Nov 11, 2023

Robin Schultz of Moloney Securities Co., Inc.

DID ROBIN CAROL SCHULTZ CAUSE YOU INVESTMENT LOSSES? Robin Schultz Of Moloney Securities Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct Robin Schultz Customer Complaint Robin Schultz has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations and negligence. The claim was recently filed and is still pending in a FINRA arbitration proceeding. Robin Schultz Red Flags & Your Rights As An Investor Of course, Robin Schultz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robin Schultz at Moloney Securities Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Robin Schultz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Moloney Securities Co., Inc.  Due To Robin Schultz If you have questions about Moloney Securities Co., Inc. and/or Robin Schultz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 11, 2023

Stewart Schrader formerly with Raymond James Financial Services, Inc.

DID STEWART E SCHRADER CAUSE YOU INVESTMENT LOSSES? Stewart Schrader Formerly With Raymond James Financial Services, Inc. and Fifth Third Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Stewart Schrader Customer Complaint Stewart Schrader has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of a surrender of a variable annuity contract. Fifth Third Securities recently denied the customer complaint and the investor took no further action. Stewart Schrader Red Flags & Your Rights As An Investor Of course, Stewart Schrader did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stewart Schrader at Raymond James Financial Services, Inc. and Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stewart Schrader has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Fifth Third Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Stewart Schrader If you have questions about Raymond James Financial Services, Inc., Fifth Third Securities, Inc. and/or Stewart Schrader and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 11, 2023

Gretchen Schorr formerly with Moloney Securities Co., Inc.

DID GRETCHEN MARIE SCHORR CAUSE YOU INVESTMENT LOSSES? Gretchen Schorr Formerly With Moloney Securities Co., Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Gretchen Schorr Customer Complaints Gretchen Schorr has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Moloney Securities in favor of the investors. The third customer complaint is still pending against the brokerage firm. Allegations Against Gretchen Schorr A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Gretchen Schorr Red Flags & Your Rights As An Investor Of course, Gretchen Schorr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gretchen Schorr at Moloney Securities Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Gretchen Schorr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Moloney Securities Co., Inc. Due To Gretchen Schorr If you have questions about Moloney Securities Co., Inc. and/or Gretchen Schorr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 10, 2023

Bret Schaefer of Landolt Securities Inc.

DID BRET CLINTON SCHAEFER CAUSE YOU INVESTMENT LOSSES? Bret Schaefer Of Landolt Securities Inc. And Formerly With Woodbury Financial Services, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Bret Schaefer Customer Complaints Bret Schaefer has been the subject of 8 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Woodbury Financial Services in favor of the investors. Four of the other customer complaints were denied by Bret Schaefer’s employer and, to date, investors have not taken any further action. Allegations Against Bret Schaefer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Bret Schaefer Red Flags & Your Rights As An Investor Of course, Bret Schaefer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bret Schaefer at Landolt Securities Inc. and Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Bret Schaefer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Landolt Securities Inc. and Woodbury Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Landolt Securities Inc. Due To Bret Schaefer If you have questions about Landolt Securities Inc., Woodbury Financial Services, Inc. and/or Bret Schaefer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 10, 2023

Surya Sapra of Santander Securities LLC

DID SURYA KAREN SAPRA CAUSE YOU INVESTMENT LOSSES? Surya Sapra Of Santander Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Surya Sapra Customer Complaints Surya Sapra has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Santander Securities and the investor took no further action. The other customer complaint was recently filed and is still pending against the brokerage firm for Surya Sapra’s alleged misconduct. Allegations Against Surya Sapra A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Surya Sapra Red Flags & Your Rights As An Investor Of course, Surya Sapra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Surya Sapra at Santander Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Surya Sapra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Santander Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Santander Securities LLC Due To Surya Sapra If you have questions about Santander Securities LLC and/or Surya Sapra and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 9, 2023

Ariel Santana of Morgan Stanley

DID ARIEL KRYSTINE SANTANA CAUSE YOU INVESTMENT LOSSES? Ariel Santana Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Ariel Santana Customer Complaint Ariel Santana has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were filed by a Co-trustee stating that the other Co-trustee never authorized liquidation of a trust account. The customer complaint was recently filed and is still under review and pending with Morgan Stanley. Ariel Santana Red Flags & Your Rights As An Investor Of course, Ariel Santana did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ariel Santana at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ariel Santana has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ariel Santana If you have questions about Morgan Stanley and/or Ariel Santana and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 9, 2023

Elan Sanker formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ELAN SANKER CAUSE YOU INVESTMENT LOSSES? Elan Sanker Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated and Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Elan Sanker Customer Complaint Elan Sanker has been the subject ofat least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for “selling away” which is the sale of a product or transaction which is undisclosed and unauthorized by his employer. The customer complaint was recently filed and is still pending against Merrill Lynch Pierce Fenner and Smith for Elan Sanker’s alleged misconduct. Elan Sanker Red Flags & Your Rights As An Investor Of course, Elan Sanker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elan Sanker at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Elan Sankerhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Elan Sanker If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Northwestern Mutual Investment Services, LLC and/or Elan Sanker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2023

Kenji Saito of Centaurus Financial, Inc.

DID KENJI SAITO CAUSE YOU INVESTMENT LOSSES? Kenji Saito Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Kenji Saito Customer Complaints Kenji Saito has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Centaurus Financial for Kenji Saito’s alleged misconduct. The other customer complaint is currently pending in a recently filed FINRA arbitration proceeding against Centaurus Financial for the advisor’s alleged misconduct. Allegations Against Kenji Saito A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Kenji Saito Red Flags & Your Rights As An Investor Of course, Kenji Saito did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenji Saito at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kenji Saito has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Kenji Saito If you have questions about Centaurus Financial, Inc. and/or Kenji Saito and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 7, 2023

Michael Rosenmayer of Oppenheimer & Co. Inc.

DID MICHAEL HOWARD ROSENMAYER CAUSE YOU INVESTMENT LOSSES? Michael Rosenmayer Of Oppenheimer & Co. Inc. Has 23 Customer Complaints For Alleged Broker Misconduct Michael Rosenmayer Customer Complaints Michael Rosenmayer has been the subject of 23 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award against RBC Capital Markets Corporation and Oppenheimer and Co., Inc. in favor the investor. 10 more customer complaints were settled by the advisor’s current and former employers in favor of the investors. Another 10 customer complaints were denied by Michael Rosenmayer’s current and former employers and the investors took no further action. There are currently 2 customer complaints pending in FINRA arbitration proceedings filed against Oppenheimer and & Co., Inc. for its advisor’s alleged misconduct. Allegations Against Michael Rosenmayer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Michael Rosenmayer Red Flags & Your Rights As An Investor Of course, Michael Rosenmayer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Rosenmayer at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Rosenmayer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Michael Rosenmayer If you have questions about Oppenheimer & Co. Inc. and/or Michael Rosenmayer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 7, 2023

Edward Rosenblatt of Cetera Advisor Networks LLC

DID EDWARD ISAAC ROSENBLATT CAUSE YOU INVESTMENT LOSSES? Edward Rosenblatt Of Cetera Advisor Networks LLC Has 6 Customer Complaints For Alleged Broker Misconduct Edward Rosenblatt Customer Complaints Edward Rosenblatt has been the subject of 6 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Edward Rosenblatt’s current and former employers in favor of the investors. Two of the customer complaints were denied by Financial Network Investment Corporation and the investors took no further action. There is currently one FINRA arbitration proceeding pending against Cetera Advisor Networks for Edward Rosenblatt’s alleged misconduct. Allegations Against Edward Rosenblatt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Edward Rosenblatt Red Flags & Your Rights As An Investor Of course, Edward Rosenblatt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Rosenblatt at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Rosenblatt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Edward Rosenblatt If you have questions about Cetera Advisor Networks LLC and/or Edward Rosenblatt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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