Nov 14, 2023

Robert Starnes formerly with SA Stone Wealth Management Inc.

DID ROBERT CHARLES STARNES CAUSE YOU INVESTMENT LOSSES? Robert Starnes Formerly With SA Stone Wealth Management Inc. and Quest Capital Strategies, Inc. Has A Customer Complaint For Alleged Broker Misconduct Robert Starnes Customer Complaint Robert Starnes has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Robert Starnes allegedly accepted and deposited funds from a client to his personal accounts and agreed to repay those funds but failed to do so. The customer complaint is pending review by Robert Starnes former employer Quest Capital Strategies. Robert Starnes Red Flags & Your Rights As An Investor Of course, Robert Starnes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Starnes at SA Stone Wealth Management Inc. and Quest Capital Strategies, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Starnes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SA Stone Wealth Management Inc. and Quest Capital Strategies, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At SA Stone Wealth Management Inc. Due To Robert Starnes If you have questions about SA Stone Wealth Management Inc., Quest Capital Strategies, Inc. and/or Robert Starnes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 14, 2023

Stephen Sperling of Wintrust Investments LLC

DID STEPHEN JAMES SPERLING CAUSE YOU INVESTMENT LOSSES? Stephen Sperling Of Wintrust Investments LLC Has 6 Customer Complaints For Alleged Broker Misconduct Stephen Sperling Customer Complaints Stephen Sperling has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints were recently denied by Wintrust Investments and, to date, the investors have not taken any further action. The other 2 customer complaints were recently filed and are still pending against Wintrust Investments. Allegations Against Stephen Sperling A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Stephen Sperling Red Flags & Your Rights As An Investor Of course, Stephen Sperling did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Sperling at Wintrust Investments LLC on alert to review carefully the activity and performance of their accounts and question whether Stephen Sperling has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wintrust Investments LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wintrust Investments LLC Due To Stephen Sperling If you have questions about Wintrust Investments LLC and/or Stephen Sperling and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 14, 2023

Shawn Spellacy of Calton & Associates, Inc.

DID SHAWN CONAN SPELLACY CAUSE YOU INVESTMENT LOSSES? Shawn Spellacy Of Calton & Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Shawn Spellacy Customer Complaints Shawn Spellacy has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Calton & Associates in favor the investors. The other customer complaint which was recently filed is under review by Calton & Associates and is still pending. Allegations Against Shawn Spellacy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Shawn Spellacy Red Flags & Your Rights As An Investor Of course, Shawn Spellacy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shawn Spellacy at Calton & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Shawn Spellacy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Calton & Associates, Inc. Due To Shawn Spellacy If you have questions about Calton & Associates, Inc. and/or Shawn Spellacy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 14, 2023

David Soiferman of Ameriprise Financial Services, LLC

DID DAVID NEIL SOIFERMAN CAUSE YOU INVESTMENT LOSSES? David Soiferman Of Ameriprise Financial Services, LLC Has 6 Customer Complaints For Alleged Broker Misconduct David Soiferman Customer Complaints David Soiferman has been the subject of 6 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by David Soiferman’s former employers in favor the investors. Two of the other 3 customer complaints were recently denied by Ameriprise Financial Services and, to date, that the investors have not taken any further action. Allegations Against David Soiferman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: David Soiferman Red Flags & Your Rights As An Investor Of course, David Soiferman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Soiferman at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether David Soiferman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To David Soiferman If you have questions about Ameriprise Financial Services, LLC and/or David Soiferman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 13, 2023

Randall Skrabonja formerly with Green Vista Capital, LLC

DID RANDALL GEORGE SKRABONJA CAUSE YOU INVESTMENT LOSSES? Randall Skrabonja Of Green Vista Capital, LLC and Formerly With Sagepoint Financial, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Randall Skrabonja Customer Complaints Randall Skrabonja has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were denied by the advisor’s former employers and the investor took no further action. One customer complaint was recently settled by MetLife Securities in favor of the investor. Allegations Against Randall Skrabonja A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Randall Skrabonja Red Flags & Your Rights As An Investor Of course, Randall Skrabonja did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randall Skrabonja at Green Vista Capital, LLC and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Randall Skrabonjahas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Green Vista Capital, LLC and Sagepoint Financial, Inc.  also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Green Vista Capital, LLC Due To Randall Skrabonja If you have questions about Green Vista Capital, LLC, Sagepoint Financial, Inc. and/or Randall Skrabonja and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 13, 2023

David Simon of Western International Securities, Inc.

DID DAVID GARY SIMON CAUSE YOU INVESTMENT LOSSES? David Simon Of Western International Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct David Simon Customer Complaints David Simon has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were recently filed and are still pending in court and two FINRA arbitration proceedings. Allegations Against David Simon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: David Simon Red Flags & Your Rights As An Investor Of course, David Simon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Simon at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Simon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To David Simon If you have questions about Western International Securities, Inc. and/or David Simon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 13, 2023

William Shin of Pruco Securities, LLC

DID WILLIAM SHIN CAUSE YOU INVESTMENT LOSSES? William Shin Of Pruco Securities, LLC And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct William Shin Customer Complaint William Shin has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative did not fully disclose all the facts regarding the hidden costs of insurance. Pruco Securities denied the customer complaint recently and, so far, investor has not taken any further action. William Shin Red Flags & Your Rights As An Investor Of course, William Shin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Shin at Pruco Securities, LLC and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether William Shin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To William Shin If you have questions about Pruco Securities, LLC, J.P. Morgan Securities LLC and/or William Shin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 12, 2023

Lei Shan of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID LEI SHAN CAUSE YOU INVESTMENT LOSSES? Lei Shan Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Lei Shan Customer Complaint Lei Shan has been the subject of at least one customer complaint that we know about seeking to recover investment fees. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of fees associated with a managed/wrap the account. Merrill Lynch Pierce Fenner and Smith recently denied the customer complaint and so far, the investor has not taken any further action. Lei Shan Red Flags & Your Rights As An Investor Of course, Lei Shan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lei Shan at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Lei Shan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Lei Shan If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Lei Shan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 12, 2023

Farhad Sediqi of Infinex Investments, Inc.

DID FARHAD SEDIQI CAUSE YOU INVESTMENT LOSSES? Farhad Sediqi Of Infinex Investments, Inc. And Formerly With Cuna Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Farhad Sediqi Customer Complaint Farhad Sediqi has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor recommended a short-term investment with a yearly 4% return, however, customer has suffered significant losses. The customer complaint is still pending with Cuna Brokerage Services. Farhad Sediqi Red Flags & Your Rights As An Investor Of course, Farhad Sediqi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Farhad Sediqi at Infinex Investments, Inc. and Cuna Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Farhad Sediqi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, Inc. and Cuna Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Infinex Investments, Inc. Due To Farhad Sediqi If you have questions about Infinex Investments, Inc., Cuna Brokerage Services, Inc. and/or Farhad Sediqi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 11, 2023

 Eric Schwartz of LPL Financial LLC

DID ERIC MATTHEW SCHWARTZ CAUSE YOU INVESTMENT LOSSES? Eric Schwartz Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Eric Schwartz Customer Complaint Eric Schwartz has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations of REITs. The FINRA arbitration proceeding is still pending against LPL Financial for Eric Schwartz’s alleged misconduct. Eric Schwartz Red Flags & Your Rights As An Investor Of course, Eric Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Schwartz at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Eric Schwartz If you have questions about LPL Financial LLC and/or Eric Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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