Dec 5, 2023

Christopher Knutson of Aegis Capital Corp.

DID CHRISTOPHER ADAM KNUTSON CAUSE YOU INVESTMENT LOSSES? Christopher Knutson Of Aegis Capital Corp. Has 4 Customer Complaints For Alleged Broker Misconduct Christopher Knutson Customer Complaints Christopher Knutson has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Aegis Capital Corp. in favor of the investors. One customer dispute against the brokerage firm for Christopher Knutson’s alleged misconduct is still pending. Allegations Against Christopher Knutson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Christopher Knutson Red Flags & Your Rights As An Investor Of course, Christopher Knutson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Knutson at Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Christopher Knutson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Christopher Knutson If you have questions about Aegis Capital Corp. and/or Christopher Knutson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2023

Andrea Klipfel of Grove Point Investments, LLC

DID ANDREA RUTH KLIPFEL CAUSE YOU INVESTMENT LOSSES? Andrea Klipfel Of Grove Point Investments, LLC And Formerly With Independent Financial Group, LLC and LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Andrea Klipfel Customer Complaints Andrea Klipfel has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Edward Jones in favor the investor. The other customer complaint filed in a FINRA arbitration proceeding against Independent Financial Group for Andrea Klipfel’s alleged misconduct is still pending. Allegations Against Andrea Klipfel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Andrea Klipfel Red Flags & Your Rights As An Investor Of course, Andrea Klipfel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrea Klipfel at Grove Point Investments, LLC, Independent Financial Group, LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Andrea Klipfel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Grove Point Investments, LLC, Independent Financial Group, LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Grove Point Investments, LLC Due To Andrea Klipfel If you have questions about Grove Point Investments, LLC, Independent Financial Group, LLC, LPL Financial LLC and/or Andrea Klipfel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2023

 Marcus Kline of Morgan Stanley

DID MARCUS F KLINE CAUSE YOU INVESTMENT LOSSES? Marcus Kline Of Morgan Stanley And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Marcus Kline Customer Complaint Marcus Kline has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of the rate customer will be charged on her managed accounts. Morgan Stanley recently denied the customer complaint and, to date, the investor has not filed any arbitration proceeding. Marcus Kline Red Flags & Your Rights As An Investor Of course, Marcus Kline did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus Kline at Morgan Stanley and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Marcus Kline has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Marcus Kline If you have questions about Morgan Stanley, J.P. Morgan Securities LLC and/or Marcus Kline and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2023

Colin Kelty of Cetera Investment Services LLC

DID COLIN CHRISTY KELTY CAUSE YOU INVESTMENT LOSSES? Colin Kelty Of Cetera Investment Services LLC Has 4 Customer Complaints For Alleged Broker Misconduct Colin Kelty Customer Complaints Colin Kelty has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint was settled by Cetera Investment Services in favor of the investor. The brokerage firm denied another customer complaint and the investor took no further action. There are currently 2 FINRA arbitration proceedings pending against Cetera Investment Services for Colin Kelty’s alleged misconduct. Allegations Against Colin Kelty A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Colin Kelty Red Flags & Your Rights As An Investor Of course, Colin Kelty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Colin Kelty at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Colin Kelty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Colin Kelty If you have questions about Cetera Investment Services LLC and/or Colin Kelty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 4, 2023

 Craig Kapp of Fidelity Brokerage Services LLC

DID CRAIG R KAPP CAUSE YOU INVESTMENT LOSSES? Craig Kapp Of Fidelity Brokerage Services LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Craig Kapp Customer Complaint Craig Kapp has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor was not acting in her best interest when he surrendered her investment accounts creating a tax liability. Merrill Lynch Pierce Fenner and Smith settled the customer complaint in favor the investor. Craig Kapp Red Flags & Your Rights As An Investor Of course, Craig Kapp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Kapp at Fidelity Brokerage Services LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Craig Kapp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Craig Kapp If you have questions about  Fidelity Brokerage Services LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Craig Kapp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 4, 2023

Timothy Judson of Osaic Wealth, Inc.

DID TIMOTHY HAROLD JUDSON CAUSE YOU INVESTMENT LOSSES? Timothy Judson Of Osaic Wealth, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Timothy Judson Customer Complaints Timothy Judson has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Timothy Judson’s employers in favor of the investors. There is currently one customer complaint pending in a FINRA arbitration proceeding against Royal Alliance Associates for Timothy Judson’s alleged misconduct. Allegations Against Timothy Judson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Timothy Judson Red Flags & Your Rights As An Investor Of course, Timothy Judson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Judson at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Timothy Judson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Timothy Judson If you have questions about Osaic Wealth, Inc.  and/or Timothy Judson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 3, 2023

 Joseph Johnson of Vanderbilt Securities, LLC

DID JOSEPH HENRY JOHNSON CAUSE YOU INVESTMENT LOSSES? Joseph Johnson Of Vanderbilt Securities, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Joseph Johnson Customer Complaints Joseph Johnson has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Joseph Johnson’s former employers in favor the investors. There is currently one customer FINRA arbitration proceeding pending against Vanderbilt Securities for Joseph Johnson’s alleged misconduct. Allegations Against Joseph Johnson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Johnson Red Flags & Your Rights As An Investor Of course, Joseph Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Johnson at Vanderbilt Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanderbilt Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanderbilt Securities, LLC Due To Joseph Johnson If you have questions about Vanderbilt Securities, LLC and/or Joseph Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 3, 2023

Joshua Jenkins of Northwestern Mutual Investment Services, LLC

DID JOSHUA LEON JENKINS CAUSE YOU INVESTMENT LOSSES? Joshua Jenkins of Northwestern Mutual Investment Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Joshua Jenkins Customer Complaints Joshua Jenkins has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Northwestern Mutual Investment Services in favor of the investors. Allegations Against Joshua Jenkins A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joshua Jenkins Red Flags & Your Rights As An Investor Of course, Joshua Jenkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Jenkins at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joshua Jenkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Joshua Jenkins If you have questions about Northwestern Mutual Investment Services, LLC and/or Joshua Jenkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 3, 2023

George Howard, III of Centaurus Financial, Inc.

DID GEORGE REYNOLDS HOWARD III CAUSE YOU INVESTMENT LOSSES? George Howard, III Of Centaurus Financial, Inc. And Formerly with Berthel, Fisher & Company Financial Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct George Howard, III Customer Complaints George Howard, III has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by George Howard’s current and former employers in favor the investors. His former employer denied another customer complaint and the investor took no further action. Allegations Against George Howard, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: George Howard, III Red Flags & Your Rights As An Investor Of course, George Howard, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Howard, III at Centaurus Financial, Inc. and Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether George Howard, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. and Berthel, Fisher & Company Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To George Howard, III If you have questions about Centaurus Financial, Inc., Berthel, Fisher & Company Financial Services, Inc. and/or George Howard, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2023

John Hervig of Fidelity Brokerage Services LLC

DID JOHN CHAD HERVIG CAUSE YOU INVESTMENT LOSSES? John Hervig Of Fidelity Brokerage Services LLC Has A Customer Complaint For Alleged Broker Misconduct John Hervig Customer Complaint John Hervig has been the subject of at least one customer complaint that we know about to seeking recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser made an unsuitable recommendation to transfer an annuity that caused a taxable event. The customer filed a FINRA arbitration proceeding recently and it is still pending. John Hervig Red Flags & Your Rights As An Investor Of course, John Hervig did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Hervig at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether John Hervig has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To John Hervig If you have questions about  Fidelity Brokerage Services LLC and/or John Hervig and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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