Nov 20, 2023

Nathan Wells of Cetera Advisor Networks LLC

DID NATHAN COLE WELLS CAUSE YOU INVESTMENT LOSSES? Nathan Wells Of Cetera Advisor Networks LLC And Formerly With Voya Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Nathan Wells Customer Complaints Nathan Wells has been the subject of 2 customer complaints that we know about to recover investment losses. Both of these customer complaints were recently filed and are still pending against Voya Financial Advisors for Nathan Cole Wells’ alleged misconduct. Allegations Against Nathan Wells A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Nathan Wells Red Flags & Your Rights As An Investor Of course, Nathan Wells did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Wells at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nathan Wells has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Nathan Wells If you have questions about Cetera Advisor Networks LLC, Voya Financial Advisors, Inc. and/or Nathan Wells and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 20, 2023

Michael Weiss, Sr. of Morgan Stanley

DID MICHAEL JOHN WEISS, SR CAUSE YOU INVESTMENT LOSSES? Michael Weiss, Sr. Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Michael Weiss, Sr. Customer Complaints Michael Weiss, Sr. has been the subject of 2 customer complaints that we know about seeking to recover investment losses. UBS Financial Services settled one of the customer complaints in favor of the investor. The other customer complaint recently filed against Morgan Stanley is still pending review by the brokerage firm. Allegations Against Dan Wagner, Jr A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Weiss, Sr. Red Flags & Your Rights As An Investor Of course, Michael Weiss, Sr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Weiss, Sr. at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Weiss, Sr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Michael Weiss, Sr. If you have questions about Morgan Stanley and/or Michael Weiss, Sr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 20, 2023

Tim Weinberg of Cetera Advisor Networks LLC

DID TIM DAVID WEINBERG CAUSE YOU INVESTMENT LOSSES? Tim Weinberg Of Cetera Advisor Networks LLC Has A Customer Complaint For Alleged Broker Misconduct Tim Weinberg Customer Complaint Tim Weinberg has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose illiquidity of REITs investment. The customer complaint is still under review by Cetera Advisor Networks. Tim Weinberg Red Flags & Your Rights As An Investor Of course, Tim Weinberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tim Weinberg at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Tim Weinberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Tim Weinberg If you have questions about Cetera Advisor Networks LLC and/or Tim Weinberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 20, 2023

James Warring of Emerson Equity LLC

DID JAMES DALE WARRING CAUSE YOU INVESTMENT LOSSES? James Warring Of Emerson Equity LLC And Formerly With Dai Securities, LLC and Triad Advisors LLC, Has A Customer Complaint For Alleged Broker Misconduct James Warring Customer Complaint James Warring has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were James Warring through, his investment advisory firm, trust company and accounting business, engaged in conduct constituting fraud, constructive fraud, breach of fiduciary duty and violations of the Maryland Securities Act. The customer filed a state court action in Montgomery County Circuit Court in Montgomery County, Maryland. The court action is still pending. James Warring Red Flags & Your Rights As An Investor Of course, James Warring did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Warring at Emerson Equity LLC, Dai Securities, LLC and Triad Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether James Warring has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerson Equity LLC, Dai Securities, LLC and Triad Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Emerson Equity LLC Due To James Warring If you have questions about Emerson Equity LLC, Dai Securities, LLC, Triad Advisors LLC and/or James Warring and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 20, 2023

Spencer Warn of Cetera Investment Services LLC

DID SPENCER PHILIP WARN CAUSE YOU INVESTMENT LOSSES? Spencer Warn Of Cetera Investment Services LLC And Formerly With Foresters Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Spencer Warn Customer Complaint Spencer Warn has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were assets were stolen or transferred to a Charles Schwab account without her authorization. Cetera Investment Services denied the customer complaint and, so far, the investor has not taken any further action. Spencer Warn Red Flags & Your Rights As An Investor Of course, Spencer Warn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Spencer Warn at Cetera Investment Services LLC and Foresters Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Spencer Warn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC and Foresters Financial Services, Inc. also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Spencer Warn If you have questions about Cetera Investment Services LLC, Foresters Financial Services, Inc. and/or Spencer Warn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 19, 2023

Ajay Verma of Ameriprise Financial Services, LLC

DID AJAY VERMA CAUSE YOU INVESTMENT LOSSES? Ajay Verma Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Ajay Verma Customer Complaint Ajay Verma has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were improper recommendation to exchange variable annuity contracts. The customer complaint evolved into a FINRA arbitration proceeding that is still pending. Ajay Verma Red Flags & Your Rights As An Investor Of course, Ajay Verma did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ajay Verma at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ajay Verma has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Ajay Verma If you have questions about Ameriprise Financial Services, LLC and/or Ajay Verma and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 19, 2023

Alfred Vanderlaan formerly with Westpark Capital, Inc.

DID ALFRED SIETZE VANDERLAAN CAUSE YOU INVESTMENT LOSSES? Alfred Vanderlaan Formerly With Westpark Capital, Inc. And Sandlapper Securities, LLC Has 12 Customer Complaints For Alleged Broker Misconduct Alfred Vanderlaan Customer Complaints Alfred Vanderlaan has been the subject of 12 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Capwest Securities in favor the investors. Six of the customer complaints were denied by Alfred Vanderlaan’s former employer and the investors took no further action. There are currently 4 FINRA arbitration proceedings recently filed against Westpark Capital for Alfred Vanderlaan’s alleged misconduct in connection with the offer and sale of GWG L-bonds that are still pending. Allegations Against Alfred Vanderlaan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alfred Vanderlaan Red Flags & Your Rights As An Investor Of course, Alfred Vanderlaan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfred Vanderlaan at Westpark Capital, Inc. and Sandlapper Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Alfred Vanderlaan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Westpark Capital, Inc. and Sandlapper Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Westpark Capital, Inc. Due To Alfred Vanderlaan If you have questions about Westpark Capital, Inc., Sandlapper Securities, LLC and/or Alfred Vanderlaan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 18, 2023

Jason Turner of Ameriprise Financial Services, LLC

DID JASON BRIAN TURNER CAUSE YOU INVESTMENT LOSSES? Jason Turner Of Ameriprise Financial Services, LLC And Formerly With Investment Professionals, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Jason Turner Customer Complaints Jason Turner has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Edward Jones and the investor took no further action. The other customer complaint against Newbridge Securities Corporation for Jason Turner’s alleged misconduct is still pending. Allegations Against Jason Turner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Jason Turner Red Flags & Your Rights As An Investor Of course, Jason Turner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Turner at Ameriprise Financial Services, LLC and Investment Professionals, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jason Turner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Investment Professionals, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Jason Turner If you have questions about Ameriprise Financial Services, LLC, Investment Professionals, Inc. and/or Jason Turner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 18, 2023

Taylor Thompson of UBS Financial Services Inc.

DID TAYLOR MICHAEL THOMPSON CAUSE YOU INVESTMENT LOSSES? Taylor Thompson Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Taylor Thompson Customer Complaint Taylor Thompson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations, the failure to consider trustee’s best interest and management of her portfolio. The customer complaint was recently filed and still pending. Taylor Thompson Red Flags & Your Rights As An Investor Of course, Taylor Thompson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Taylor Thompson at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Taylor Thompson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Taylor Thompson If you have questions about UBS Financial Services Inc. and/or Taylor Thompson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 17, 2023

Matthew Thompson of Fifth Third Securities, Inc.

DID MATTHEW TODD THOMPSON CAUSE YOU INVESTMENT LOSSES? Matthew Thompson Of Fifth Third Securities, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Matthew Thompson Customer Complaints Matthew Thompson has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Two customer complaints were settled by Matthew Thompson’s employer in favor of the investors. Three customer complaints were denied by Fifth Third Securities, Inc. and the investors took no further action. Allegations Against Matthew Thompson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Matthew Thompson Red Flags & Your Rights As An Investor Of course, Matthew Thompson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Thompson at Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Thompson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fifth Third Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fifth Third Securities, Inc. Due To Matthew Thompson If you have questions about Fifth Third Securities, Inc. and/or Matthew Thompson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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