Feb 5, 2024

Richard Brittain of Equitable Advisors, LLC

DID RICHARD DUSTIN BRITTAIN CAUSE YOU INVESTMENT LOSSES? Richard Brittain Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Richard Brittain Customer Complaint Richard Brittain has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser made an unsuitable recommendation to purchase a variable annuity contract. Equitable Advisors recently denied the customer complaint and so far, the investor is not taking any further action. Richard Brittain Red Flags & Your Rights As An Investor Of course, Richard Brittain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Brittain at Equitable Advisors, LLCon alert to review carefully the activity and performance of their accounts and question whether Richard Brittain has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Richard Brittain If you have questions about Equitable Advisors, LLC and/or Richard Brittain and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 5, 2024

Ross Brenner of Valic Financial Advisors, Inc

DID ROSS BRENNER CAUSE YOU INVESTMENT LOSSES? Ross Brenner Of Valic Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Ross Brenner Customer Complaint Ross Brenner has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor ignored her instructions and placed her into an aggressively allocated account which he did not authorize. The customer complaint was recently filed with Valic Financial Advisors and is still pending review by the brokerage firm. Ross Brenner Red Flags & Your Rights As An Investor Of course, Ross Brenner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ross Brenner at Valic Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ross Brenner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc. Due To Ross Brenner If you have questions about Valic Financial Advisors, Inc.and/or Ross Brenner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 5, 2024

Evan Branfman of Ameriprise Financial Services, LLC

DID EVAN SCOTT BRANFMAN CAUSE YOU INVESTMENT LOSSES? Evan Branfman Of Ameriprise Financial Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Evan Branfman Customer Complaints Evan Branfman has been the subject of 4 customer complaints that we know about seeking to recover investment losses. All 4 customer complaints were denied by Ameriprise Financial Services, so the investors have not taken any further action. Allegations Against Evan Branfman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Evan Branfman Red Flags & Your Rights As An Investor Of course, Evan Branfman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Evan Branfman at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Evan Branfman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Evan Branfman If you have questions about Ameriprise Financial Services, LLC and/or Evan Branfman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 5, 2024

Kathy Borkovec of Charles Schwab & Co., Inc

DID KATHY ANN BORKOVEC CAUSE YOU INVESTMENT LOSSES? Kathy Borkovec Of Charles Schwab & Co., Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Kathy Borkovec Customer Complaints Kathy Borkovec has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Fifth Third Securities in favor of the investor. The other customer complaint was recently denied by Charles Schwab and so far, the investor is not taking any further action. Allegations Against Kathy Borkovec A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kathy Borkovec Red Flags & Your Rights As An Investor Of course, Kathy Borkovec did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kathy Borkovec at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Kathy Borkovechas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Kathy Borkovec If you have questions about Charles Schwab & Co., Inc. and/or Kathy Borkovec and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 5, 2024

Robert Bolber of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ROBERT DAVID BOLBER CAUSE YOU INVESTMENT LOSSES? Robert Bolber Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Robert Bolber Customer Complaints Robert Bolber has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by Merrill Lynch Appears Fenner and Smith in the investors did not take any further action. Allegations Against Robert Bolber A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Bolber Red Flags & Your Rights As An Investor Of course, Robert Bolber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Bolber at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Robert Bolber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Robert Bolber If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Robert Bolber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 4, 2024

James Blaszyk of Wells Fargo Clearing Services, LLC

DID JAMES CABOURNE BLASZYK CAUSE YOU INVESTMENT LOSSES? James Blaszyk Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct James Blaszyk Customer Complaints James Blaszyk has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Wells Fargo Advisors for James Blaszyk’s alleged misconduct in favor of the investor. The other customer complaint was recently filed against Wells Fargo Clearing Services for the advisor’s alleged misconduct and is still pending. Allegations Against James Blaszyk A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Blaszyk Red Flags & Your Rights As An Investor Of course, James Blaszyk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Blaszyk at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Blaszyk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To James Blaszyk If you have questions about Wells Fargo Clearing Services, LLC and/or James Blaszyk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 4, 2024

Albert Bevilacqua, III of Ameriprise Financial Services, LLC

DID ALBERT ANTHONY BEVILACQUA III CAUSE YOU INVESTMENT LOSSES? Albert Bevilacqua, III Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Albert Bevilacqua, III Customer Complaints Albert Bevilacqua, III has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by American Express Financial Advisors and the investor took no further action. The other customer complaint was recently filed as a FINRA arbitration proceeding and still pending. Allegations Against Albert Bevilacqua, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Albert Bevilacqua, III Red Flags & Your Rights As An Investor Of course, Albert Bevilacqua, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Albert Bevilacqua, III at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Albert Bevilacqua, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Albert Bevilacqua, III If you have questions about Ameriprise Financial Services, LLC and/or Albert Bevilacqua, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 4, 2024

Kurt Berry formerly with Vanderbilt Securities, LLC

DID KURT ALLEN BERRY CAUSE YOU INVESTMENT LOSSES? Kurt Berry Formerly With Vanderbilt Securities, LLC and Regulus Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Kurt Berry Customer Complaint Kurt Berry has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were for misrepresentations of the risk of the investments being made. The adviser allegedly stated that the investments were not correlated to the stock market and would not experience volatility. Customers allege the adviser never balanced gave a balanced presentation of the risk and the benefits. A customer complaint was recently filed with Regulus Advisors and is still pending. Kurt Berry Red Flags & Your Rights As An Investor Of course, Kurt Berry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kurt Berry at Vanderbilt Securities, LLC and Regulus Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Kurt Berry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanderbilt Securities, LLC and Regulus Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanderbilt Securities, LLC Due To Kurt Berry If you have questions about Vanderbilt Securities, LLC, Regulus Advisors, LLC and/or Kurt Berry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 4, 2024

Thomas Bell of Wells Fargo Clearing Services, LLC

DID THOMAS JAMES BELL CAUSE YOU INVESTMENT LOSSES? Thomas Bell Of Wells Fargo Clearing Services, LLC And Formerly With PNC Investments Has A Customer Complaint For Alleged Broker Misconduct Thomas Bell Customer Complaint Thomas Bell has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses where the suitability of a variable annuity contract recommendation is not appropriately determined at time of purchase. The complaint was recently filed with PNC Investments and is still pending. Thomas Bell Red Flags & Your Rights As An Investor Of course, Thomas Bell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Bell at Wells Fargo Clearing Services, LLC and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Thomas Bell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and PNC Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Thomas Bell If you have questions about Wells Fargo Clearing Services, LLC, PNC Investments and/or Thomas Bell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 3, 2024

Adam Belardino formerly with MML Investors Services, LLC

DID ADAM GERARD BELARDINO CAUSE YOU INVESTMENT LOSSES? Adam Belardino Formerly With MML Investors Services, LLC Has 8 Customer Complaints For Alleged Broker Misconduct Adam Belardino Customer Complaints Adam Belardino has been the subject of 8 customer complaints that we know about seeking to recover investment losses. Five of the customer complaints were settled by the advisors and employers in favor of the investors, one case was settled for over $1.5 million. Three of the customer complaints were denied by his employers in the investors took no further action. Allegations Against Adam Belardino A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Adam Belardino Red Flags & Your Rights As An Investor Of course, Adam Belardino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Belardino at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Belardino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Adam Belardino If you have questions about MML Investors Services, LLC and/or Adam Belardino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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