Jan 9, 2024

Edward Siegler of Morgan Stanley

DID EDWARD BRENDAN SIEGLER CAUSE YOU INVESTMENT LOSSES? Edward Siegler Of Morgan Stanley And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Edward Siegler Customer Complaint Edward Siegler has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where the ML IAP Personalize Strategy was and an unsuitable recommendation. Merrill Lynch Pierce Fenner and Smith recently denied the customer complaint and thus far, it appears that the investor has not taken any further action. Edward Siegler Red Flags & Your Rights As An Investor Of course, Edward Siegler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Siegler at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Edward Siegler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Edward Siegler If you have questions about Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Edward Siegler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 9, 2024

Clifton Smith of Ameriprise Financial Services, LLC

DID CLIFTON BRENT SMITH CAUSE YOU INVESTMENT LOSSES? Clifton Smith Of Ameriprise Financial Services, LLC And Formerly With Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Clifton Smith Customer Complaints Clifton Smith has been the subject of 4 customer complaints that we know about seeking to recover investment losses. All 4 customer complaints were denied by Clifton Smiths employers and so for it does not appear that any of the investors took any further action that has been reported. Allegations Against Clifton Smith A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clifton Smith Red Flags & Your Rights As An Investor Of course, Clifton Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clifton Smith at Ameriprise Financial Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Clifton Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Clifton Smith If you have questions about Ameriprise Financial Services, LLC, Morgan Stanley and/or Clifton Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 9, 2024

Who is Ryan Solma of MML Investors Services, LLC

DID RYAN GREGORY SOLMA CAUSE YOU INVESTMENT LOSSES? Ryan Solma Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Ryan Solma Customer Complaint Ryan Solma has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions to move customer’s capital to a more conservative investment. MML Investors Services recently denied the customer complaint so far, does not appear that the investor has taken any further action. Ryan Solma Red Flags & Your Rights As An Investor Of course, Ryan Solma did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Solma at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Solma has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Ryan Solma If you have questions about MML Investors Services, LLC and/or Ryan Solma and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 9, 2024

Allen Soulek of Kovack Securities Inc

DID ALLEN RAY SOULEK CAUSE YOU INVESTMENT LOSSES? Allen Soulek Of Kovack Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Allen Soulek Customer Complaint Allen Soulek has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where registered representative did not transfer the full amount of shares into her deceased mother’s new account as requested due to a stock split, which resulted in an estate battle an additional probate expense. Kovack Securities settled the customer complaint in favor of the investor. Allen Soulek Red Flags & Your Rights As An Investor Of course, Allen Soulek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Allen Soulek at Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Allen Soulek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kovack Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kovack Securities Inc. Due To Allen Soulek If you have questions about Kovack Securities Inc. and/or Allen Soulek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 8, 2024

Mark Spiegel of Wells Fargo Clearing Services, LLC

DID MARC JOHN SPIEGEL CAUSE YOU INVESTMENT LOSSES? Mark Spiegel Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Mark Spiegel Customer Complaints Mark Spiegel has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by the broker in favor of the investor. Wells Fargo Advisors recently denied the other customer complaint and to date, does not appear that the investor has taken any further action. Allegations Against Mark Spiegel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Spiegel Red Flags & Your Rights As An Investor Of course, Mark Spiegel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Spiegel at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Spiegel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Mark Spiegel If you have questions about Wells Fargo Clearing Services, LLC and/or Mark Spiegel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 8, 2024

Derek Taylor of The Huntington Investment Company

DID DEREK ROBERT TAYLOR CAUSE YOU INVESTMENT LOSSES? Derek Taylor Of The Huntington Investment Company Has A Customer Complaint For Alleged Broker Misconduct Derek Taylor Customer Complaint Derek Taylor has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor made an unsuitable recommendation to invest in a REIT. The customer complaint was filed with The Huntington Investment Company and is still awaiting its review and disposition. Derek Taylor Red Flags & Your Rights As An Investor Of course, Derek Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Derek Taylor at The Huntington Investment Company on alert to review carefully the activity and performance of their accounts and question whether Derek Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Huntington Investment Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Huntington Investment Company Due To Derek Taylor If you have questions about The Huntington Investment Company and/or Derek Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 8, 2024

Trey Toifel of Cetera Investment Services LLC

DID TREY ANDREW TOIFEL CAUSE YOU INVESTMENT LOSSES? Trey Toifel Of Cetera Investment Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct Trey Toifel Customer Complaints Trey Toifel has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Cetera Investment Services recently denied one of the customer complaints and thus far, does not appear that the investor’s taking any further action. The other customer complaint filed against Cetera Investment Services for Andrew Toifel’s alleged misconduct is still pending in a FINRA arbitration proceeding. Allegations Against Aubrey Lee, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Trey Toifel Red Flags & Your Rights As An Investor Of course, Trey Toifel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Trey Toifel at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Trey Toifel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Trey Toifel If you have questions about Cetera Investment Services LLC and/or Trey Toifel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 8, 2024

Michael Velez of Northwestern Mutual Investment Services, LLC

DID MICHAEL VELEZ CAUSE YOU INVESTMENT LOSSES? Michael Velez Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Velez Customer Complaint Michael Velez has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of the variable universal life insurance policy. Further, the investment was not suitable for the customer due to the premium obligations. Northwestern Mutual Investment Services settled the customer complaint in favor of the investor. Michael Velez Red Flags & Your Rights As An Investor Of course, Michael Velez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Velez at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Velez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Michael Velez If you have questions about Northwestern Mutual Investment Services, LLC and/or Michael Velez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 8, 2024

Gordon Tuthill of Goldman Sachs & Co. LLC

DID GORDON BRADLEY TUTHILL CAUSE YOU INVESTMENT LOSSES? Gordon Tuthill Of Goldman Sachs & Co. LLC Has A Customer Complaint For Alleged Broker Misconduct Gordon Tuthill Customer Complaint Gordon Tuthill has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to investments in corporate bonds through a discretionary investment account. The investment was not in alignment with an investment plan agreed to with the client. The FINRA arbitration proceeding filed against Goldman Sachs for Gordon Tuthill’s alleged misconduct is still pending. Gordon Tuthill Red Flags & Your Rights As An Investor Of course, Gordon Tuthill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gordon Tuthill at Goldman Sachs & Co. LLC on alert to review carefully the activity and performance of their accounts and question whether Gordon Tuthill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Goldman Sachs & Co. LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Goldman Sachs & Co. LLC Due To Gordon Tuthill If you have questions about Fidelity about Goldman Sachs & Co. LLC and/or Gordon Tuthill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 7, 2024

Joseph Wagstaff of Fidelity Brokerage Services LLC

DID JOSEPH GRANT WAGSTAFF CAUSE YOU INVESTMENT LOSSES? Joseph Wagstaff Of Fidelity Brokerage Services LLC Has A Customer Complaint For Alleged Broker Misconduct Joseph Wagstaff Customer Complaint Joseph Wagstaff has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation to transfer and annuity a because the tax event. The FINRA arbitration proceeding that was recently filed against Fidelity Brokerage Services for the advisor’s alleged misconduct is still pending. Joseph Wagstaff Red Flags & Your Rights As An Investor Of course, Joseph Wagstaff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Wagstaff at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Wagstaff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Joseph Wagstaff If you have questions about Fidelity Brokerage Services LLC and/or Joseph Wagstaff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading