Nov 24, 2023

Edward Barfield of Geneos Wealth Management, Inc.

DID EDWARD JOSEPH BARFIELD CAUSE YOU INVESTMENT LOSSES? Edward Barfield Of Geneos Wealth Management, Inc. And Formerly With Cetera Advisor Networks LLC Has Had Seven Customer Complaints For Alleged Broker Misconduct Edward Barfield Customer Complaints Edward Barfield has been the subject of at least one customer complaint that we know about seeking to recover investment losses. Three of the customer complaints were settled by OneAmerica Securities in favor of the investors. The same brokerage firm denied 3 other customer complaints, and, to date, those investors have not taken any further action. There is currently one customer complaint made against the advisor in connection with his employment at Geneos Wealth Management that was recently filed and is still pending. Allegations Against Edward Barfield A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Edward Barfield Red Flags & Your Rights As An Investor Of course, Edward Barfield did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Barfield at Geneos Wealth Management, Inc. and Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Barfield has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Geneos Wealth Management, Inc., and Cetera Advisor Networks LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Geneos Wealth Management, Inc. Due To Edward Barfield If you have questions about Geneos Wealth Management, Inc., Cetera Advisor Networks LLC and/or Edward Barfield and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 24, 2023

Theodore Balthazor of Osaic Wealth, Inc.

DID THEODORE THOMAS BALTHAZOR CAUSE YOU INVESTMENT LOSSES? Theodore Balthazor Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Theodore Balthazor Customer Complaint Theodore Balthazor has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were transactions were effected in the client’s account without authorization. Sagepoint Financial recently denied the customer complaint and, to date, the investor has not taken any further action. Theodore Balthazor Red Flags & Your Rights As An Investor Of course, Theodore Balthazor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Balthazor at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Theodore Balthazor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Theodore Balthazor If you have questions about Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or Theodore Balthazor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 23, 2023

Mohsen Babaeian of Ameriprise Financial Services, LLC

DID MOHSEN BABAEIAN CAUSE YOU INVESTMENT LOSSES? Mohsen Babaeian Of Ameriprise Financial Services, LLC And Bankers Life Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Mohsen Babaeian Customer Complaints Mohsen Babaeianhas been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by either Mohsen Babaeian’s current or former employers and, to date, the investors have not taken any further action. Allegations Against Mohsen Babaeian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mohsen Babaeian Red Flags & Your Rights As An Investor Of course, Mohsen Babaeian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mohsen Babaeian at Ameriprise Financial Services, LLC and Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mohsen Babaeianhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Bankers Life Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Mohsen Babaeian If you have questions about Ameriprise Financial Services, LLC, Bankers Life Securities, Inc. and/or Mohsen Babaeian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 23, 2023

Frederick Azzurro of Securities America, Inc.

DID FREDERICK JOSEPH AZZURRO CAUSE YOU INVESTMENT LOSSES? Frederick Azzurro Of Securities America, Inc. And Formerly With Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Frederick Azzurro Customer Complaint Frederick Azzurro has been the subject of at least one customer complaint that we know about seeking to recover misappropriated funds. The allegations made in the FINRA reported customer complaint for investment losses were funds were misappropriated with the assistance of the registered representative to the customer’s spouse. A lawsuit was recently filed in June 2023 and is pending in the Supreme Court of the State of New York. Frederick Azzurro Red Flags & Your Rights As An Investor Of course, Frederick Azzurro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Azzurro at Securities America, Inc. and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Frederick Azzurro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Frederick Azzurro If you have questions about Securities America, Inc., Equitable Advisors, LLC and/or Frederick Azzurro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 23, 2023

Phil Andrews, II of LPL Financial LLC

DID PHIL MARTIN ANDREWS II CAUSE YOU INVESTMENT LOSSES? Phil Andrews, II Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Phil Andrews, II Customer Complaint Phil Andrews, II has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor made an unsuitable recommendation of alternative investments. The complaint was recently filed and is still pending with the brokerage firm for resolution. Phil Andrews, II Red Flags & Your Rights As An Investor Of course, Phil Andrews, II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Phil Andrews, II at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Phil Andrews, II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Phil Andrews, II If you have questions about LPL Financial LLC and/or Phil Andrews, II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 22, 2023

Michael Zimmer of Securities America, Inc.

DID MICHAEL FRANCIS ZIMMER CAUSE YOU INVESTMENT LOSSES? Michael Zimmer Of Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Zimmer Customer Complaint Michael Zimmer has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and unsuitable recommendation of variable universal life insurance policy. Securities America recently denied the customer complaint and to date, the investor has not taken any further action. Michael Zimmer Red Flags & Your Rights As An Investor Of course, Michael Zimmer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Zimmer at Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Zimmer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Michael Zimmer If you have questions about Securities America, Inc. and/or Michael Zimmer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 22, 2023

Robert Wright of LPL Financial LLC

DID ROBERT TIMOTHY WRIGHT CAUSE YOU INVESTMENT LOSSES? Robert Wright Of LPL Financial LLC and Formerly with Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Wright Customer Complaint Robert Wright has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation concerning annuity lifetime income benefit. Wells Fargo Advisors recently denied the customer complaint and so far, the investor has not taken any action. Robert Wright Red Flags & Your Rights As An Investor Of course, Robert Wright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Wright at LPL Financial LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Wright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC and Wells Fargo Clearing Services, LLC Due To Robert Wright If you have questions about LPL Financial LLC, Wells Fargo Clearing Services, LLC and/or Robert Wright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 21, 2023

Linda Wimsatt of American Trust Investment Services, Inc.

DID LINDA JILL WIMSATT CAUSE YOU INVESTMENT LOSSES? Linda Wimsatt Of American Trust Investment Services, Inc. And Formerly With Westpark Capital, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Linda Wimsatt Customer Complaints Linda Wimsatt has been the subject of 6 customer complaints that we know about to recover investment losses. One customer complaint was settled by a Sagepoint Financial in favor the investor. There are currently 5 arbitration proceedings pending against Westpark Capital for Linda Wimsatt’s alleged misconduct related to the offer and sale of GWG L-bonds. Allegations Against Linda Wimsatt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Linda Wimsatt Red Flags & Your Rights As An Investor Of course, Linda Wimsatt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Linda Wimsatt at American Trust Investment Services, Inc. and Westpark Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Linda Wimsatt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Trust Investment Services, Inc. and Westpark Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Trust Investment Services, Inc. Due To Linda Wimsatt If you have questions about American Trust Investment Services, Inc., Westpark Capital, Inc. and/or Linda Wimsatt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 21, 2023

Robert Whitbeck of Lincoln Financial Advisors Corporation

DID ROBERT JOHN WHITBECK CAUSE YOU INVESTMENT LOSSES? Robert Whitbeck Of Lincoln Financial Advisors Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Robert Whitbeck Customer Complaints Robert Whitbeck has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was recently settled by Lincoln Financial Advisors Corp. in favor of the investor. The other 2 customer complaints were denied by the brokerage firm recently and so far, the investors have not taken any further action. Allegations Against Robert Whitbeck A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Whitbeck Red Flags & Your Rights As An Investor Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. Of course, Robert Whitbeck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Whitbeck at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Robert Whitbeck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Robert Whitbeck If you have questions about Lincoln Financial Advisors Corporation and/or Robert Whitbeck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 21, 2023

Aaron Werner of Raymond James & Associates, Inc.

DID AARON JASON WERNER CAUSE YOU INVESTMENT LOSSES? Aaron Werner Of Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Aaron Werner Customer Complaint Aaron Werner has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were mismanagement of client’s account. The customer complaint is still under review by Raymond James and Associates and is pending. Aaron Werner Red Flags & Your Rights As An Investor Of course, Aaron Werner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Werner at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Aaron Werner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Aaron Werner If you have questions about Raymond James & Associates, Inc. and/or Aaron Werner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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