Sachs & Co. LLC

DID GORDON BRADLEY TUTHILL CAUSE YOU INVESTMENT LOSSES? Gordon Tuthill Of Goldman Sachs & Co. LLC Has A Customer Complaint For Alleged Broker Misconduct Gordon Tuthill Customer Complaint Gordon Tuthill has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to investments in corporate bonds through a discretionary investment account. The investment was not in alignment with an investment plan agreed to with the client. The FINRA arbitration proceeding filed against Goldman Sachs for Gordon Tuthill’s alleged misconduct is still pending. Gordon Tuthill Red Flags & Your Rights As An Investor Of course, Gordon Tuthill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gordon Tuthill at Goldman Sachs & Co. LLC on alert to review carefully the activity and performance of their accounts and question whether Gordon Tuthill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Goldman Sachs & Co. LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Goldman Sachs & Co. LLC Due To Gordon Tuthill If you have questions about Fidelity about Goldman Sachs & Co. LLC and/or Gordon Tuthill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 7, 2024

Joseph Wagstaff of Fidelity Brokerage Services LLC

DID JOSEPH GRANT WAGSTAFF CAUSE YOU INVESTMENT LOSSES? Joseph Wagstaff Of Fidelity Brokerage Services LLC Has A Customer Complaint For Alleged Broker Misconduct Joseph Wagstaff Customer Complaint Joseph Wagstaff has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation to transfer and annuity a because the tax event. The FINRA arbitration proceeding that was recently filed against Fidelity Brokerage Services for the advisor’s alleged misconduct is still pending. Joseph Wagstaff Red Flags & Your Rights As An Investor Of course, Joseph Wagstaff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Wagstaff at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Wagstaff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Joseph Wagstaff If you have questions about Fidelity Brokerage Services LLC and/or Joseph Wagstaff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 6, 2024

Luke Lannister of Grove Point Investments, LLC

DID LUKE LANNISTER CAUSE YOU INVESTMENT LOSSES? Luke Lannister Of Grove Point Investments, LLC And Formerly With Cuso Financial Services, L.P., Has 3 Customer Complaints For Alleged Broker Misconduct Luke Lannister Customer Complaints Luke Lannisterhas been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Grove Point Investments in favor of the investor for the full amount of the damages requested. There are currently 2 customer complaints pending from Luke N Esther’s current and former employers. Allegations Against Luke Lannister A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Luke Lannister Red Flags & Your Rights As An Investor Of course, Luke Lannister did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luke Lannister at Grove Point Investments, LLC and Cuso Financial Services, L.P. on alert to review carefully the activity and performance of their accounts and question whether Luke Lannister has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Grove Point Investments, LLC and Cuso Financial Services, L.P. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Grove Point Investments, LLC Due To Luke Lannister If you have questions about Grove Point Investments, LLC, Cuso Financial Services, L.P. and/or Luke Lannister and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 6, 2024

Aubrey Lee, Jr. of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID AUBREY W LEE JR CAUSE YOU INVESTMENT LOSSES? Aubrey Lee, Jr. Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Aubrey Lee, Jr. Customer Complaints Aubrey Lee, Jr. has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two customer complaints were denied by Merrill Lynch Pierce Fenner and Smith and thus far, investors have not taken any further action. There is currently one complaint that was recently filed and still pending with Merrill Lynch Pierce Fenner and Smith for Aubrey Lee’s alleged misconduct. Allegations Against Aubrey Lee, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Aubrey Lee, Jr.  Red Flags & Your Rights As An Investor Of course, Aubrey Lee, Jr.  did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aubrey Lee, Jr.  at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to carefully review the activity and performance of their accounts and question whether Aubrey Lee, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Aubrey Lee, Jr. If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Aubrey Lee, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 6, 2024

Thomas Logue of State Farm VP Management Corp

DID THOMAS CHRISTOPHER LOGUE CAUSE YOU INVESTMENT LOSSES? Thomas Logue Of State Farm VP Management Corp. Has A Customer Complaint For Alleged Broker Misconduct Andrew Lofton Customer Complaint Thomas Logue has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were agent placed customer in an investment not suited for her and the misappropriation. The customer complaint is still pending with State Farm VP Management Corp. and awaiting resolution. Thomas Logue Red Flags & Your Rights As An Investor Of course, Thomas Logue did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Logue at State Farm VP Management Corp. on alert to review carefully the activity and performance of their accounts and question whether Thomas Logue has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at State Farm VP Management Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At State Farm VP Management Corp. Due To Thomas Logue If you have questions about State Farm VP Management Corp. and/or Thomas Logue and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 5, 2024

Andrew Lofton of Cetera Investment Services LLC

DID ANDREW ZACHARY LOFTON CAUSE YOU INVESTMENT LOSSES? Andrew Lofton Of Cetera Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Andrew Lofton Customer Complaint Andrew Lofton has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations related to structure product investments. Cetera Investment Services recently denied the customer complaint and thus far the investor has not filed his arbitration proceeding. Andrew Lofton Red Flags & Your Rights As An Investor Of course, Andrew Lofton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Lofton at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Lofton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Andrew Lofton If you have questions about Cetera Investment Services LLC and/or Andrew Lofton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 5, 2024

Garth Lurvey of Private Client Services, LLC

DID GARTH JAMES LURVEY CAUSE YOU INVESTMENT LOSSES? Garth Lurvey Of Private Client Services, LLC And Formerly With LPL Financial LLC Has 4 Customer Complaints For Alleged Broker Misconduct Garth Lurvey Customer Complaints Garth Lurvey has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by SunTrust Investment Services in favor of the investor. Another to customer complaints were denied by the brokerage firm in the investors took no further action. There is currently one FINRA arbitration proceeding that was recently filed against LPL Financial for Garth Lurvey’s alleged misconduct that is still pending. Allegations Against Garth Lurvey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Garth Lurvey Red Flags & Your Rights As An Investor Of course, Garth Lurvey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Garth Lurvey at Private Client Services, LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Garth Lurvey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Private Client Services, LLC and LPL Financial LLCalso raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Private Client Services, LLC Due To Garth Lurvey If you have questions about Private Client Services, LLC, LPL Financial LLC and/or Garth Lurvey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 4, 2024

Guillermo Machuca of First Southern, LLC

DID GUILLERMO JAVIER MACHUCA CAUSE YOU INVESTMENT LOSSES? Guillermo Machuca Of First Southern, LLC And Formerly With UBS Financial Services Inc. Has 20 Customer Complaints For Alleged Broker Misconduct Guillermo Machuca Customer Complaints Guillermo Machuca has been the subject of 20 customer complaints that we know about seeking to recover investment losses. Sixteen of the customer complaints were settled by UBS Financial Services in favor of the investors. Three customer complaints were denied by the advisor’s current and former employer and the investors have not taken any further action. There is currently one FINRA arbitration proceeding still pending against UBS Financial Services or Guillermo Machuca’s alleged misconduct. Allegations Against Guillermo Machuca The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were generally related to the offer and sale of Puerto Rico municipal bonds in Puerto Rico closed-end bond funds. The investors almost uniformly alleged that the investments were misrepresented and unsuitably overconcentrated in the client’s accounts. Guillermo Machuca Red Flags & Your Rights As An Investor Of course, Guillermo Machuca did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Guillermo Machuca at First Southern, LLC and UBS Financial Services Inc.on alert to review carefully the activity and performance of their accounts and question whether Guillermo Machucahas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Southern, LLC and UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Southern, LLC Due To Guillermo Machuca If you have questions about First Southern, LLC, UBS Financial Services Inc. and/or Guillermo Machuca and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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