Jan 8, 2024

Gordon Tuthill of Goldman Sachs & Co. LLC

DID GORDON BRADLEY TUTHILL CAUSE YOU INVESTMENT LOSSES? Gordon Tuthill Of Goldman Sachs & Co. LLC Has A Customer Complaint For Alleged Broker Misconduct Gordon Tuthill Customer Complaint Gordon Tuthill has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to investments in corporate bonds through a discretionary investment account. The investment was not in alignment with an investment plan agreed to with the client. The FINRA arbitration proceeding filed against Goldman Sachs for Gordon Tuthill’s alleged misconduct is still pending. Gordon Tuthill Red Flags & Your Rights As An Investor Of course, Gordon Tuthill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gordon Tuthill at Goldman Sachs & Co. LLC on alert to review carefully the activity and performance of their accounts and question whether Gordon Tuthill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Goldman Sachs & Co. LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Goldman Sachs & Co. LLC Due To Gordon Tuthill If you have questions about Fidelity about Goldman Sachs & Co. LLC and/or Gordon Tuthill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 7, 2024

Joseph Wagstaff of Fidelity Brokerage Services LLC

DID JOSEPH GRANT WAGSTAFF CAUSE YOU INVESTMENT LOSSES? Joseph Wagstaff Of Fidelity Brokerage Services LLC Has A Customer Complaint For Alleged Broker Misconduct Joseph Wagstaff Customer Complaint Joseph Wagstaff has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation to transfer and annuity a because the tax event. The FINRA arbitration proceeding that was recently filed against Fidelity Brokerage Services for the advisor’s alleged misconduct is still pending. Joseph Wagstaff Red Flags & Your Rights As An Investor Of course, Joseph Wagstaff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Wagstaff at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Wagstaff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Joseph Wagstaff If you have questions about Fidelity Brokerage Services LLC and/or Joseph Wagstaff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 7, 2024

Andrew Waldbaum of Raymond James & Associates, Inc

DID ANDREW M WALDBAUM CAUSE YOU INVESTMENT LOSSES? Andrew Waldbaum Of Raymond James & Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Andrew Waldbaum Customer Complaint Andrew Waldbaum has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the unauthorized transfer of assets and sharing of information with client’s former spouse. Raymond James and Associates recently denied the customer complaint and thus far, it does not appear that the investor has taken any further action. Andrew Waldbaum Red Flags & Your Rights As An Investor Of course, Andrew Waldbaum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Waldbaum at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Waldbaum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Andrew Waldbaum If you have questions about Raymond James & Associates, Inc. and/or Andrew Waldbaum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 7, 2024

Christiana Webb of Morgan Stanley

DID CHRISTIANA O WEBB CAUSE YOU INVESTMENT LOSSES? Christiana Webb Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Christiana Webb Customer Complaint Christiana Webb has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer’s accounts and option transactions were not managed in her best interest. The FINRA arbitration proceeding filed against Morgan Stanley for Christiana Webb’s alleged misconduct is still pending. Christiana Webb Red Flags & Your Rights As An Investor Of course, Christiana Webb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christiana Webb at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Christiana Webb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Christiana Webb If you have questions about Morgan Stanley and/or Christiana Webb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 7, 2024

Michael Zanders of Ameriprise Financial Services, LLC

DID MICHAEL FRED ZANDERS CAUSE YOU INVESTMENT LOSSES? Michael Zanders Of Ameriprise Financial Services, LLC Has 6 Customer Complaints For Alleged Broker Misconduct Michael Zanders Customer Complaints Michael Zanders has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Four of the customer complaints were settled by Michael Zanders former employers in favor of the investors. Ameriprise Financial Services denied another customer complaint and to date it does not appear that the investor has taken any further action. Allegations Against Michael Zanders A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Zanders Red Flags & Your Rights As An Investor Of course, Michael Zanders did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Zanders at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Zanders has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Jeffrey Labelle If you have questions about Ameriprise Financial Services, LLC and/or Michael Zanders and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 7, 2024

Jason Wright of Woodbury Financial Services, Inc

DID JASON WRIGHT CAUSE YOU INVESTMENT LOSSES? Jason Wright Of Woodbury Financial Services, Inc. And Formerly With Capital One Investing, LLC Has A Customer Complaint For Alleged Broker Misconduct Jason Wright Customer Complaint Jason Wright has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized and unsuitable transactions involving mutual funds. The FINRA arbitration proceeding filed against Woodberry Financial Services for Jason Wright’s alleged misconduct is still pending. Jason Wright Red Flags & Your Rights As An Investor Of course, Jason Wright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Wright at Woodbury Financial Services, Inc. and Capital One Investing, LLC on alert to review carefully the activity and performance of their accounts and question whether Jason Wright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. and Capital One Investing, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Jason Wright If you have questions about Woodbury Financial Services, Inc., Capital One Investing, LLC and/or Jason Wright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 6, 2024

Luke Lannister of Grove Point Investments, LLC

DID LUKE LANNISTER CAUSE YOU INVESTMENT LOSSES? Luke Lannister Of Grove Point Investments, LLC And Formerly With Cuso Financial Services, L.P., Has 3 Customer Complaints For Alleged Broker Misconduct Luke Lannister Customer Complaints Luke Lannisterhas been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Grove Point Investments in favor of the investor for the full amount of the damages requested. There are currently 2 customer complaints pending from Luke N Esther’s current and former employers. Allegations Against Luke Lannister A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Luke Lannister Red Flags & Your Rights As An Investor Of course, Luke Lannister did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luke Lannister at Grove Point Investments, LLC and Cuso Financial Services, L.P. on alert to review carefully the activity and performance of their accounts and question whether Luke Lannister has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Grove Point Investments, LLC and Cuso Financial Services, L.P. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Grove Point Investments, LLC Due To Luke Lannister If you have questions about Grove Point Investments, LLC, Cuso Financial Services, L.P. and/or Luke Lannister and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 6, 2024

Aubrey Lee, Jr. of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID AUBREY W LEE JR CAUSE YOU INVESTMENT LOSSES? Aubrey Lee, Jr. Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Aubrey Lee, Jr. Customer Complaints Aubrey Lee, Jr. has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two customer complaints were denied by Merrill Lynch Pierce Fenner and Smith and thus far, investors have not taken any further action. There is currently one complaint that was recently filed and still pending with Merrill Lynch Pierce Fenner and Smith for Aubrey Lee’s alleged misconduct. Allegations Against Aubrey Lee, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Aubrey Lee, Jr.  Red Flags & Your Rights As An Investor Of course, Aubrey Lee, Jr.  did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aubrey Lee, Jr.  at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to carefully review the activity and performance of their accounts and question whether Aubrey Lee, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Aubrey Lee, Jr. If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Aubrey Lee, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 6, 2024

Carlo Licata of Morgan Stanley

DID CARLO JOHN LICATA CAUSE YOU INVESTMENT LOSSES? Carlo Licata Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Carlo Licata Customer Complaint Carlo Licata has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in FINRA reported customer complaint for investment losses where customer’s accounts were not managed and his best interest. The FINRA arbitration proceeding was recently filed against Morgan Stanley for John Licata’s alleged misconduct and is still pending. Carlo Licata Red Flags & Your Rights As An Investor Of course, Carlo Licata did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carlo Licata at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Carlo Licata has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Carlo Licata If you have questions about Morgan Stanley and/or Carlo Licata and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 6, 2024

Thomas Logue of State Farm VP Management Corp

DID THOMAS CHRISTOPHER LOGUE CAUSE YOU INVESTMENT LOSSES? Thomas Logue Of State Farm VP Management Corp. Has A Customer Complaint For Alleged Broker Misconduct Andrew Lofton Customer Complaint Thomas Logue has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were agent placed customer in an investment not suited for her and the misappropriation. The customer complaint is still pending with State Farm VP Management Corp. and awaiting resolution. Thomas Logue Red Flags & Your Rights As An Investor Of course, Thomas Logue did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Logue at State Farm VP Management Corp. on alert to review carefully the activity and performance of their accounts and question whether Thomas Logue has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at State Farm VP Management Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At State Farm VP Management Corp. Due To Thomas Logue If you have questions about State Farm VP Management Corp. and/or Thomas Logue and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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