Feb 7, 2024

Adam Cavise of Revere Securities LLC

DID ADAM MICHAEL CAVISE CAUSE YOU INVESTMENT LOSSES? Adam Cavise Of Revere Securities LLC And Formerly With Spartan Capital Securities, LLC and Benchmark Investments, LLC Has A Customer Complaint For Alleged Broker Misconduct Adam Cavise Customer Complaint Adam Cavise has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were the registered representative failed to follow the customer’s instructions regarding the sale of shares of common and preferred stock. The customer complaint was recently filed with Spartan Capital Securities for the advisor’s alleged misconduct and is still pending the firm’s review and determination. Adam Cavise Red Flags & Your Rights As An Investor Of course, Adam Cavise did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Cavise at Revere Securities LLC, Spartan Capital Securities, LLC and Benchmark Investments, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Cavise has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Revere Securities LLC, Spartan Capital Securities, LLC and Benchmark Investments, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Revere Securities LLC Due To Adam Cavise If you have questions about Revere Securities LLC, Spartan Capital Securities, LLC, Benchmark Investments, LLC and/or Adam Cavise and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 7, 2024

Ronald Castellanos of J.P. Morgan Securities LLC

DID RONALD CASTELLANOS CAUSE YOU INVESTMENT LOSSES? Ronald Castellanos Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Ronald Castellanos Customer Complaint Ronald Castellanos has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations of mutual funds. J.P. Morgan Securities recently denied the customer complaint and thus far, it does not appear that the investor filed any arbitration proceeding were taken any other action. Ronald Castellanos Red Flags & Your Rights As An Investor Of course, Ronald Castellanos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Castellanos at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald Castellanos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Ronald Castellanos If you have questions about J.P. Morgan Securities LLC and/or Ronald Castellanos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 7, 2024

Pasquale Capone of Wells Fargo Clearing Services, LLC

DID PASQUALE CAPONE CAUSE YOU INVESTMENT LOSSES? Pasquale Capone Of Wells Fargo Clearing Services, LLC Has 9 Customer Complaints For Alleged Broker Misconduct Pasquale Capone Customer Complaints Pasquale Capone has been the subject of 9 customer complaints that we know about seeking to recover investment losses. Six of the customer complaints were settled by the advisor’s employers in favor of the investors. Two customer complaints were denied in the investors took no further action. There is currently one FINRA arbitration proceeding still pending against Wells Fargo Clearing Services for Pasquale Capone’s alleged misconduct. Allegations Against Pasquale Capone A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Pasquale Capone Red Flags & Your Rights As An Investor Of course, Pasquale Capone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pasquale Capone at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Pasquale Capone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Pasquale Capone If you have questions about Wells Fargo Clearing Services, LLC and/or Pasquale Capone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 7, 2024

Lance Cannon of LPL Financial LLC

DID LANCE VICTOR CANNON CAUSE YOU INVESTMENT LOSSES? Lance Cannon Of LPL Financial LLC And Formerly With Bancwest Investment Services, Inc. and Allstate Financial Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Lance Cannon Customer Complaint Lance Cannon has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser made unsuitable investment recommendations and misrepresented the risk of the mutual fund investments he recommended. LPL Financial recently denied the customer complaint antedate, the investor has not filed any arbitration proceeding were taken any other action. Lance Cannon Red Flags & Your Rights As An Investor Of course, Lance Cannon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lance Cannon at LPL Financial LLC, Bancwest Investment Services, Inc. and Allstate Financial Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Lance Cannon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Bancwest Investment Services, Inc. and Allstate Financial Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Lance Cannon If you have questions about LPL Financial LLC, Bancwest Investment Services, Inc., Allstate Financial Advisors, LLC and/or Lance Cannon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 7, 2024

Joseph Cahill of Commonwealth Financial Network

DID JOSEPH JOHN CAHILL CAUSE YOU INVESTMENT LOSSES? Joseph Cahill Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Joseph Cahill Customer Complaint Joseph Cahill has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations and mutual funds. The customer complaint was recently filed and denied by Commonwealth Financial Network. Thus far, does not appear that the investor has filed any arbitration proceeding or taken any other action. Joseph Cahill Red Flags & Your Rights As An Investor Of course, Joseph Cahill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Cahill at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Joseph Cahill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Joseph Cahill If you have questions about Commonwealth Financial Network and/or Joseph Cahill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 6, 2024

Sean Burr of Centaurus Financial, Inc

DID SEAN BURR CAUSE YOU INVESTMENT LOSSES? Sean Burr Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Sean Burr Customer Complaints Sean Burr has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were recently filed and are still pending against Centaurus Financial for Sean Burr’s alleged misconduct in ongoing FINRA arbitration proceedings. Allegations Against Sean Burr A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sean Burr Red Flags & Your Rights As An Investor Of course, Sean Burr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Burr at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sean Burr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc.  Due To Sean Burr If you have questions about Centaurus Financial, Inc.  and/or Sean Burr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 6, 2024

Joey Bunton of Money Concepts Capital Corp

DID JOEY DOMINIC BUNTON CAUSE YOU INVESTMENT LOSSES? Joey Bunton Of Money Concepts Capital Corp. and Formerly With NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Joey Bunton Customer Complaint Joey Bunton has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for mismanagement of customer’s account with her husband. A customer complaint was recently filed with Money Concepts Capital Corp. for Joey Bunton’s alleged misconduct and under review by the brokerage firm. Joey Bunton Red Flags & Your Rights As An Investor Of course, Joey Bunton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joey Bunton at Money Concepts Capital Corp and NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Joey Bunton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital Corp and NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Money Concepts Capital Corp Due To Joey Bunton If you have questions about Money Concepts Capital Corp, NYLife Securities LLC and/or Joey Bunton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 6, 2024

Lonnie Bull of Edward Jones

DID LONNIE MATTHEW BULL CAUSE YOU INVESTMENT LOSSES? Lonnie Bull Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Lonnie Bull Customer Complaint Lonnie Bull has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor promised the customer a return of at least 7% failed to follow customer’s instructions with respect to investments in certificates of deposit. Edward Jones recently denied the customer complaint and thus far, does not appear that the investor has not filed any arbitration proceeding taken any other action. Lonnie Bull Red Flags & Your Rights As An Investor Of course, Lonnie Bull did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lonnie Bull at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Lonnie Bullhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Lonnie Bull If you have questions about Edward Jones and/or Lonnie Bull and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 6, 2024

Darren Bui of J.P. Morgan Securities LLC

DID FARREN N BUI CAUSE YOU INVESTMENT LOSSES? Darren Bui Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Darren Bui Customer Complaint Darren Bui has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were against JP Morgan Securities for its employee’s failure to disclose a contingent deferred sales charge associated with a mutual fund investment. The brokerage firm recently denied the customer complaint and thus far, the investor has not filed any arbitration proceeding or taken any other action that we are aware of today. Darren Bui Red Flags & Your Rights As An Investor Of course, Darren Bui did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darren Bui at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Darren Bui has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Darren Bui If you have questions about J.P. Morgan Securities LLC and/or Darren Bui and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 6, 2024

Todd Bruns of Edward Jones

DID TODD MATHEW BRUNS CAUSE YOU INVESTMENT LOSSES? Todd Bruns Of Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Todd Bruns Customer Complaints Todd Bruns has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were denied by Edward Jones and investors took no further action. The other customer complaint was filed as a FINRA arbitration proceeding recently and is still pending. Allegations Against Todd Bruns A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Todd Bruns Red Flags & Your Rights As An Investor Of course, Todd Bruns did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Bruns at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Todd Bruns has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Todd Bruns If you have questions about Edward Jones and/or Todd Bruns and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading