Jan 5, 2024

Andrew Lofton of Cetera Investment Services LLC

DID ANDREW ZACHARY LOFTON CAUSE YOU INVESTMENT LOSSES? Andrew Lofton Of Cetera Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Andrew Lofton Customer Complaint Andrew Lofton has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations related to structure product investments. Cetera Investment Services recently denied the customer complaint and thus far the investor has not filed his arbitration proceeding. Andrew Lofton Red Flags & Your Rights As An Investor Of course, Andrew Lofton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Lofton at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Lofton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Andrew Lofton If you have questions about Cetera Investment Services LLC and/or Andrew Lofton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 5, 2024

Al Lovelace of Equitable Advisors, LLC

DID AL STEPHEN LOVELACE CAUSE YOU INVESTMENT LOSSES? Al Lovelace Of Equitable Advisors, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Al Lovelace Customer Complaints Al Lovelace has been the subject of 4 customer complaints that we know about seeking to recover investment losses. All 4 of the customer complaints have been denied by Al Lovelace’s employers and, to date, investors have not taken any further action. Allegations Against Al Lovelace A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Al Lovelace Red Flags & Your Rights As An Investor Of course, Al Lovelace did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Al Lovelace at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Al Lovelace has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Al Lovelace If you have questions about Equitable Advisors, LLC and/or Al Lovelace and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 5, 2024

Quan Luu of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID QUAN THE LUU CAUSE YOU INVESTMENT LOSSES? Quan Luu Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Quan Luu Customer Complaint Quan Luu has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about purchase and sale transactions that the customer complaint were solely to generate commissions and fees for the financial advisor and his employer. Wells Fargo Advisors recently denied the customer complaint and thus far the investor has not taken any further action. Quan Luu Red Flags & Your Rights As An Investor Of course, Quan Luu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Quan Luu at Merrill Lynch, Pierce, Fenner & Smith Incorporated and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Quan Luu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Quan Luu If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, LPL Financial LLC and/or Quan Luu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 5, 2024

Garth Lurvey of Private Client Services, LLC

DID GARTH JAMES LURVEY CAUSE YOU INVESTMENT LOSSES? Garth Lurvey Of Private Client Services, LLC And Formerly With LPL Financial LLC Has 4 Customer Complaints For Alleged Broker Misconduct Garth Lurvey Customer Complaints Garth Lurvey has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by SunTrust Investment Services in favor of the investor. Another to customer complaints were denied by the brokerage firm in the investors took no further action. There is currently one FINRA arbitration proceeding that was recently filed against LPL Financial for Garth Lurvey’s alleged misconduct that is still pending. Allegations Against Garth Lurvey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Garth Lurvey Red Flags & Your Rights As An Investor Of course, Garth Lurvey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Garth Lurvey at Private Client Services, LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Garth Lurvey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Private Client Services, LLC and LPL Financial LLCalso raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Private Client Services, LLC Due To Garth Lurvey If you have questions about Private Client Services, LLC, LPL Financial LLC and/or Garth Lurvey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 4, 2024

Guillermo Machuca of First Southern, LLC

DID GUILLERMO JAVIER MACHUCA CAUSE YOU INVESTMENT LOSSES? Guillermo Machuca Of First Southern, LLC And Formerly With UBS Financial Services Inc. Has 20 Customer Complaints For Alleged Broker Misconduct Guillermo Machuca Customer Complaints Guillermo Machuca has been the subject of 20 customer complaints that we know about seeking to recover investment losses. Sixteen of the customer complaints were settled by UBS Financial Services in favor of the investors. Three customer complaints were denied by the advisor’s current and former employer and the investors have not taken any further action. There is currently one FINRA arbitration proceeding still pending against UBS Financial Services or Guillermo Machuca’s alleged misconduct. Allegations Against Guillermo Machuca The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were generally related to the offer and sale of Puerto Rico municipal bonds in Puerto Rico closed-end bond funds. The investors almost uniformly alleged that the investments were misrepresented and unsuitably overconcentrated in the client’s accounts. Guillermo Machuca Red Flags & Your Rights As An Investor Of course, Guillermo Machuca did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Guillermo Machuca at First Southern, LLC and UBS Financial Services Inc.on alert to review carefully the activity and performance of their accounts and question whether Guillermo Machucahas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Southern, LLC and UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Southern, LLC Due To Guillermo Machuca If you have questions about First Southern, LLC, UBS Financial Services Inc. and/or Guillermo Machuca and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 4, 2024

Atul Makharia of Centaurus Financial, Inc

DID ATUL MAKHARIA CAUSE YOU INVESTMENT LOSSES? Atul Makharia Of Centaurus Financial, Inc. Has 12 Customer Complaints For Alleged Broker Misconduct Atul Makharia Customer Complaints Atul Makharia has been the subject of 12 customer complaints that we know about seeking to recover investment losses. Eight of the customer complaints are settled by financial advisors’ employers in favor of the investors. Only one customer dispute was denied by J.P. Turner and the investor took no further action. There are currently 3 FINRA arbitration proceedings that were recently filed and still pending against Centaurus Financial for Atul Makharia’s alleged misconduct. Allegations Against Atul Makharia A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Atul Makharia Red Flags & Your Rights As An Investor Of course, Atul Makharia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Atul Makharia at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Atul Makharia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Atul Makharia If you have questions about Centaurus Financial, Inc. and/or Atul Makharia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 4, 2024

James Margraf of Center Street Securities, Inc

DID JAMES WARD MARGRAF CAUSE YOU INVESTMENT LOSSES? James Margraf Of Center Street Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct James Margraf Customer Complaints James Margraf has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints evolved into FINRA arbitration proceedings that were recently filed and are still pending. Allegations Against James Margraf A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: James Margraf Red Flags & Your Rights As An Investor Of course, James Margraf did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Margraf at Center Street Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Margraf has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To James Margraf If you have questions about Center Street Securities, Inc. and/or James Margraf and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 3, 2024

Brian Marston of Woodbury Financial Services, Inc

DID BRIAN RICHARD MARSTON CAUSE YOU INVESTMENT LOSSES? Brian Marston Of Woodbury Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Brian Marston Customer Complaints Brian Marston has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Woodberry Financial Services in favor of the investor. The other 2 customer complaints were denied by the same brokerage firm and the investors did not take any further action. Allegations Against Brian Marston A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Brian Marston Red Flags & Your Rights As An Investor Of course, Brian Marston did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Marston at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brian Marston has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Brian Marston If you have questions about Woodbury Financial Services, Inc. and/or Brian Marston and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 3, 2024

Guillermo Machuca of First Southern, LLC

DID GUILLERMO JAVIER MACHUCA CAUSE YOU INVESTMENT LOSSES? Guillermo Machuca Of First Southern, LLC And Formerly With UBS Financial Services Inc. Has 20 Customer Complaints For Alleged Broker Misconduct Amanda Matthews Customer Complaint Amanda Matthews has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser failed to act in customer’s best interest in connection with the offer and sale of a variable annuity contract. MML Investors Services recently denied the customer complaint in the investor has not yet filed any arbitration proceeding that has been reported. Amanda Matthews Red Flags & Your Rights As An Investor Of course, Amanda Matthews did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amanda Matthews at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Amanda Matthews has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Amanda Matthews If you have questions about MML Investors Services, LLC and/or Amanda Matthews the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 3, 2024

Sean McCabe of Network Financial Securities Inc

DID SEAN P MCCABE CAUSE YOU INVESTMENT LOSSES? Sean McCabe Of Network Financial Securities Inc. And Formerly With Worden Capital Management LLC Has 8 Customer Complaints For Alleged Broker Misconduct Sean McCabe Customer Complaints Sean McCabe has been the subject of 8 customer complaints that we know about seeking to recover investment losses. Six of the customer complaints were settled by Sean McCabe’s former employers in favor of the investors. One customer complaint was denied by 4 Point’s Capital Partners in the investor took no further action. There is currently one FINRA arbitration proceeding that is still pending against Network 1 Financial Securities for Sean McCabe’s alleged misconduct. Allegations Against Sean McCabe A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Sean McCabe Red Flags & Your Rights As An Investor Of course, Sean McCabe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean McCabe at Network Financial Securities Inc. and Worden Capital Management LLC on alert to review carefully the activity and performance of their accounts and question whether Sean McCabe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Network Financial Securities Inc. and Worden Capital Management LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Network Financial Securities Inc. Due To Sean McCabe If you have questions about Network Financial Securities Inc., Worden Capital Management LLC and/or Sean McCabe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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