Jan 27, 2024

Robert Doyle of Axiom Capital Management, Inc

DID ROBERT DOYLE CAUSE YOU INVESTMENT LOSSES? Robert Doyle Of Axiom Capital Management, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Robert Doyle Customer Complaints Robert Doyle has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by See IBC World Markets Corporation in favor of the investor. Another customer complaint was denied by Axiom Capital Management and the investor took no further action. There is currently one customer complaint that was recently filed against Axiom Capital Management for Robert Doyle’s alleged misconduct and still pending in a FINRA arbitration proceeding. Allegations Against Robert Doyle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Doyle Red Flags & Your Rights As An Investor Of course, Robert Doyle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Doyle at Axiom Capital Management, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Doyle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Axiom Capital Management, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Axiom Capital Management, Inc. Due To Robert Doyle If you have questions about Axiom Capital Management, Inc. and/or Robert Doyle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 27, 2024

Max Elson, Jr. of Morgan Stanley

DID MAX VERYL ELSON JR CAUSE YOU INVESTMENT LOSSES? Max Elson, Jr. Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Max Elson, Jr. Customer Complaint Max Elson, Jr. has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to act as customers best interest in making investments in the managed account. The customer complaint filed against Morgan Stanley for Max Elson’s alleged misconduct is still pending. Allegations Against Andrew Feyerabend The allegations made in the FINRA reported arbitration claims and/or pending complaints for investment losses are for unsuitable investment recommendations and negligence related to the offer and sale of corporate debt. Max Elson, Jr. Red Flags & Your Rights As An Investor Of course, Max Elson, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Max Elson, Jr.at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Max Elson, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Max Elson, Jr. If you have questions about Morgan Stanley and/or Max Elson, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 27, 2024

Juan Elwaw of Morgan Stanley

DID JUAN L ELWAW CAUSE YOU INVESTMENT LOSSES? Juan Elwaw Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Juan Elwaw Customer Complaints Terri Fassi has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Centaurus Financial, and the investor took no further action. There is currently one recently filed FINRA arbitration proceeding against Centaurus Financial for Terri Lynn Fassi’s alleged misconduct that is still pending. Allegations Against Terri Fassi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Juan Elwaw Red Flags & Your Rights As An Investor Of course, Juan Elwaw did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Elwaw at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Juan Elwaw has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Juan Elwaw If you have questions about Morgan Stanley and/or Juan Elwaw and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 26, 2024

Terri Fassi of Centaurus Financial, Inc

DID TERRI LYNN FASSI CAUSE YOU INVESTMENT LOSSES? Terri Fassi Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Terri Fassi Customer Complaints Terri Fassi has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Centaurus Financial, and the investor took no further action. There is currently one recently filed FINRA arbitration proceeding against Centaurus Financial for Terri Lynn Fassi’s alleged misconduct that is still pending. Allegations Against Terri Fassi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Terri Fassi Red Flags & Your Rights As An Investor Of course, Terri Fassi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Terri Fassi at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Terri Fassihas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Terri Fassi If you have questions about Centaurus Financial, Inc. and/or Terri Fassi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 26, 2024

Rosa Fernandez formerly with UBS Financial Services Incorporated of Puerto Rico

DID ROSA MARIA FERNANDEZ CAUSE YOU INVESTMENT LOSSES? Rosa Fernandez Formerly With UBS Financial Services Incorporated of Puerto Rico Has 44 Customer Complaints For Alleged Broker Misconduct Rosa Fernandez Customer Complaints Rosa Fernandez has been the subject of 44 customer complaints that we know about seeking to recover investment losses. Forty-three of the customer complaints were settled by Rosa Fernandez’s former employer in favor of the investors. The only other customer complaint is still pending. Allegations Against Rosa Fernandez The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were all related to the offer and sale of Puerto Rico municipal bonds and closed-end funds. The allegations generally were unsuitable investment recommendations, misrepresentations, material omissions of facts related to the investments, overconcentration, etc. Rosa Fernandez Red Flags & Your Rights As An Investor Of course, Rosa Fernandez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rosa Fernandez at UBS Financial Services Incorporated of Puerto Rico on alert to review carefully the activity and performance of their accounts and question whether Rosa Fernandez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Incorporated of Puerto Rico also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Incorporated of Puerto Rico Due To Rosa Fernandez If you have questions about UBS Financial Services Incorporated of Puerto Rico and/or Rosa Fernandez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 26, 2024

Angel Ferrer of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ANGEL FERRER CAUSE YOU INVESTMENT LOSSES? Angel Ferrer Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Citi Private Advisory, LLC Has A Customer Complaint For Alleged Broker Misconduct Angel Ferrer Customer Complaint Angel Ferrer has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty, negligence, fraud, breach of contract, violation of Regulation BRI, and negligent supervision related to and over concentrated position and alleged recommendation to use the line of credit further concentrate their assets. A customer complaint was recently filed against Citigroup Global Markets for Angel Ferrer’s alleged misconduct and still pending in a FINRA arbitration proceeding. Angel Ferrer Red Flags & Your Rights As An Investor Of course, Angel Ferrer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Angel Ferrer at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citi Private Advisory, LLC on alert to review carefully the activity and performance of their accounts and question whether Angel Ferrer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citi Private Advisory, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Angel Ferrer If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citi Private Advisory, LLC and/or Angel Ferrer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 26, 2024

Andrew Feyerabend of Moloney Securities Co., Inc

DID ANDREW LEE FEYERABEND CAUSE YOU INVESTMENT LOSSES? Andrew Feyerabend Of Moloney Securities Co., Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Andrew Feyerabend Customer Complaints Andrew Feyeabend has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints are still pending in the recently filed FINRA Arbitration proceedings against Moloney Securities Co., Inc. for Andrew Feyerabend’s alleged misconduct. Allegations Against Andrew Feyerabend The allegations made in the FINRA reported arbitration claims and/or pending complaints for investment losses are for unsuitable investment recommendations and negligence related to the offer and sale of corporate debt. Andrew Feyerabend Red Flags & Your Rights As An Investor Of course, Andrew Feyerabend did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Feyerabend at Moloney Securities Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Feyerabend has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Moloney Securities Co., Inc. Due To Andrew Feyerabend If you have questions about Moloney Securities Co., Inc. and/or Andrew Feyerabend and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 26, 2024

Akiva Fialkoff of J.P. Morgan Securities LLC

DID AKIVA FIALKOFF CAUSE YOU INVESTMENT LOSSES? Akiva Fialkoff Of J.P. Morgan Securities LLC And Formerly With Deutsche Bank Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Akiva Fialkoff Customer Complaint Akiva Fialkoff has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation regarding managed account investments. The FINRA Arbitration proceeding filed against J.P. Morgan Securities for Akiva Fialkoff’s alleged misconduct is still pending. Akiva Fialkoff Red Flags & Your Rights As An Investor Of course, Akiva Fialkoff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Akiva Fialkoff at J.P. Morgan Securities LLC and Deutsche Bank Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Akiva Fialkoff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Deutsche Bank Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Akiva Fialkoff If you have questions about J.P. Morgan Securities LLC, Deutsche Bank Securities Inc. and/or Akiva Fialkoff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 25, 2024

Eric Perschke of Ameriprise Financial Services, LLC

DID ERIC MICHAEL PERSCHKE CAUSE YOU INVESTMENT LOSSES? Eric Perschke Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Eric Perschke Customer Complaint Eric Perschke has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where adviser did not follow customers dividend reinvestment instructions, charged excessive fees, and may poor investment recommendations. Ameriprise Financial Services recently denied the customer complaint, and, to date, no further action has been taken by the investor Eric Perschke Red Flags & Your Rights As An Investor Of course, Eric Perschke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Perschke at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Perschke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Eric Perschke If you have questions about Ameriprise Financial Services, LLC and/or Eric Perschke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 25, 2024

Christian Plaza of Vanguard Marketing Corporation

DID CHRISTIAN DEE PLAZA CAUSE YOU INVESTMENT LOSSES? Christian Plaza Of Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct Christian Plaza Customer Complaint Christian Plaza has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where registered representative did not follow instructions when processing a qualified charitable donation resulting in a realize capital gain an additional IRS tax liability. Vanguard Marketing Corporation settled the customer complaint in favor the investor. Christian Plaza Red Flags & Your Rights As An Investor Of course, Christian Plaza did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christian Plaza at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Christian Plaza has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Christian Plaza If you have questions about Vanguard Marketing Corporation and/or Christian Plaza and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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