Mar 24, 2024

Surya Metzler of Centaurus Financial, Inc.

DID SURYA JOSHUA KANE METZLER CAUSE YOU INVESTMENT LOSSES? Surya Metzler Of Centaurus Financial, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Surya Metzler Customer Complaints Surya Metzler has been the subject of 9 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by the advisor’s former employer’s in favor of the investors for her alleged misconduct. Five of the customer complaints were denied by her employers and the investors took no further action.  There are currently two FINRA arbitration proceedings filed against Centaurus Financial for Surya Metzler’s alleged misconduct that are still pending.  Allegations Against Surya Metzler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Surya Metzler Red Flags & Your Rights As An Investor Of course, Surya Metzler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Surya Metzler at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Surya Metzler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Surya Metzler If you have questions about Centaurus Financial, Inc. and/or Surya Metzler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 24, 2024

Patrick Mendenhall of USCA Securities LLC

DID PATRICK MICHAEL MENDENHALL CAUSE YOU INVESTMENT LOSSES? Patrick Mendenhall Of USCA Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Patrick Mendenhall Customer Complaints Patrick Mendenhall has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by USCA Securities, LLC in favor of the investors for Patrick Mendenhall’s alleged misconduct. Another customer complaint was recently filed against USCA Securities and denied by the brokerage firm. Thus far, the investor has not taken any further action. Allegations Against Patrick Mendenhall A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Patrick Mendenhall Red Flags & Your Rights As An Investor Of course, Patrick Mendenhall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Mendenhall at USCA Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Patrick Mendenhall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USCA Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At USCA Securities LLC Due To Patrick Mendenhall If you have questions about USCA Securities LLC and/or Patrick Mendenhall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 23, 2024

 Katherine McLernon of MML Investors Services, LLC

DID KATHERINE RUTH MCLERNON CAUSE YOU INVESTMENT LOSSES? Katherine McLernon Of MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Katherine McLernon Customer Complaints Katherine McLernon has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  One customer complaint resulted in an arbitration award in favor of the investor for Katherine McLernon’s alleged misconduct.  Another customer complaint was denied by MML Investors, Services and the investor took no further action.  Another customer complaint was recently filed with MML Investors Services and is still pending. Allegations Against Katherine McLernon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Katherine McLernon Red Flags & Your Rights As An Investor Of course, Katherine McLernon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Katherine McLernon at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Katherine McLernon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Katherine McLernon If you have questions about MML Investors Services, LLC and/or Katherine McLernon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 23, 2024

Shon McLain MML Investors Services, LLC

DID SHON IVAN MCLAIN CAUSE YOU INVESTMENT LOSSES? Shon McLain Of MML Investors Services, LLC And Formerly With Equity Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Shon McLain Customer Complaint Shon McLain has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative falsely told customer, the beneficiary of an IRA, that other products for our IRA rollover were not available, and a lump-sum distribution was required.  Equity Services, Inc. recently denied the customer complaint and so far, the investor has not filed any arbitration proceeding or taken any other action. Shon McLain Red Flags & Your Rights As An Investor Of course, Shon McLain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shon McLain at MML Investors Services, LLC and Equity Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Shon McLain has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and Equity Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Shon McLain If you have questions about MML Investors Services, LLC, Equity Services, Inc. and/or Shon McLain and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 23, 2024

Brian Mariash of UBS Financial Services Inc.

DID BRIAN JAMES MARIASH CAUSE YOU INVESTMENT LOSSES? Brian Mariash Of UBS Financial Services Inc. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Brian Mariash Customer Complaints Brian Mariash has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by the advisor’s former employer’s in favor of the investors for his misconduct.  There is currently one customer complaint which was recently filed with Merrill Lynch, Pierce, Fenner & Smith for Brian Mariash’s alleged misconduct that is awaiting the firm’s review and determination. Allegations Against Brian Mariash A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Brian Mariash Red Flags & Your Rights As An Investor Of course, Brian Mariash did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Mariash at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Brian Mariash has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Brian Mariash If you have questions about UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Brian Mariash and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 23, 2024

Hugo Mantilla of Morgan Stanley

DID HUGO FISCHER MANTILLA CAUSE YOU INVESTMENT LOSSES? Hugo Mantilla Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Hugo Mantilla Customer Complaint Hugo Mantilla has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations with respect to the transfer of an interest in a family trust.  A customer complaint was recently filed with Morgan Stanley alleging $20 million in damages and is still pending. Hugo Mantilla Red Flags & Your Rights As An Investor Of course, Hugo Mantilla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hugo Mantilla at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Hugo Mantilla has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Hugo Mantilla If you have questions about Morgan Stanley and/or Hugo Mantilla and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 23, 2024

Ali Mahlooji of PHX Financial, Inc.

DID ALI BARRY MAHLOOJI CAUSE YOU INVESTMENT LOSSES? Ali Mahlooji Of PHX Financial, Inc. And Formerly With National Securities Corporation Has 4 Customer Complaints For Alleged Broker Misconduct Ali Mahlooji Customer Complaints Ali Mahlooji has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by National Securities Corp. in favor of the investors for Ali Mahlooji’s alleged misconduct.  Another customer complaint was denied by the brokerage firm and the investor took no further action.  There is currently one customer complaint that evolved into a FINRA arbitration proceeding which was recently filed against National Securities Corp., for the advisor’s alleged misconduct and is still pending. Allegations Against Ali Mahlooji A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ali Mahlooji Red Flags & Your Rights As An Investor Of course, Ali Mahlooji did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ali Mahlooji at PHX Financial, Inc. and National Securities Corporationon alert to review carefully the activity and performance of their accounts and question whether Ali Mahlooji has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial, Inc. and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PHX Financial, Inc. Due To Ali Mahlooji If you have questions about PHX Financial, Inc., National Securities Corporation and/or Ali Mahlooji and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 22, 2024

Gregory Lourdin of Newbridge Securities Corporation

DID GREGORY LOURDIN CAUSE YOU INVESTMENT LOSSES? Gregory Lourdin Of Newbridge Securities Corporation Has 7 Customer Complaints For Alleged Broker Misconduct Gregory Lourdin Customer Complaints Gregory Lourdin has been the subject of 7 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by National Securities Corp. in favor of the investors. Four of the customer complaints were denied by Gregory Lourdin’s former employers and the investors took no further action. There is currently one FINRA arbitration proceeding that was recently filed against Newbridge Securities Corporation for the advisor’s alleged misconduct and is still pending. Allegations Against Gregory Lourdin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Lourdin Red Flags & Your Rights As An Investor Of course, Gregory Lourdin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Lourdin at Newbridge Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Gregory Lourdin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Newbridge Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Newbridge Securities Corporation Due To Gregory Lourdin If you have questions about Newbridge Securities Corporation and/or Gregory Lourdin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 22, 2024

Charles Lombardi, Jr. of Morgan Stanley

DID CHARLES DONALD LOMBARDI JR CAUSE YOU INVESTMENT LOSSES? Charles Lombardi, Jr. Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Charles Lombardi, Jr. Customer Complaints Charles Lombardi, Jr. has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Morgan Stanly and the investor took no further action.  There is currently 1 customer complaint that was recently filed with Morgan Stanley that is still under review and pending. Allegations Against Charles Lombardi, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Charles Lombardi, Jr. Red Flags & Your Rights As An Investor Of course, Charles Lombardi, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Lombardi, Jr. at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Charles Lombardi, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Charles Lombardi, Jr. If you have questions about Morgan Stanley and/or Charles Lombardi, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 22, 2024

Jongwook Kim of Equitable Advisors, LLC

DID JONGWOOK KIM CAUSE YOU INVESTMENT LOSSES? Jongwook Kim Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Jongwook Kim Customer Complaint Jongwook Kim has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor recommended unsuitable REIT transactions.  The FINRA arbitration proceeding was recently filed against Equitable Advisors for Jongwook Kim’s alleged misconduct and still pending. Jongwook Kim Red Flags & Your Rights As An Investor Of course, Jongwook Kim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jongwook Kim at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Jongwook Kim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Jongwook Kim If you have questions about Equitable Advisors, LLC and/or Jongwook Kim and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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