Nov 27, 2023

Peter Clarke of Rockefeller Financial LLC

DID PETER JOHN CLARKE CAUSE YOU INVESTMENT LOSSES? Peter Clarke Of Rockefeller Financial LLC And Formerly With Truist Investment Services, Inc. and BB&T Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Peter Clarke Customer Complaints Peter Clarke has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Wheat First Securities in favor of the investor for Peter Clarke’s alleged misconduct. The other customer complaint was recently filed and is still pending in a FINRA arbitration proceeding against Truist Investment Services. Allegations Against Peter Clarke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Clarke Red Flags & Your Rights As An Investor Of course, Peter Clarke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Clarke at Rockefeller Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Peter Clarke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Rockefeller Financial LLC, Truist Investment Services, Inc. and BB&T Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Rockefeller Financial LLC Due To Peter Clarke If you have questions about Rockefeller Financial LLC, Truist Investment Services, Inc., BB&T Securities, LLC and/or Peter Clarke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 27, 2023

John Chaney of Moloney Securities Co., Inc.

DID JOHN HUBERT CHANEY CAUSE YOU INVESTMENT LOSSES? John Chaney Of Moloney Securities Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct John Chaney Customer Complaint John Chaney has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for suitability and negligence related to corporate debt investments. The FINRA arbitration proceeding was recently filed and is still pending resolution. John Chaney Red Flags & Your Rights As An Investor Of course, John Chaney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Chaney at Moloney Securities Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether John Chaney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Moloney Securities Co., Inc. Due To John Chaney If you have questions about Moloney Securities Co., Inc. and/or John Chaney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 27, 2023

Charles Castro of David Lerner Associates, Inc.

DID CHARLES CHRISTOPHER CASTRO CAUSE YOU INVESTMENT LOSSES? Charles Castro Of David Lerner Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Charles Castro Customer Complaints Charles Castro has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by David Lerner Associates in favor of the investor. The other customer complaint is still pending against the same brokerage firm for Charles Castro’s alleged misconduct. Allegations Against Charles Castro A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Charles Castro Red Flags & Your Rights As An Investor Of course, Charles Castro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Castro at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charles Castro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Charles Castro If you have questions about David Lerner Associates, Inc. and/or Charles Castro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 26, 2023

Jose Candelario Padilla formerly with Nationwide Planning Associates Inc.

DID JOSE MANUEL CANDELARIO PADILLA CAUSE YOU INVESTMENT LOSSES? Jose Candelario Padilla Formerly With Nationwide Planning Associates Inc. Has 45 Customer Complaints For Alleged Broker Misconduct Jose Candelario Padilla Customer Complaints Jose Candelario Padilla has been the subject of 43 customer complaints that we know about seeking to recover investment losses. Twenty-five of the customer complaints were settled by his former employer, Oriental Financial Services. The advisor’s’ former employers also denied 5 customer complaints and the investors took no further action. There are currently 15 customer complaints filed against Nationwide Planning Associates or Oriental Financial Services. Allegations Against Jose Candelario Padilla A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jose Candelario Padilla Red Flags & Your Rights As An Investor Of course, Jose Candelario Padilla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Candelario Padilla at Nationwide Planning Associates Inc. on alert to review carefully the activity and performance of their accounts and question whether Jose Candelario Padilla has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Nationwide Planning Associates Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Nationwide Planning Associates Inc. Due To Jose Candelario Padilla If you have questions about Nationwide Planning Associates Inc. and/or Jose Candelario Padilla and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 26, 2023

Larry Burton of Western International Securities, Inc.

DID LARRY D BURTON CAUSE YOU INVESTMENT LOSSES? Larry Burton Of Western International Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Larry Burton Customer Complaints Larry Burton has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were settled by Western International Securities in favor of the investors. Allegations Against Larry Burton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Larry Burton Red Flags & Your Rights As An Investor Of course, Larry Burton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Burton at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Larry Burton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Larry Burton If you have questions about Western International Securities, Inc. and/or Larry Burton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 25, 2023

Thomas Bryant, Jr of Edward Jones

DID THOMAS THAXTON BRYANT JR CAUSE YOU INVESTMENT LOSSES? Thomas Bryant, Jr Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Thomas Bryant, Jr Customer Complaint Thomas Bryant, Jr has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for investments inconsistent with her risk tolerance, misrepresentation concerning existence of money market account, and poor investment advice. Edward Jones denied the customer complaint recently and, to date, investor has not filed any action. Thomas Bryant, Jr Red Flags & Your Rights As An Investor Of course, Thomas Bryant, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Bryant, Jr at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Thomas Bryant, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Thomas Bryant, Jr If you have questions about Edward Jones and/or Thomas Bryant, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 25, 2023

Darien Bonney formerly with MML Investors Services, LLC

DID DARIEN EUCLID BONNEY CAUSE YOU INVESTMENT LOSSES? Darien Bonney Formerly With MML Investors Services, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Darien Bonney Customer Complaints Darien Bonney has been the subject of 5 customer complaints that we know about to recover investment losses. Two of the customer complaints have been settled by MML Investors Services in favor of the investors. There are currently 3 customer complaints filed in connection with his employment at MML Investors Services that are still pending FINRA arbitration proceedings. Allegations Against Darien Bonney A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Darien Bonney Red Flags & Your Rights As An Investor Of course, Darien Bonney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darien Bonney at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Darien Bonney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Darien Bonney If you have questions about MML Investors Services, LLC and/or Darien Bonney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 25, 2023

Michael Blueweiss of Arete Wealth Management, LLC

DID MICHAEL ROY BLUEWEISS CAUSE YOU INVESTMENT LOSSES? Michael Blueweiss Of Arete Wealth Management, LLC And Formerly With National Securities Corporation Has 8 Customer Complaints For Alleged Broker Misconduct Michael Blueweiss Customer Complaints Michael Blueweiss has been the subject of 8 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by UBS Financial Services in favor of the investors. Michael Blueweiss’ former employer denied 5 other customer complaints and the investors took no further action. There is currently one customer complaint that was recently filed before FINRA dispute resolution that is still pending in arbitration. Allegations Against Michael Blueweiss A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Blueweiss Red Flags & Your Rights As An Investor Of course, Michael Blueweiss did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Blueweiss at Arete Wealth Management, LLC and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Michael Blueweiss has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arete Wealth Management, LLC and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arete Wealth Management, LLC Due To Michael Blueweiss If you have questions about Arete Wealth Management, LLC, National Securities Corporation and/or Michael Blueweiss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 25, 2023

David Baum of Lifemark Securities Corp.

DID DAVID ALAN BAUM CAUSE YOU INVESTMENT LOSSES? David Baum Of Lifemark Securities Corp. And Formerly With Pruco Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct David Baum Customer Complaints David Baum has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by David Baum’s former employers and, to date, the customers have not taken any further action. Allegations Against David Baum A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Baum Red Flags & Your Rights As An Investor Of course, David Baum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Baum at Lifemark Securities Corp. and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether David Baumhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lifemark Securities Corp. and Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lifemark Securities Corp. Due To David Baum If you have questions about Lifemark Securities Corp., Pruco Securities, LLC and/or David Baum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 24, 2023

Douglas Bauerband formerly with Gradient Securities, LLC

DID DOUGLAS J BAUERBAND CAUSE YOU INVESTMENT LOSSES? Douglas Bauerband Formerly With Gradient Securities, LLC and TFS Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Douglas Bauerband Customer Complaint Douglas Bauerband has been the subject of at least one customer complaint that we know about to seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an early withdrawal penalty associated with an annuity contract was never discussed or disclosed to the customer. The complaint which was just filed in July is still pending review by his former employer. Douglas Bauerband Red Flags & Your Rights As An Investor Of course, Douglas Bauerband did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Bauerband at Gradient Securities, LLC and TFS Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Douglas Bauerband has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Gradient Securities, LLC and TFS Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Gradient Securities, LLC Due To Douglas Bauerband If you have questions about Gradient Securities, LLC, TFS Securities, Inc. and/or Douglas Bauerband and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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