Feb 13, 2024

Robert Westberg of NYLife Securities LLC

DID ROBERT G WESTBERG CAUSE YOU INVESTMENT LOSSES? Robert Westberg Of NYLife Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Robert Westberg Customer Complaints Robert Westberg has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by NYLIFE Securities and it does not appear that any further action was taken by the investors. Allegations Against Robert Westberg A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Westberg Red Flags & Your Rights As An Investor Of course, Robert Westberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Westberg at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Westberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Robert Westberg If you have questions about NYLife Securities LLC and/or Robert Westberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 13, 2024

Michael Williams of J.P. Morgan Securities LLC

DID MICHAEL D WILLIAMS CAUSE YOU INVESTMENT LOSSES? Michael Williams Of J.P. Morgan Securities LLC And Formerly With FS Investment Solutions, LLC and Foreside Fund Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Williams Customer Complaint Michael Williams has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable investment recommendation related to a managed account. J.P. Morgan Securities recently denied the customer complaint and so far it does not appear that the investor has filed any arbitration proceeding or taken any other action. Michael Williams Red Flags & Your Rights As An Investor Of course, Michael Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Williams at J.P. Morgan Securities LLC, FS Investment Solutions, LLC and Foreside Fund Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC, FS Investment Solutions, LLC and Foreside Fund Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Michael Williams If you have questions about J.P. Morgan Securities LLC, FS Investment Solutions, LLC, Foreside Fund Services, LLC and/or Michael Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 13, 2024

Daniel Wilson of Ameriprise Financial Services, LLC

DID DANIEL THEODORE WILSON CAUSE YOU INVESTMENT LOSSES? Daniel Wilson Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Daniel Wilson Customer Complaints Daniel Wilson has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was recently denied by Ameriprise Financial Services and so far the investor has not taken any further action. Another customer complaint evolved into a FINRA arbitration proceeding that was recently filed and is still pending. Allegations Against Daniel Wilson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Daniel Wilson Red Flags & Your Rights As An Investor Of course, Daniel Wilson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Wilson at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Wilson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Xiangyu Zhang If you have questions about Ameriprise Financial Services, LLC and/or Daniel Wilson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 13, 2024

Michael Wolfe of Equitable Advisors, LLC

DID MICHAEL JUSTIN WOLFE CAUSE YOU INVESTMENT LOSSES? Michael Wolfe Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Wolfe Customer Complaint Michael Wolfe has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations.  The customer complaint was recently filed with Equitable Advisors and the customer is still awaiting its review and disposition. Michael Wolfe Red Flags & Your Rights As An Investor Of course, Michael Wolfe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Wolfe at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Wolfe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Michael Wolfe If you have questions about Equitable Advisors, LLC and/or Michael Wolfe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 13, 2024

Sherril Young III of Raymond James Financial Services, Inc

DID SHERRILL FRANKLIN YOUNG III CAUSE YOU INVESTMENT LOSSES? Sherril Young III Of Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Sherrill Young III Customer Complaint Sherrill Young III has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer requested an investment with no risk and the advisor placed them, in an unsuitable investment for their risk tolerance.  Further, client alleged advisor misrepresented the municipal bond, stating they would not lose money.  Raymond James Financial Services recently denied the customer complaint about Sherrill Young’s alleged misconduct and so far, it does not appear that the investor is taking any further action. Sherrill Young III Red Flags & Your Rights As An Investor Of course, Sherrill Young III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sherrill Young III at Raymond James Financial Services, Inc on alert to review carefully the activity and performance of their accounts and question whether Sherrill Young III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc Due To Sherrill Young III If you have questions about Raymond James Financial Services, Inc and/or Sherrill Young III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 12, 2024

Oseas Zuluaga of Revere Securities LLC

DID OSEAS ZULUAGA CAUSE YOU INVESTMENT LOSSES? Oseas Zuluaga Of Revere Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Oseas Zuluaga Customer Complaint Oseas Zuluaga has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for violations of the Control Person provisions of the Securities Exchange Act of 1934, and failure to supervise under FINRA Rule 3110.  The FINRA arbitration proceeding was recently filed against Revere Securities and this individual for his alleged misconduct and is still pending. Oseas Zuluaga Red Flags & Your Rights As An Investor Of course, Oseas Zuluaga did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Oseas Zuluaga at Revere Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Oseas Zuluaga has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Revere Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Revere Securities LLC Due To Oseas Zuluaga If you have questions about Revere Securities LLC and/or Oseas Zuluaga and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 12, 2024

Linda Wilson of Goldman Sachs & Co LLC

DID LINDA NICOLE WILSON CAUSE YOU INVESTMENT LOSSES? Linda Wilson Of Goldman Sachs & Co LLC Has A Customer Complaint For Alleged Broker Misconduct Linda Wilson Customer Complaint Linda Wilson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative misrepresented the date on which claimant stock options would expire considering the date of termination of claimant’s employment. The FINRA arbitration proceeding filed against Goldman’s Sachs for Linda Wilson’s alleged misconduct is still pending. Linda Wilson Red Flags & Your Rights As An Investor Of course, Linda Wilson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Linda Wilson at Goldman Sachs & Co LLC on alert to review carefully the activity and performance of their accounts and question whether Linda Wilson has engaged in any stockbroker misconduct that may have caused them investment losses. The number of customer complaints at Goldman Sachs & Co LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Goldman Sachs & Co LLC Due To Linda Wilson If you have questions about Goldman Sachs & Co LLC and/or Linda Wilson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 12, 2024

 Kyle Wool of Dominari Securities LLC

DID KYLE MICHAEL WOOL CAUSE YOU INVESTMENT LOSSES? Kyle Wool Of Dominari Securities LLC And Formerly With Revere Securities LLC and Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Kyle Wool Customer Complaints Kyle Wool has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Oppenheimer & Co. for Kyle Wool’s alleged misconduct. His former employer then denied two customer complaints and the investors took no further action. There is currently one customer complaint was recently filed as if an arbitration proceeding against Revere Securities for the advisor’s alleged misconduct that is still pending. Allegations Against Kyle Wool A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kyle Wool Red Flags & Your Rights As An Investor Of course, Kyle Wool did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Wool at Dominari Securities LLC, Revere Securities LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Kyle Wool has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dominari Securities LLC, Revere Securities LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dominari Securities LLC Due To Kyle Wool If you have questions about Dominari Securities LLC, Revere Securities LLC, Morgan Stanley and/or Kyle Wool and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 12, 2024

Xiangyu Zhang formerly with Wells Fargo Clearing Services, LLC

DID XIANGYU YU ZHANG CAUSE YOU INVESTMENT LOSSES? Xiangyu Zhang Formerly With Wells Fargo Clearing Services, LLC and Cetera Investment Services Has 12 Customer Complaints For Alleged Broker Misconduct Xiangyu Zhang Customer Complaints Xiangyu Zhang has been the subject of 12 customer complaints that we know about seeking to recover investment losses. Nine of the customer complaints were settled by Cetera Investment Services in favor of the investors. Two of the customer complaints were denied by Cetera Investment Services and the investor took no further action. There is currently one FINRA arbitration proceeding still pending against Cetera Investment Services for the advisor’s alleged misconduct. Allegations Against Xiangyu Zhang A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Xiangyu Zhang Red Flags & Your Rights As An Investor Of course, Xiangyu Zhang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Xiangyu Zhang at Wells Fargo Clearing Services, LLC and Cetera Investment Services on alert to review carefully the activity and performance of their accounts and question whether Xiangyu Zhang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Cetera Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Xiangyu Zhang If you have questions about Wells Fargo Clearing Services, LLC Cetera Investment Services and/or Xiangyu Zhang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 12, 2024

Harry Zwick of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID HARRY IAN ZWICK CAUSE YOU INVESTMENT LOSSES? Harry Zwick Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Harry Zwick Customer Complaint Harry Zwick has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations regarding investments in customer’s account. J.P. Morgan Securities recently denied the customer complaint and it does not appear that the investor has either filed an arbitration proceeding were taken any other action at this time. Harry Zwick Red Flags & Your Rights As An Investor Of course, Harry Zwick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harry Zwick at Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Harry Zwick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Harry Zwick If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC and/or Harry Zwick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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