Feb 22, 2024

Daniel Finkle of Hornor, Townsend & Kent, LLC

DID DANIEL ALAN FINKLE CAUSE YOU INVESTMENT LOSSES? Daniel Finkle Of Hornor, Townsend & Kent, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Daniel Finkle Customer Complaints Daniel Finkle has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by Hornor Townsend and Kent recently and so far, the investors have not taken any further action. Allegations Against Daniel Finkle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Daniel Finkle Red Flags & Your Rights As An Investor Of course, Daniel Finkle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Finkle at Hornor, Townsend & Kent, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Finkle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent, LLC Due To Daniel Finkle If you have questions about Hornor, Townsend & Kent, LLC and/or Daniel Finkle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2024

Shaun Ferguson of Morgan Stanley

DID SHAUN C FERGUSONCAUSE YOU INVESTMENT LOSSES? Shaun Ferguson Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Shaun Ferguson Customer Complaint Shaun Ferguson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client’s instructions on how to investor funds were not followed by the advisor resulting in damages. The customer complaint was recently filed with Morgan Stanley and under review. Shaun Ferguson Red Flags & Your Rights As An Investor Of course, Shaun Ferguson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shaun Ferguson at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Shaun Ferguson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Shaun Ferguson If you have questions about Morgan Stanley and/or Shaun Ferguson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 21, 2024

Rodney Ferguson of NYLife Securities LLC

DID RODNEY S FERGUSON CAUSE YOU INVESTMENT LOSSES? Rodney Ferguson Of NYLife Securities LLC Has 11 Customer Complaints For Alleged Broker Misconduct Rodney Ferguson Customer Complaints Rodney Ferguson has been the subject of 11 customer complaints that we know about seeking to recover investment losses. Five of the customer complaints were settled by NYLIFE Securities or Rodney Ferguson’s alleged misconduct in favor of the investors. The brokerage firm only denied one customer complaint. There are currently 5 more FINRA arbitration proceedings filed against the brokerage firm for the advisor’s alleged misconduct that are still pending. Allegations Against Rodney Ferguson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rodney Ferguson Red Flags & Your Rights As An Investor Of course, Rodney Ferguson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rodney Ferguson at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Rodney Ferguson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Rodney Ferguson If you have questions about NYLife Securities LLC and/or Rodney Ferguson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 21, 2024

Tammie Farrell of Capital Investment Group, Inc

DID TAMMIE LYN FARRELL CAUSE YOU INVESTMENT LOSSES? Tammie Farrell Of Capital Investment Group, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Tammie Farrell Customer Complaints Tammie Farrell has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Capital Investment Group or Tammie Farrell’s alleged misconduct in favor of the investor. There are currently 3 other customer complaints at have been made with Capital Investment Group that are still pending resolution. Allegations Against Tammie Farrell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Tammie Farrell Red Flags & Your Rights As An Investor Of course, Tammie Farrell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tammie Farrell at Capital Investment Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Tammie Farrell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital Investment Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Capital Investment Group, Inc. Due To Tammie Farrell If you have questions about Capital Investment Group, Inc. and/or Tammie Farrell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 21, 2024

Mark Erwin of Commonwealth Financial Network

DID MARK DOUGLAS ERWIN CAUSE YOU INVESTMENT LOSSES? Mark Erwin Of Commonwealth Financial Network Has 2 Customer Complaints For Alleged Broker Misconduct Mark Erwin Customer Complaints Mark Erwin has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were recently denied by Commonwealth Financial Network insofar the investors have not taken any further action. Allegations Against Mark Erwin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Erwin Red Flags & Your Rights As An Investor Of course, Mark Erwin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Erwin at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Mark Erwin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Mark Erwin If you have questions about Commonwealth Financial Network and/or Mark Erwin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 21, 2024

John Ekeanyanwu of Ameriprise Financial Services, LLC

DID JOHN CHUKWUEMEKA EKEANYANWU CAUSE YOU INVESTMENT LOSSES? John Ekeanyanwu Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct John Ekeanyanwu Customer Complaint John Ekeanyanwu has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor invested their funds in variable annuity contracts that were unsuitable and in a REIT that they allege they did not authorize. The customers filed a lawsuit in State Ct. in Arkansas that is still pending. John Ekeanyanwu Red Flags & Your Rights As An Investor Of course, John Ekeanyanwu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Ekeanyanwu at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether John Ekeanyanwu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To John Ekeanyanwu If you have questions about Ameriprise Financial Services, LLC and/or John Ekeanyanwu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 21, 2024

Joshua Eisenberg of Northwestern Mutual Investment Services, LLC

DID JOSHUA MARK EISENBERG CAUSE YOU INVESTMENT LOSSES? Joshua Eisenberg Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Steven Dull Customer Complaint Joshua Eisenberg has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failing to invest customers’ funds and low risk investments. Northwestern Mutual Investment Services recently denied the customer complaint concerning an advisory account and it does not appear that the investor has filed any arbitration proceeding yet or taken any other action. Joshua Eisenberg Red Flags & Your Rights As An Investor Of course, Joshua Eisenberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Eisenberg at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joshua Eisenberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Joshua Eisenberg If you have questions about Northwestern Mutual Investment Services, LLC and/or Joshua Eisenberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 20, 2024

Steven Dull of Edward Jones

DID STEVEN DULL CAUSE YOU INVESTMENT LOSSES? Steven Dull Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Steven Dull Customer Complaint Steven Dull has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor guaranteed that they would not lose any of their principal that was invested into the Black Rock funds. The customer complaint was recently denied by Edward Jones and so far, does not appear that the investor has gotten around to filing any arbitration proceeding or taking any other action. Steven Dull Red Flags & Your Rights As An Investor Of course, Steven Dull did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Dull at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Steven Dull has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Steven Dull If you have questions about Edward Jones and/or Steven Dull and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 20, 2024

Joseph Dovidio of Ameriprise Financial Services, LLC

DID JOSEPH ANTHONY DOVIDIIO CAUSE YOU INVESTMENT LOSSES? Joseph Dovidio Of Ameriprise Financial Services, LLC And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Howard Douglas Customer Complaint Joseph Dovidio has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose the risks related to a securities collateralized line of credit. Wells Fargo recently denied the customer complaint and thus far, it does not appear that the investor has filed any arbitration proceedings or taken any other action against Wells Fargo for the advisor’s alleged misconduct. Joseph Dovidio Red Flags & Your Rights As An Investor Of course, Joseph Dovidio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Dovidio at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Dovidio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Joseph Dovidio If you have questions about Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC and/or Joseph Dovidio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 20, 2024

Howard Douglas of American Portfolios Financial Services, Inc

DID HOWARD JEFFREY DOUGLAS CAUSE YOU INVESTMENT LOSSES? Howard Douglas Of American Portfolios Financial Services, Inc. And Formerly With Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Howard Douglas Customer Complaint Howard Douglas has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were annuity purchased through adviser was unsuitable. The brokerage firm denied the customer complaint recently and so the investor has not filed any arbitration proceedings. Howard Douglas Red Flags & Your Rights As An Investor Of course, Howard Douglas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howard Douglas at American Portfolios Financial Services, Inc. and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Howard Douglas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. and Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Howard Douglas If you have questions about American Portfolios Financial Services, Inc., Equitable Advisors, LLC and/or Howard Douglas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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