Feb 1, 2024

John Aguilera of Osaic Wealth, Inc

DID JOHN JOSEPH AGUILERA CAUSE YOU INVESTMENT LOSSES? John Aguilera Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct John Aguilera Customer Complaint John Aguilera has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative made unsuitable purchases and sales of government and municipal debt, equities, and mutual funds. A customer complaint recently filed with Sagepoint Financial is under review and still pending with the brokerage firm. John Aguilera Red Flags & Your Rights As An Investor Of course, John Aguilera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Aguilera at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Aguilera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To John Aguilera If you have questions about Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or John Aguilera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 1, 2024

Erkan Afacan formerly with Cambridge Investment Research, Inc

DID RAKESH RAJ BANSAL CAUSE YOU INVESTMENT LOSSES? Mark Tevebaugh Formerly With Next Financial Group, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Erkan Afacan Customer Complaints Erkan Afacan has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Cambridge Investment Research in favor of the investor. UBS Financial Services denied another customer complaint in the investor took no further action. The third case was recently filed against Cambridge Investment Research for Erkan Afacan’s alleged misconduct and still pending. Allegations Against Erkan Afacan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Erkan Afacan Red Flags & Your Rights As An Investor Of course, Erkan Afacan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Erkan Afacan at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Erkan Afacan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc.  Due To Erkan Afacan If you have questions about Cambridge Investment Research, Inc. and/or Erkan Afacan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 31, 2024

Phillip Sutton of Raymond James Financial Services, Inc

DID PHILLIP KURT SUTTON CAUSE YOU INVESTMENT LOSSES? Phillip Sutton Of Raymond James Financial Services, Inc. And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Phillip Sutton Customer Complaint Phillip Sutton has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor placed an unauthorized trade in her investment account. Raymond James Financial Services recently settled the customer complaint in favor of the investor. Phillip Sutton Red Flags & Your Rights As An Investor Of course, Phillip Sutton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Phillip Sutton at Raymond James Financial Services, Inc. and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Phillip Sutton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Phillip Sutton If you have questions about Raymond James Financial Services, Inc., Edward Jones and/or Phillip Sutton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 31, 2024

Mark Tevebaugh formerly with Next Financial Group, Inc

DID MARK LEE TEVEBAUGH CAUSE YOU INVESTMENT LOSSES? Mark Tevebaugh Formerly With Next Financial Group, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Mark Tevebaugh Customer Complaints Mark Tevebaugh has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Mark Tevebaugh’s employers for his alleged misconduct. The other 2 customer complaints were denied by the brokerages and the investors took no further action. Allegations Against Mark Tevebaugh A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Tevebaugh Red Flags & Your Rights As An Investor Of course, Mark Tevebaugh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Tevebaugh at Next Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Tevebaugh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Next Financial Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Next Financial Group, Inc. Due To Mark Tevebaugh If you have questions about Next Financial Group, Inc. and/or Mark Tevebaugh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 31, 2024

Anthony Taylor of NYLife Securities LLC

DID ANTHONY JAMES TAYLOR CAUSE YOU INVESTMENT LOSSES? Anthony Taylor Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Anthony Taylor Customer Complaint Anthony Taylor has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for inaccurate information related to the charges associated with customers mutual fund account which resulted in unanticipated withdrawal charges. The complaint was recently filed with NYLIFE Securities and is still pending. Anthony Taylor Red Flags & Your Rights As An Investor Of course, Anthony Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Taylor at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Anthony Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Anthony Taylor If you have questions about NYLife Securities LLC and/or Anthony Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 31, 2024

Connor Todd of Cambridge Investment Research, Inc

DID CONNOR JOSEPH TODD CAUSE YOU INVESTMENT LOSSES? Connor Todd Of Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Connor Todd Customer Complaint Connor Todd has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where a check was dated and deposited to customers account for the purchase of a certificate of deposit without her consent or knowledge. Cambridge Investment Research, Inc. denied the customer complaint and so far, the investor has not filed in the arbitration proceedings. Connor Todd Red Flags & Your Rights As An Investor Of course, Connor Todd did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Connor Todd at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Connor Todd has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Connor Todd If you have questions about Cambridge Investment Research, Inc. and/or Connor Todd and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 30, 2024

Ralph Thompson, Jr. of NYLife Securities LLC

DID RALPH EDWARD THOMPSON JR CAUSE YOU INVESTMENT LOSSES? Ralph Thompson, Jr. Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Ralph Thompson, Jr. Customer Complaint Ralph Thompson, Jr. has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misleading statements in connection with the purchase of a variable universal life insurance policy. The customer complaint was settled by NYLIFE Securities in favor of the investor. Ralph Thompson, Jr. Red Flags & Your Rights As An Investor Of course, Ralph Thompson, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ralph Thompson, Jr.at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Ralph Thompson, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Ralph Thompson, Jr. If you have questions about NYLife Securities LLC and/or Ralph Thompson, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 30, 2024

Fidel Trejo, Jr. of UBS Financial Services Inc

DID FIDEL FRANCISCO TREJO JR CAUSE YOU INVESTMENT LOSSES? Fidel Trejo, Jr. Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Fidel Trejo, Jr. Customer Complaints Fidel Trejo, Jr. has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One of the customer complaints settled by UBS Financial Services favors the investor. Another customer complaint was denied by the same brokerage firm and the investor took no further action. There is currently one FINRA arbitration proceeding still pending against UBS Financial Services for Fidel Trejo’s alleged misconduct. Allegations Against Fidel Trejo, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Fidel Trejo, Jr. Red Flags & Your Rights As An Investor Of course, Fidel Trejo, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fidel Trejo, Jr.at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Fidel Trejo, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Fidel Trejo, Jr. If you have questions about UBS Financial Services Inc. and/or Fidel Trejo, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 30, 2024

Garrett Tognozzi of J.P. Morgan Securities LLC

DID GARRETT TOGNOZZI CAUSE YOU INVESTMENT LOSSES? Garrett Tognozzi Of J.P. Morgan Securities LLC And Formerly With Morgan Stanley, Has A Customer Complaint For Alleged Broker Misconduct Garrett Tognozzi Customer Complaint Garrett Tognozzi has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation and unsuitable recommendation regarding managed account. The customer complaint evolved into a FINRA arbitration proceeding that was recently filed and is still pending. Garrett Tognozzi Red Flags & Your Rights As An Investor Of course, Garrett Tognozzi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Garrett Tognozzi at J.P. Morgan Securities LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Garrett Tognozzi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Garrett Tognozzi If you have questions about J.P. Morgan Securities LLC, Morgan Stanley and/or Garrett Tognozzi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2024

Deanna Quintanilla of Wells Fargo Clearing Services, LLC

DID DEANNA MARIE QUINTANILLA CAUSE YOU INVESTMENT LOSSES? Deanna Quintanilla Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Deanna Quintanilla Customer Complaint Deanna Quintanilla has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor omitted facts about the status of an investment. Wells Fargo Advisors recently denied the customer complaint and’s date, the investor has not taken any further action. Deanna Quintanilla Red Flags & Your Rights As An Investor Of course, Deanna Quintanilla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Deanna Quintanilla at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Deanna Quintanilla has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Deanna Quintanilla If you have questions about Wells Fargo Clearing Services, LLC and/or Deanna Quintanilla and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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