Jan 23, 2024

Sean Flynn of Commonwealth Financial Network

DID SEAN MICHAEL FLYNN CAUSE YOU INVESTMENT LOSSES? Sean Flynn Of Commonwealth Financial Network Has 2 Customer Complaints For Alleged Broker Misconduct Sean Flynn Customer Complaints Sean Flynn has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Commonwealth Financial Network in favor of the investor. The other customer complaint was recently filed against Commonwealth Financial Network in the Suffolk County Super. Ct. in Boston Massachusetts for Sean Flynn’s alleged misconduct and still pending. Allegations Against Sean Flynn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sean Flynn Red Flags & Your Rights As An Investor Of course, Sean Flynn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Flynn at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Sean Flynn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Sean Flynn If you have questions about Wells Fargo Advisors Financial Network, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Douglas Frank and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 22, 2024

John Franzino of Ameritas Investment Company, LLC

DID JOHN P FRANZINO CAUSE YOU INVESTMENT LOSSES? John Franzino Of Ameritas Investment Company, LLC And Formerly With MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct John Franzino Customer Complaint John Franzino has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for forgery related to 14 traditional life insurance policies. Customer complaint that he did not sign, consent to, or participate in the application process naming him insured and using his company bank account to pay a portion of the premiums. The customer complaint recently filed with NYLIFE Securities is still pending and awaiting its determination. John Franzino Red Flags & Your Rights As An Investor Of course, John Franzino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Franzino at Ameritas Investment Company, LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether John Franzino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameritas Investment Company, LLC and MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameritas Investment Company, LLC Due To John Franzino If you have questions about Ameritas Investment Company, LLC, MML Investors Services, LLC and/or John Franzino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 22, 2024

Carlo Freese of Charles Schwab & Co., Inc

DID CARLO ENRICO FREESE CAUSE YOU INVESTMENT LOSSES? Carlo Freese Of Charles Schwab & Co., Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Carlo Freese Customer Complaints Carlo Freese has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Charles Schwab & Co., Inc. and the customer took no further action. The other customer complaint was recently filed against Charles Schwab & Co., Inc. for Carlo Freese’s alleged misconduct and still pending. Allegations Against Carlo Freese A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Carlo Freese Red Flags & Your Rights As An Investor Of course, Carlo Freese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carlo Freese at Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Carlo Freese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab & Co., Inc. Due To Carlo Freese If you have questions about Charles Schwab & Co., Inc. and/or Carlo Freese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 22, 2024

Adam French of Bankers Life Securities, Inc

DID ADAM RICHARD FRENCH CAUSE YOU INVESTMENT LOSSES? Adam French Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Adam French Customer Complaint Adam French has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where customer’s electronic signature was obtained fraudulently to open a new account and transfer assets from another brokerage firm to Broker’s International Financial Services. The customer complaint was recently filed and denied by Brokers International Financial Services for Adam French’s alleged misconduct and, thus far, the investor has not taken any further action. Adam French Red Flags & Your Rights As An Investor Of course, Adam French did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam French at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam French has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Adam French If you have questions about Bankers Life Securities, Inc. and/or Adam French and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 22, 2024

Jacquelyn Gallo of Wells Fargo Clearing Services, LLC

DID JACQUELYN JACOBS GALLO CAUSE YOU INVESTMENT LOSSES? Jacquelyn Gallo Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Jacquelyn Gallo Customer Complaint Jacquelyn Gallo has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where the financial advisor did not diversify his account in the investments, he recommended were too aggressive for his risk tolerance. Wells Fargo Advisors recently denied the customer complaint and so far, the investor is not taking any further action. Jacquelyn Gallo Red Flags & Your Rights As An Investor Of course, Jacquelyn Gallo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jacquelyn Gallo at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Jacquelyn Gallo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Jacquelyn Gallo If you have questions about Wells Fargo Clearing Services, LLC and/or Jacquelyn Gallo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 22, 2024

Timothy Gardner of Ameriprise Financial Services, LLC

DID TIMOTHY EUGENE GARDNER CAUSE YOU INVESTMENT LOSSES? Timothy Gardner Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Timothy Gardner Customer Complaints Timothy Gardner has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Morgan Stanley and the investor took no further action. Another customer complaint was recently filed in California state court against Ameriprise Financial Services for Timothy Gardner’s alleged misconduct and is still pending. Allegations Against Timothy Gardner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Timothy Gardner Red Flags & Your Rights As An Investor Of course, Timothy Gardner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Gardner at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Gardner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Timothy Gardner If you have questions about Ameriprise Financial Services, LLC and/or Timothy Gardner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 21, 2024

Gunnar Gavin of Bankers Life Securities, Inc

DID GUNNAR SWAIN GAVIN CAUSE YOU INVESTMENT LOSSES? Gunnar Gavin Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Gunnar Gavin Customer Complaint Gunnar Gavin has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Asian forged customer’s wife’s signature on a document. Bankers Life Securities denied the allegations but settled the complaint in favor of the investor by waiving the 10% penalty upon liquidation of the annuity. Gunnar Gavin Red Flags & Your Rights As An Investor Of course, Gunnar Gavin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gunnar Gavin at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gunnar Gavin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc.  Due To Gunnar Gavin If you have questions about Bankers Life Securities, Inc. and/or Gunnar Gavin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 21, 2024

Jason Genovese of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JASON ROSS GENOVESE CAUSE YOU INVESTMENT LOSSES? Jason Genovese Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Jason Genovese Customer Complaint Jason Genovese has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading of options. Merrill Lynch Pierce Fenner and Smith recently denied the customer complaint in so far, the investor is not filed any arbitration proceeding. Jason Genovese Red Flags & Your Rights As An Investor Of course, Jason Genovese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Genovese at Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jason Genovese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Jason Genovese If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC and/or Jason Genovese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 21, 2024

David Gilchrist of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID DAVID A GILCHRIST CAUSE YOU INVESTMENT LOSSES? David Gilchrist Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct David Gilchrist Customer Complaint David Gilchrist has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misappropriation and theft of funds from the account. Merrill Lynch Pierce Fenner and Smith recently denied the customer complaint and so far, the investor is not filed any arbitration proceeding. David Gilchrist Red Flags & Your Rights As An Investor Of course, David Gilchrist did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Gilchrist at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether David Gilchrist has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To David Gilchrist If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or David Gilchrist and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 21, 2024

Kristopher Gilliam of J.P Morgan Securities LLC

DID KRISTOPHER A GILLIAM CAUSE YOU INVESTMENT LOSSES? Kristopher Gilliam Of J.P Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Kristopher Gilliam Customer Complaint Kristopher Gilliam has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for loss market opportunity in a managed account. The customer filed a lawsuit against J.P. Morgan Securities in the Circuit Court in and for Orange County, Florida, which is still pending. Kristopher Gilliam Red Flags & Your Rights As An Investor Of course, Kristopher Gilliam did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristopher Gilliam at J.P Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Kristopher Gilliam has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P Morgan Securities LLC Due To Kristopher Gilliam If you have questions about J.P Morgan Securities LLC and/or Kristopher Gilliam and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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