Dec 22, 2023

Eric Davidson of Aegis Capital Corp

DID ERIC WILLIAM DAVIDSON CAUSE YOU INVESTMENT LOSSES? Eric Davidson Of Aegis Capital Corp Has 3 Customer Complaints For Alleged Broker Misconduct Eric Davidson Customer Complaints Eric Davidson has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Paulson Investment Company in favor of the investors. His current employer Aegis Capital Corp. recently denied the other customer complaint and so far, the investor is not taking any further action. Allegations Against Eric Davidson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Eric Davidson Red Flags & Your Rights As An Investor Of course, Eric Davidson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Davidson at Aegis Capital Corp on alert to review carefully the activity and performance of their accounts and question whether Eric Davidson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp Due To Eric Davidson If you have questions about Aegis Capital Corp and/or Eric Davidson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 22, 2023

Kristina Daoud of Ameriprise Financial Services, LLC

DID KRISTINA DAOUD CAUSE YOU INVESTMENT LOSSES? Kristina Daoud Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Kristina Daoud Customer Complaint Kristina Daoud has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor misrepresented a Variable Universal Life policy as an alternate option to cover her long-term care needs and failed to inform her the cost of the insurance may increase over time causing additional funding to be required to continue the policy. Ameriprise Financial Services recently denied the customer complaint and the investor is yet to file any arbitration proceeding. Kristina Daoud Red Flags & Your Rights As An Investor Of course, Kristina Daoud did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristina Daoud at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kristina Daoud has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Kristina Daoud If you have questions about about Ameriprise Financial Services, LLC and/or Kristina Daoud and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 21, 2023

Gary Costello of Aegis Capital Corp.

DID GARY STEVEN COSTELLO CAUSE YOU INVESTMENT LOSSES? Gary Costello Of Aegis Capital Corp. And Formerly With Truist Investment Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Gary Costello Customer Complaints Gary Costello has been the subject of 5 customer complaints that we know about seeking to recover investment losses. All 5 customer complaints recently filed with Truist Investment Services are under review and awaiting the firm’s determination. Allegations Against Gary Costello The allegations made in the 5 FINRA reported pending complaints for investment losses were all for unauthorized trading. Gary Costello Red Flags & Your Rights As An Investor Of course, Gary Costello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Costello at Aegis Capital Corp. and Truist Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gary Costello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. and Truist Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To Michael Corrada If you have questions about Aegis Capital Corp., Truist Investment Services, Inc. and/or Gary Costello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 21, 2023

Michael Corrada formerly with Center Street Securities, Inc.

DID MICHAEL WAYNE CORRADA CAUSE YOU INVESTMENT LOSSES? Michael Corrada Formerly With Center Street Securities, Inc. And Coastal Equities, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Michael Corrada Customer Complaints Michael Corrada has been the subject of 7 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by Michael Corrada’s former employers in favor of the investors. Two of the customer complaints were denied by SunTrust Investment Services. There are currently two FINRA arbitration proceedings pending against the advisor’s former employers for his alleged misconduct. Allegations Against Michael Corrada A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Corrada Red Flags & Your Rights As An Investor Of course, Michael Corrada did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Corrada at Center Street Securities, Inc. and Coastal Equities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Corrada has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Inc. and Coastal Equities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To Michael Corrada If you have questions about Center Street Securities, Inc., Coastal Equities, Inc. and/or Michael Corrada and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 20, 2023

Nicholas Conturso of Morgan Stanley

DID NICHOLAS CONTURSO CAUSE YOU INVESTMENT LOSSES? Nicholas Conturso Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Nicholas Conturso Customer Complaints Nicholas Conturso has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Citigroup Global Markets and the investor took no further action. The other customer complaint evolved into a FINRA arbitration proceeding that was recently filed against Morgan Stanley for Nicholas Conturso’s alleged misconduct and is still pending. Allegations Against Nicholas Conturso A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Nicholas Conturso Red Flags & Your Rights As An Investor Of course, Nicholas Conturso did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Conturso at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Nicholas Conturso has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Nicholas Conturso If you have questions about Morgan Stanley and/or Nicholas Conturso and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 20, 2023

Albert Collingbourne, IV of Edward Jones

DID ALBERT B COLLINGBOURNE, IV CAUSE YOU INVESTMENT LOSSES? Albert Collingbourne, IV Of Edward Jones And Formerly With Arvest Wealth Management Has A Customer Complaint For Alleged Broker Misconduct Albert Collingbourne, IV Customer Complaint Albert Collingbourne, IV has been the subject ofat least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser suggested the client establish a private equity company that he would manage outside Edward Jones. Edward Jones recently denied the customer complaint and, so far, investors have not taken any further action. Albert Collingbourne, IV Red Flags & Your Rights As An Investor Of course, Albert Collingbourne, IV did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Albert Collingbourne, IV at Edward Jones and Arvest Wealth Management on alert to review carefully the activity and performance of their accounts and question whether Albert Collingbourne, IV has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones and Arvest Wealth Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Albert Collingbourne, IV If you have questions about Edward Jones, Arvest Wealth Management and/or Albert Collingbourne, IV and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 20, 2023

Douglas Coleman LPL Financial LLC

DID DOUGLAS ROBERT COLEMAN CAUSE YOU INVESTMENT LOSSES? Douglas Coleman Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Douglas Coleman Customer Complaint Douglas Coleman has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser made an unsuitable recommendation to purchase an alternative investment involving real estate securities. The recently filed FINRA arbitration proceeding against LPL Financial for Douglas Coleman’s alleged misconduct is still pending. Douglas Coleman Red Flags & Your Rights As An Investor Of course, Douglas Coleman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Coleman at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Douglas Coleman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Douglas Coleman If you have questions about LPL Financial LLC and/or Douglas Coleman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 20, 2023

John Cimino of American Global Wealth Management, Inc.

DID JOHN CIMINO CAUSE YOU INVESTMENT LOSSES? John Cimino Of American Global Wealth Management, Inc. And Formerly With Laidlaw & Company (UK) Ltd. Has 2 Customer Complaints For Alleged Broker Misconduct John Cimino Customer Complaints John Cimino has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Morgan Keegan and Co. and the investor took no further action. The other customer complaint which was recently filed as FINRA arbitration proceeding against Wells Varco Advisors Financial Network for John Cimino’s alleged misconduct is still pending. Allegations Against John Cimino A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Cimino Red Flags & Your Rights As An Investor Of course, John Cimino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Cimino at American Global Wealth Management, Inc. and Laidlaw & Company (UK) Ltd. on alert to review carefully the activity and performance of their accounts and question whether John Cimino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Global Wealth Management, Inc., and Laidlaw & Company (UK) Ltd. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Global Wealth Management, Inc. Due To John Cimino If you have questions about American Global Wealth Management, Inc., Laidlaw & Company (UK) Ltd. and/or John Cimino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 19, 2023

Ernesto Chavez, Jr. of Emerson equity LLC

DID ERNESTO A CHAVEZ JR CAUSE YOU INVESTMENT LOSSES? Ernesto Chavez, Jr. Of Emerson equity LLC And Formerly With Western International Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Ernesto Chavez, Jr. Customer Complaints Ernesto Chavez, Jr. has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was recently settled by Western and International Securities for Ernesto Chavez’s alleged misconduct. There are currently 2 other FINRA arbitration proceedings still pending against Western International for Ernesto Chavez’s alleged misconduct. Allegations Against Ernesto Chavez, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ernesto Chavez, Jr. Red Flags & Your Rights As An Investor Of course, Ernesto Chavez, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ernesto Chavez, Jr.at Emerson Equity LLC and Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ernesto Chavez, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerson Equity LLC and Western International Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Emerson equity LLC Due To Ernesto Chavez, Jr. If you have questions about Emerson equity LLC, Western International Securities, Inc. and/or Ernesto Chavez, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 19, 2023

Robert Chastain formerly with CUNA Brokerage Services, Inc. and Allstate Financial Services, LLC

DID ROBERT CLINTON CHASTAIN CAUSE YOU INVESTMENT LOSSES? Robert Chastain Formerly With CUNA Brokerage Services, Inc. and Allstate Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Chastain Customer Complaint Robert Chastain has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where client was allegedly told his annuity investments were protected against loss and it was discovered that a guaranteed minimum accumulation benefit form was completed for the variable annuity contract but never submitted to the annuity carrier for processing. A customer complaint was recently filed with CUNA Brokerage Services and awaiting the firm’s review and determination. Robert Chastain Red Flags & Your Rights As An Investor Of course, Robert Chastain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Chastain at CUNA Brokerage Services, Inc. and Allstate Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Chastain has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CUNA Brokerage Services, Inc. and Allstate Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At CUNA Brokerage Services, Inc. Due To Robert Chastain If you have questions about CUNA Brokerage Services, Inc., Allstate Financial Services, LLC and/or Robert Chastain and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading