Dec 26, 2023

Robert Rasbach of Kingswood Capital Partners, LLC

DID ROBERT NELSON RASBACH CAUSE YOU INVESTMENT LOSSES? Robert Rasbach Of Kingswood Capital Partners, LLC And Formerly With Benchmark Investments, LLC and David Lerner Associates, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Robert Rasbach Customer Complaints Robert Rasbach has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Two customer complaints were denied by David Lerner and Associates investors took no further action. There are currently two FINRA arbitration proceedings filed against David Lerner Associates for Robert Rasbach’s alleged misconduct that are still pending. Allegations Against Robert Rasbach A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Robert Rasbach Red Flags & Your Rights As An Investor Of course, Robert Rasbach did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Rasbach at Kingswood Capital Partners, LLC, Benchmark Investments, LLC and David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Rasbach has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kingswood Capital Partners, LLC, Benchmark Investments, LLC and David Lerner Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kingswood Capital Partners, LLC Due To Robert Rasbach If you have questions about Kingswood Capital Partners, LLC, Benchmark Investments, LLC, David Lerner Associates, Inc. and/or Robert Rasbach and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 26, 2023

Kenneth Ramos of Stifel, Nicolaus & Company, Incorporated

DID KENNETH CARL RAMOS CAUSE YOU INVESTMENT LOSSES? Kenneth Ramos Of Stifel, Nicolaus & Company, Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Kenneth Ramos Customer Complaints Kenneth Ramos has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by RBC Dain Rauscher in favor of the investor. The other customer complaint evolved into a FINRA arbitration proceeding filed against Stifel, Nicholaus & Co. for Kenneth Ramos’ alleged misconduct and still pending. Allegations Against Kenneth Ramos A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kenneth Ramos Red Flags & Your Rights As An Investor Of course, Kenneth Ramos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Ramos at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kenneth Ramos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Kenneth Ramos If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Kenneth Ramos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 26, 2023

Daniel Raupp of Concorde Investment Services, LLC

DID DANIEL PHILIP RAUPP CAUSE YOU INVESTMENT LOSSES? Daniel Raupp Of Concorde Investment Services, LLC Has 12 Customer Complaints For Alleged Broker Misconduct Daniel Raupp Customer Complaints Daniel Raupp has been the subject of 12 customer complaints that we know about seeking to recover investment losses. Nine of the customer complaints were settled by Daniel Raupp’s employers in favor the investors. Only one customer complaint was denied by Concorde Investment Services and thus far does not appear that the investor has taken any further action. The other customer complaint was denied by J.P. Turner & Co. in the investor did not take any further action. There is currently one FINRA arbitration proceeding still pending against Concorde Investment Services for the advisor’s alleged misconduct. Allegations Against Daniel Raupp A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Daniel Raupp Red Flags & Your Rights As An Investor Of course, Daniel Raupp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Raupp at Concorde Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Raupp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Concorde Investment Services, LLC Due To Daniel Raupp If you have questions about Concorde Investment Services, LLC and/or Daniel Raupp management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 25, 2023

Raymond Samuels of Fidelity Brokerage Services LLC

DID RAYMOND QUINN SAMUELS CAUSE YOU INVESTMENT LOSSES? Raymond Samuels Of Fidelity Brokerage Services LLC And Formerly With UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Raymond Samuels Customer Complaints Raymond Samuels has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints recently denied by UBS Financial Services and thus far, the investors have not taken any further action. Allegations Against Raymond Samuels A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Raymond Samuels Red Flags & Your Rights As An Investor Of course, Raymond Samuels did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Samuels at Fidelity Brokerage Services LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Raymond Samuels has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Raymond Samuels If you have questions about Fidelity Brokerage Services LLC, UBS Financial Services Inc. and/or Raymond Samuels and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 24, 2023

Rylan Wistrom of Charles Schwab & Co. Inc

DID RYLAN JEFFREY WISTROM CAUSE YOU INVESTMENT LOSSES? Rylan Wistrom Of Charles Schwab & Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct Rylan Wistrom Customer Complaint Rylan Wistrom has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were purport advised related to fee-based accounts. Charles Schwab and Co. recently denied the customer complaint and thus far does not appear that the investor has taken any further action. Rylan Wistrom Red Flags & Your Rights As An Investor Of course, Rylan Wistrom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rylan Wistrom at Charles Schwab & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Rylan Wistrom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co. Inc. Due To Rylan Wistrom If you have questions about Charles Schwab & Co. Inc. and/or Rylan Wistrom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 24, 2023

Mark Elias of UBS Financial Services Inc

DID MARK STEVEN ELIAS CAUSE YOU INVESTMENT LOSSES? Mark Elias Of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Mark Elias Customer Complaints Mark Elias has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint proceeded to arbitration resulted in an arbitration award in favor of the investor. The other 3 customer complaints are all filed and pending FINRA arbitration proceedings. Allegations Against Mark Elias A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Elias Red Flags & Your Rights As An Investor Of course, Mark Elias did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Elias at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Elias has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Mark Elias If you have questions about UBS Financial Services Inc. and/or Mark Elias and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 24, 2023

Daryl Devillier of Ameriprise Financial Services, LLC

DID DARYL F DEVILLIER CAUSE YOU INVESTMENT LOSSES? Daryl Devillier Of Ameriprise Financial Services, LLC And Formerly With Raymond James & Associates, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Daryl Devillier Customer Complaints Daryl Devillier has been the subject of 7 customer complaints that we know about seeking to recover investment losses. One customer complaint resulted in an arbitration award against Raymond James Financial Services and Raymond James and Associates for the advisor’s alleged misconduct. Two of the customer complaints were settled by Daryl Devillier’s former employers in favor of the investors. Three of the customer complaints were denied by the advisor’s former employers and the investor took no further action. There is currently one customer complaint pending against Ameriprise Financial Services in Massachusetts Superior Court for Daryl Devillier’s alleged misconduct. Allegations Against Daryl Devillier A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Daryl Devillier Red Flags & Your Rights As An Investor Of course, Daryl Devillier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daryl Devillier at Ameriprise Financial Services, LLC and Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daryl Devillier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Daryl Devillier If you have questions about Ameriprise Financial Services, LLC, Raymond James & Associates, Inc. and/or Daryl Devillier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2023

Russell Demarest of MML Investors Services, LLC

DID RUSSELL GARY DEMAREST CAUSE YOU INVESTMENT LOSSES? Russell Demarest Of MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Russell Demarest Customer Complaints Russell Demarest has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled by New England Securities in favor of the investor. MML Investors Services denied all the customer complaints and thus far, no arbitration proceeding has been filed. Allegations Against Russell Demarest A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Russell Demarest Red Flags & Your Rights As An Investor Of course, Russell Demarest did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Demarest at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Russell Demarest has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Russell Demarest If you have questions about Northwestern MML Investors Services, LLC and/or Russell Demarest and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2023

Nick Delvecchio of Vanguard Marketing Corporation

DID NICK VINCENT DELVECCHIO CAUSE YOU INVESTMENT LOSSES? Nick Delvecchio Of Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct Nick Delvecchio Customer Complaint Nick Delvecchio has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the unauthorized sale of securities. The brokerage firm recently denied the customer allegation and so far, the investor is not filed any arbitration proceeding. John Darmanian Red Flags & Your Rights As An Investor Of course, Nick Delvecchio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nick Delvecchio at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Nick Delvecchio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Nick Delvecchio If you have questions about about Vanguard Marketing Corporation and/or Nick Delvecchio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2023

James Taylor of Northwestern Mutual Investment Services, LLC

DID JAMES TAYLOR DAVIS CAUSE YOU INVESTMENT LOSSES? James Taylor Of Northwestern Mutual Investment Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct James Taylor Customer Complaints James Taylor has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints resettled by Northwestern Mutual Investment Services in favor of the investors. The other customer complaint was recently withdrawn after the customer exercised a contractual right to return the policy under the free look. And received a refund of the premiums paid. Allegations Against James Taylor A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Taylor Red Flags & Your Rights As An Investor Of course, James Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Taylor at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To James Taylor If you have questions about Northwestern Mutual Investment Services, LLC and/or James Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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