Feb 3, 2024

Thomas Bates of Cambridge Investment Research, Inc

DID THOMAS RAY BATES CAUSE YOU INVESTMENT LOSSES? Thomas Bates Of Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Thomas Bates Customer Complaint Thomas Bates has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations involving real estate securities. The FINRA arbitration proceeding was recently filed against Cambridge Investment Research for Thomas Bates alleged misconduct and still pending. Thomas Bates Red Flags & Your Rights As An Investor Of course, Thomas Bates did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Bates at Cambridge Investment Research, Inc on alert to review carefully the activity and performance of their accounts and question whether Thomas Bates has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc Due To Thomas Bates If you have questions about Cambridge Investment Research, Inc and/or Thomas Bates and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 3, 2024

Phillip Batchelder of Pruco Securities, LLC

DID PHILLIP JOSEPH BATCHELDER CAUSE YOU INVESTMENT LOSSES? Phillip Batchelder Of Pruco Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Edward Baroncini Customer Complaints Edward Baroncini has been the subject of 8 customer complaints that we know about seeking to recover investment losses. All the customer complaints were recently filed against LPL Financial for Edward Baronchini’s alleged misconduct and are still pending. Allegations Against Edward Baroncini A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Phillip Batchelder Red Flags & Your Rights As An Investor Of course, Phillip Batchelder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Phillip Batchelder at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Phillip Batchelderhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Phillip Batchelder If you have questions about Pruco Securities, LLC and/or Phillip Batchelder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 2, 2024

Rakesh Bansal of NYLife Securities LLC

DID RAKESH RAJ BANSAL CAUSE YOU INVESTMENT LOSSES? Rakesh Bansal NYLife Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Rakesh Bansal Customer Complaints Rakesh Bansal has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by NYLIFE Securities in favor of the investors. The other customer complaint was recently denied by the brokerage firm and the investor has yet to file any arbitration proceedings. Allegations Against Rakesh Bansal A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rakesh Bansal Red Flags & Your Rights As An Investor Of course, Rakesh Bansal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rakesh Bansal at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Rakesh Bansal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Rakesh Bansal If you have questions about NYLife Securities LLC and/or Rakesh Bansal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 2, 2024

Ronald Balzano of Morgan Stanley

DID RONALD ANDREW BALZANO CAUSE YOU INVESTMENT LOSSES? Ronald Balzano Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Ronald Balzano Customer Complaint Ronald Balzano has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about a trading strategy implemented in her managed accounts as not being in her best interest. The complaint was recently filed with Morgan Stanley antedate, still pending its review and determination. Ronald Balzano Red Flags & Your Rights As An Investor Of course, Ronald Balzano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Balzano at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ronald Balzano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ronald Balzano If you have questions about Morgan Stanley and/or Ronald Balzano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 2, 2024

Bryan Baker of Key Investment Services LLC

DID BRYAN KEITH BAKER CAUSE YOU INVESTMENT LOSSES? Bryan Baker Of Key Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Bryan Baker Customer Complaint Bryan Baker has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of an equity indexed annuity. Key Investment Services recently denied the customer complaint and so far, the investor has not taken any further action. Bryan Baker Red Flags & Your Rights As An Investor Of course, Bryan Baker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bryan Baker at Key Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Bryan Baker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Key Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Key Investment Services LLC Due To Bryan Baker If you have questions about Key Investment Services LLC and/or Bryan Baker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 2, 2024

Joseph Audia of VCS Venture Securities

DID JOSEPH SCOTT AUDIA CAUSE YOU INVESTMENT LOSSES? Joseph Audia Of VCS Venture Securities And Formerly With Joseph Stone Capital L.L.C. Has 5 Customer Complaints For Alleged Broker Misconduct Joseph Audia Customer Complaints Joseph Audia has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by American Capital Partners for Joseph Audia’s alleged misconduct in favor of the investors. One customer complaint was denied, and the investor took no further action. There are currently 2 FINRA arbitration proceedings pending against Joseph Stone Capital or the advisor’s alleged misconduct. Allegations Against Joseph Audia A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Audia Red Flags & Your Rights As An Investor Of course, Joseph Audia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Audia at VCS Venture Securities and Joseph Stone Capital L.L.C. on alert to review carefully the activity and performance of their accounts and question whether Joseph Audia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at VCS Venture Securities and Joseph Stone Capital L.L.C. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At VCS Venture Securities Due To Joseph Audia If you have questions about VCS Venture Securities, Joseph Stone Capital L.L.C.  and/or Joseph Audia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 2, 2024

Alexander Arango of Cetera Investment Services LLC

DID ALEXANDER ARANGO CAUSE YOU INVESTMENT LOSSES? Alexander Arango Of Cetera Investment Services LLC And Formerly With LPL Financial LLC Has 5 Customer Complaints For Alleged Broker Misconduct Alexander Arango Customer Complaints Alexander Arango has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Four of the customer complaints were settled by Alexander Arango’s employers in favor of the investors. The last case was recently filed and is still pending against Cetera Investment Services for the advisor’s alleged misconduct. Allegations Against Alexander Arango A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alexander Arango Red Flags & Your Rights As An Investor Of course, Alexander Arango did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexander Arango at Cetera Investment Services LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Alexander Arangohas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Alexander Arango If you have questions about Cetera Investment Services LLC, LPL Financial LLC and/or Alexander Arango and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 1, 2024

Peter Anderson of Raymond James Financial Services, Inc

DID PETER ANDERSON CAUSE YOU INVESTMENT LOSSES? Peter Anderson Of Raymond James Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Peter Anderson Customer Complaint Peter Anderson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where adviser did not follow customer’s instructions to sell securities to create liquidity without a large tax liability. Raymond James Financial Services recently denied the customer complaint and thus far, the investor has not taken any further action. Peter Anderson Red Flags & Your Rights As An Investor Of course, Peter Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Anderson at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Peter Anderson If you have questions about Raymond James Financial Services, Inc. and/or Peter Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 1, 2024

Chad Anderson of Cetera Advisors LLC

DID CHAD DUANE ANDERSON CAUSE YOU INVESTMENT LOSSES? Chad Anderson Of Cetera Advisors LLC And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Chad Anderson Customer Complaint Chad Anderson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about a REIT investment that was misrepresented as having no risk. The customer complaint evolved into a FINRA arbitration proceeding that was recently filed with LPL Financial and the Investment Centers of America and is still pending. Chad Anderson Red Flags & Your Rights As An Investor Of course, Chad Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Anderson at Cetera Advisors LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Chad Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Chad Anderson If you have questions about Cetera Advisors LLC, LPL Financial LLC and/or Chad Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 1, 2024

Joseph Allen formerly with Cetera Advisor Networks LLC

DID JOSEPH MICHAEL ALLEN CAUSE YOU INVESTMENT LOSSES? Joseph Allen Formerly With Cetera Advisor Networks LLC and Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Joseph Allen Customer Complaint Joseph Allen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of a mutual fund as a safe investment. Edward Jones recently denied the customer complaint so far, the investor has not taken any further action. Joseph Allen Red Flags & Your Rights As An Investor Of course, Joseph Allen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Allen at Cetera Advisor Networks LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Joseph Allen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Joseph Allen If you have questions about Cetera Advisor Networks LLC, Edward Jones and/or Joseph Allen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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