Mar 22, 2024

Dustin Javier formerly with Ausdal Financial Partners, Inc.

DID DUSTIN JOHNSON JAVIER CAUSE YOU INVESTMENT LOSSES? Dustin Javier Formerly With Ausdal Financial Partners, Inc. Has A Customer Complaint For Alleged Broker Misconduct Dustin Javier Customer Complaint Dustin Javier has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendation to purchase Northstar Healthcare REIT.  The FINRA arbitration proceeding was recently filed against Purshe Kaplan Sterling Investments for Dustin Javier’s alleged misconduct and is still pending. Dustin Javier Red Flags & Your Rights As An Investor Of course, Dustin Javier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dustin Javier at Ausdal Financial Partners, Inc., on alert to review carefully the activity and performance of their accounts and question whether Dustin Javier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc., also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc., Due To Dustin Javier If you have questions about Ausdal Financial Partners, Inc., and/or Dustin Javier and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 22, 2024

 Edmund Iannelli of Ameriprise Financial Services, LLC

DID EDMUND MICHAEL IANNELLI CAUSE YOU INVESTMENT LOSSES? Edmund Iannelli Of Ameriprise Financial Services, LLC And Formerly With Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Edmund Iannelli Customer Complaints Edmund Iannelli has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by Edmund Iannelli’s former employers in favor of the investors. There is currently one FINRA arbitration proceeding pending against Ameriprise Financial Services for the advisor’s alleged misconduct. Allegations Against Edmund Iannelli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Edmund Iannelli Red Flags & Your Rights As An Investor Of course, Edmund Iannelli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edmund Iannelli at Ameriprise Financial Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Edmund Iannelli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Edmund Iannelli If you have questions about Ameriprise Financial Services, LLC, Morgan Stanley and/or Edmund Iannelli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 21, 2024

William Horak of Purshe Kaplan Sterling Investments

DID WILLIAM STUART HORAK CAUSE YOU INVESTMENT LOSSES? William Horak Of Purshe Kaplan Sterling Investments Has 5 Customer Complaints For Alleged Broker Misconduct William Horak Customer Complaints William Horak has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Purshe Kaplan Sterling Investments in favor of the investor for William Horak’s alleged misconduct.  Another customer complaint was denied by the brokerage firm and later withdrawn.  There are currently 3 customer complaints that are still pending against the advisor’s current employer in FINRA arbitration proceedings. Allegations Against William Horak A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Horak Red Flags & Your Rights As An Investor Of course, William Horak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Horak at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether William Horak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To William Horak If you have questions about Purshe Kaplan Sterling Investments and/or William Horak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 21, 2024

Joseph Hobbs of Cetera Investment Networks LLC

DID JOSEPH GREGORY HOBBS CAUSE YOU INVESTMENT LOSSES? Joseph Hobbs Of Cetera Investment Networks LLC And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Joseph Hobbs Customer Complaint Joseph Hobbs has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions and purchase of different products than requested.  The customer complaint was recently filed and is pending in the District Court of Oklahoma County, Oklahoma. Joseph Hobbs Red Flags & Your Rights As An Investor Of course, Joseph Hobbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Hobbs at Cetera Investment Networks LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Hobbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Networks LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Networks LLC Due To Joseph Hobbs If you have questions about Cetera Investment Networks LLC, LPL Financial LLC and/or Joseph Hobbs and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 21, 2024

Charles Hartley of B. Riley Wealth Management

DID CHARLES DOUGLAS HARTLEY CAUSE YOU INVESTMENT LOSSES? Charles Hartley Of B. Riley Wealth Management And Formerly With Wells Fargo Advisors Financial Network, LLC Has A Customer Complaint For Alleged Broker Misconduct Charles Hartley Customer Complaint Charles Hartley has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative took inappropriate risk purchasing unsuitable investments, overtrading options, and deviating from an investment plan.  The FINRA arbitration proceeding was recently filed against B. Riley Wealth Management for Charles Hartley’s alleged misconduct and is still pending. Charles Hartley Red Flags & Your Rights As An Investor Of course, Charles Hartley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Hartley at B. Riley Wealth Management and Wells Fargo Advisors Financial Network, LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Hartley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management and Wells Fargo Advisors Financial Network, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At B. Riley Wealth Management Due To Charles Hartley If you have questions about B. Riley Wealth Management, Wells Fargo Advisors Financial Network, LLC and/or Charles Hartley and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 21, 2024

Rick Harbus of Cetera Advisor Networks LLC

DID RICK ISAAC HARBUS CAUSE YOU INVESTMENT LOSSES? Rick Harbus Of Cetera Advisor Networks LLC Has 3 Customer Complaints For Alleged Broker Misconduct Rick Harbus Customer Complaints Rick Harbus has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by PFS Investments in favor of the investors for Rick Harbus’ alleged misconduct.  The other customer complaint was recently filed with HBW Advisory Services for Rick Harbus’ alleged misconduct and is still pending. Allegations Against Rick Harbus A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rick Harbus Red Flags & Your Rights As An Investor Of course, Rick Harbus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rick Harbus at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Rick Harbus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Rick Harbus If you have questions about Cetera Advisor Networks LLC and/or Rick Harbus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 21, 2024

Nicholas Hamilton of Purshe Kaplan Sterling Investments

DID NICHOLAS MANNING HAMILTON CAUSE YOU INVESTMENT LOSSES? Nicholas Hamilton Of Purshe Kaplan Sterling Investments And Formerly With Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Nicholas Hamilton Customer Complaint Nicholas Hamilton has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser misrepresented customer’s net worth to sell unsuitable investments to customer.  The customer complaint was recently filed with Raymond James Financial Services for Nicholas Hamilton’s alleged misconduct and is still pending. Nicholas Hamilton Red Flags & Your Rights As An Investor Of course, Nicholas Hamilton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Hamilton at Purshe Kaplan Sterling Investments and Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicholas Hamilton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments and Raymond James Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Nicholas Hamilton If you have questions about Purshe Kaplan Sterling Investments, Raymond James Financial Services, Inc. and/or Nicholas Hamilton and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 20, 2024

 Alessandra Graber of Edward Jones

DID ALESSANDRA GRABER CAUSE YOU INVESTMENT LOSSES? Alessandra Graber Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Alessandra Graber Customer Complaints Alessandra Graber has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Edward Jones for Alessandra Graber’s alleged misconduct and the investor took no further action.  The other customer complaint was recently filed with Edward Jones for the advisor’s alleged misconduct and is still pending. Allegations Against Alessandra Graber A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alessandra Graber Red Flags & Your Rights As An Investor Of course, Alessandra Graber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alessandra Graber at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Alessandra Graber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Alessandra Graber If you have questions about Edward Jones and/or Alessandra Graber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 20, 2024

Stacy Goldsmith of Herbert J. Sims & Co, Inc.

DID STACY MARI GOLDSMITH CAUSE YOU INVESTMENT LOSSES? Stacy Goldsmith Of Herbert J. Sims & Co, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Stacy Goldsmith Customer Complaints Stacy Goldsmith has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaints was settled by Herbert J. Sims and Co. in favor of the investors or Stacy Goldsmith’s alleged misconduct.  The other 3 customer complaints were recently filed in FINRA arbitration proceedings against Herbert J.  Sims and Co., for Stacy Goldsmith’s alleged misconduct and is still pending. Allegations Against Stacy Goldsmith A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stacy Goldsmith Red Flags & Your Rights As An Investor Of course, Stacy Goldsmith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stacy Goldsmith at Herbert J. Sims & Co, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stacy Goldsmith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Herbert J. Sims & Co, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Herbert J. Sims & Co, Inc. Due To Stacy Goldsmith If you have questions about Herbert J. Sims & Co, Inc. and/or Stacy Goldsmith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 20, 2024

David Glienke of Western International Securities, Inc.

DID DAVID DEAN GLIENKE CAUSE YOU INVESTMENT LOSSES? David Glienke Of Western International Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct David Glienke Customer Complaint David Glienke has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of corporate debt known as GWG L bonds.  The FINRA arbitration proceeding was recently filed against Western International Securities for David Glienke’s alleged misconduct and is still pending. David Glienke Red Flags & Your Rights As An Investor Of course, David Glienke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Glienke at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Glienke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To David Glienke If you have questions about Western International Securities, Inc. and/or David Glienke and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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