Jan 29, 2024

Deanna Quintanilla of Wells Fargo Clearing Services, LLC

DID DEANNA MARIE QUINTANILLA CAUSE YOU INVESTMENT LOSSES? Deanna Quintanilla Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Deanna Quintanilla Customer Complaint Deanna Quintanilla has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor omitted facts about the status of an investment. Wells Fargo Advisors recently denied the customer complaint and’s date, the investor has not taken any further action. Deanna Quintanilla Red Flags & Your Rights As An Investor Of course, Deanna Quintanilla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Deanna Quintanilla at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Deanna Quintanilla has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Deanna Quintanilla If you have questions about Wells Fargo Clearing Services, LLC and/or Deanna Quintanilla and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2024

Eric Diamond of Fidelity Brokerage Services LLC

DID ERIC LEE DIAMOND CAUSE YOU INVESTMENT LOSSES? Eric Diamond Of Fidelity Brokerage Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct Eric Diamond Customer Complaints Eric Diamond has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were denied by Fidelity Brokerage Services and the investors took no further action. There is currently one customer complaint pending against Fidelity Brokerage Services in the amount of $25 million for Eric Diamond’s alleged misconduct. Allegations Against Eric Diamond A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Eric Diamond Red Flags & Your Rights As An Investor Of course, Eric Diamond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Diamond at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Diamond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Eric Diamond If you have questions about Fidelity Brokerage Services LLC and/or Eric Diamond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2024

Thomas Dietrich of Truist Investment Services, Inc

DID THOMAS FRANKLIN DIETRICH CAUSE YOU INVESTMENT LOSSES? Thomas Dietrich Of Truist Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Dietrich Customer Complaints Thomas Dietrich has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was denied by Thomas Franklin Dietrich’s former employer and the investor took no further action. The other customer complaint was recently filed and still pending against Truist Investment Services for Thomas Dietrich’s alleged misconduct. Allegations Against Thomas Dietrich A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Dietrich Red Flags & Your Rights As An Investor Of course, Thomas Dietrich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Dietrich at Truist Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Dietrich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Truist Investment Services, Inc. Due To Thomas Dietrich If you have questions about Truist Investment Services, Inc. and/or Thomas Dietrich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2024

Marco Diflorio of NYLife Securities LLC

DID MARCO DIFLORIO CAUSE YOU INVESTMENT LOSSES? Marco Diflorio Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Marco Diflorio Customer Complaint Marco Diflorio has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misleading statements relating to the surrender charges of a variable annuity contract. NYLIFE settled the customer complaint in favor of the investor. Marco Diflorio Red Flags & Your Rights As An Investor Of course, Marco Diflorio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marco Diflorio at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Marco Diflorio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Marco Diflorio If you have questions about NYLife Securities LLC and/or Marco Diflorio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2024

Gayle Dilla of NBC Securities, Inc

DID GAYLE ANNE DILLA CAUSE YOU INVESTMENT LOSSES? Gayle Dilla Of NBC Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Gayle Dilla Customer Complaint Gayle Dilla has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized withdrawals that because the client to incur a tax liability. The customer complaint was recently filed with NBC Securities and awaiting the firm’s determination on the merits of the claim. Gayle Dilla Red Flags & Your Rights As An Investor Of course, Gayle Dilla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gayle Dilla at NBC Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gayle Dilla has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NBC Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NBC Securities, Inc. Due To Gayle Dilla If you have questions about NBC Securities, Inc. and/or Gayle Dilla and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2024

Bill Dillon of J.P. Morgan Securities LLC

DID BILL A DILLON CAUSE YOU INVESTMENT LOSSES? Bill Dillon Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Bill Dillon Customer Complaint Bill Dillon has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations related to a managed account. J.P. Morgan Securities recently denied the customer complaint and thus far, no arbitration proceedings have been filed by the investor. Bill Dillon Red Flags & Your Rights As An Investor Of course, Bill Dillon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bill Dillon at J.P. Morgan Securities LLCon alert to review carefully the activity and performance of their accounts and question whether Bill Dillon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Bill Dillon If you have questions about J.P. Morgan Securities LLC and/or Bill Dillon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2024

Franco Dimaio of UBS Financial Services Inc

DID FRANCO DIMAIO CAUSE YOU INVESTMENT LOSSES? Franco Dimaio Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Franco Dimaio Customer Complaint Franco Dimaio has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to inform the customer about the lack of eligibility for rollovers when withdrawing funds from an inherited IRA account. UBS Financial Services settled the customer complaint in favor of the investor. Franco Dimaio Red Flags & Your Rights As An Investor Of course, Franco Dimaio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Franco Dimaio at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Franco Dimaiohas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Franco Dimaio If you have questions about UBS Financial Services Inc. and/or Franco Dimaio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2024

Matthew Donnino of Pruco Securities, LLC

DID MATTHEW JOSEPH DONNINO CAUSE YOU INVESTMENT LOSSES? Matthew Donnino Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Matthew Donnino Customer Complaint Matthew Donnino has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where the advisor did not fully disclose all the facts regarding administrative charges, expenses and fees related to an insurance policy. The customer complaint was recently filed with Pruco Securities, and we are awaiting the firm’s determination. Matthew Donnino Red Flags & Your Rights As An Investor Of course, Matthew Donnino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Donnino at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew Donnino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Matthew Donnino If you have questions about Pruco Securities, LLC and/or Matthew Donnino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2024

Ryan Droeg of The Strategic Financial Alliance, Inc

DID ROBERT BENNETT DROEG CAUSE YOU INVESTMENT LOSSES? Ryan Droeg Of The Strategic Financial Alliance, Inc. and Formerly With United Planners’ Financial Services of America A Limited Partner and Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Ryan Droeg Customer Complaint Ryan Droeg has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where adviser was aware of customers father’s misconduct regarding fictitious statements and conversion of trust funds. The action is still pending in Arizona Superior Court. Ryan Droeg Red Flags & Your Rights As An Investor Of course, Ryan Droeg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Droeg at The Strategic Financial Alliance, Inc., United Planners’ Financial Services of America A Limited Partner and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ryan Droeg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Strategic Financial Alliance, Inc., United Planners’ Financial Services of America A Limited Partner and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Strategic Financial Alliance, Inc. Due To Ryan Droeg If you have questions about The Strategic Financial Alliance, Inc., United Planners’ Financial Services of America A Limited Partner, Sagepoint Financial, Inc. and/or Ryan Droeg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2024

Daniel Ellison of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID DANIEL R ELLISON CAUSE YOU INVESTMENT LOSSES? Daniel Ellison Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct Daniel Ellison Customer Complaints Daniel Ellison has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by Merrill Lynch Pierce Fenner and Smith in favor of the investors. Two of the other customer complaints were denied by the brokerage firm in the investors took no further action. There is currently one recently filed customer complaint that is awaiting Merrill Lynch Pierce Fenner and Smith’s determination. Allegations Against Daniel Ellison A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Daniel Ellison Red Flags & Your Rights As An Investor Of course, Daniel Ellison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Ellison at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Daniel Ellison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Daniel Ellison If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Daniel Ellison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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