Dec 29, 2023

Mimi Park of U.S. Bancorp Investments, Inc

DID MIMI YOO PARK CAUSE YOU INVESTMENT LOSSES? Mimi Park Of U.S. Bancorp Investments, Inc. And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Mimi Park Customer Complaint Mimi Park has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in FINRA reported customer complaint for investment losses customer loss of profit of $9100 when advisor failed to execute the order as instructed. The customer complaint was recently filed with US Bancorp Investments and is still awaiting the brokerage firm to review and disposition. Mimi Park Red Flags & Your Rights As An Investor Of course, Mimi Park did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mimi Park at U.S. Bancorp Investments, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Mimi Park has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc.  Due To Mimi Park If you have questions about U.S. Bancorp Investments, Inc., LPL Financial LLC and/or Mimi Park and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2023

Michael Persinski of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MICHAEL T PERSINSKI CAUSE YOU INVESTMENT LOSSES? Michael Persinski Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Citi Private Advisory, LLC, Has A Customer Complaint For Alleged Broker Misconduct Michael Persinski Customer Complaint Michael Persinski has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty, negligence, fraud, breach of contract, violation of Regulation BI and negligent supervision related to the alleged failure to provide advice on a concentrated position and alleged recommendation to use a line of credit to further concentrate their assets. The FINRA arbitration proceeding filed against Citigroup Global Markets for the advisor’s alleged misconduct and damages of $56 million is still pending. Michael Persinski Red Flags & Your Rights As An Investor Of course, Michael Persinski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Persinski at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citi Private Advisory, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Persinski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citi Private Advisory, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Michael Persinski If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citi Private Advisory, LLC and/or Michael Persinski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2023

Devin Patel of Sanford C. Bernstein & Co., LLC

DID DEVIN PATEL CAUSE YOU INVESTMENT LOSSES? Devin Patel Of Sanford C. Bernstein & Co., LLC And Formerly With Foundation Investment Advisors LLC and Financial Gravity Wealth, Inc. Has A Customer Complaint For Alleged Broker Misconduct Devin Patel Customer Complaint Devin Patel has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser made unsuitable and illegal recommendations in connection with unregistered debt and equity securities. The customer filed a lawsuit in Circuit Ct. in Hillsborough County, Florida against Financial Gravity Asset Management for Devin Patel’s alleged misconduct that is still pending. Devin Patel Red Flags & Your Rights As An Investor Of course, Devin Patel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Devin Patel at Sanford C. Bernstein & Co., LLC, Foundation Investment Advisors LLC, and  Financial Gravity Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Devin Patel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sanford C. Bernstein & Co., LLC, Foundation Investment Advisors LLC, and Financial Gravity Wealth, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sanford C. Bernstein & Co., LLC Due To Devin Patel If you have questions about Sanford C. Bernstein & Co., LLC, Foundation Investment Advisors LLC, Financial Gravity Wealth, Inc. and/or Devin Patel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2023

Andrew Pesner of VCS Venture Securities

DID ANDREW SCOTT PESNER CAUSE YOU INVESTMENT LOSSES? Andrew Pesner Of VCS Venture Securities And Formerly With Joseph Stone Capital L.L.C. Has 7 Customer Complaints For Alleged Broker Misconduct Andrew Pesner Customer Complaints Andrew Pesner has been the subject of 7 customer complaints that we know about seeking to recover investment losses. One of the customer complaints proceeded to arbitration in resulted in an arbitration award against his employer and themselves jointly and severally in favor of the investor. Four other customer complaints were settled by Andrew Pesner’s former employers in favor of the investors. Another customer complaint was denied by the brokerage firm and the investor took no further action. There is currently one FINRA arbitration proceeding filed against Joseph Stone Capital and VCS Venture Securities for the advisor’s alleged misconduct that is still pending. Allegations Against Andrew Pesner A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Andrew Pesner Red Flags & Your Rights As An Investor Of course, Andrew Pesner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Pesner at VCS Venture Securities and Joseph Stone Capital L.L.C. on alert to review carefully the activity and performance of their accounts and question whether Andrew Pesner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at VCS Venture Securities and Joseph Stone Capital L.L.C. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At VCS Venture Securities Due To Andrew Pesner If you have questions about VCS Venture Securities, Joseph Stone Capital L.L.C. and/or Andrew Pesner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2023

Joshua Piercy of Wells Fargo Clearing Services, LLC

DID JOSHUA K PIERCY CAUSE YOU INVESTMENT LOSSES? Joshua Piercy Of Wells Fargo Clearing Services, LLC And Formerly With PNC Investments Has A Customer Complaint For Alleged Broker Misconduct Joshua Piercy Customer Complaint Joshua Piercy has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of greater return of annuity contract. Wells Fargo Advisors recently denied the customer complaint and thus far there is no evidence that the investor took any further action. Joshua Piercy Red Flags & Your Rights As An Investor Of course, Joshua Piercy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Piercy at Wells Fargo Clearing Services, LLC and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Joshua Piercy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and PNC Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Joshua Piercy If you have questions about Wells Fargo Clearing Services, LLC, PNC Investments and/or Joshua Piercy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2023

S P Powers, II of Morgan Stanley

DID S P POWERS II CAUSE YOU INVESTMENT LOSSES? S P Powers, II Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct S P Powers, II Customer Complaint S P Powers, II has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty with respect to the lack of detection of an alleged did outside fraud perpetrated against the client. The FINRA arbitration proceeding was recently filed against Morgan Stanley for the advisor’s alleged misconduct and is still pending. S P Powers, II Red Flags & Your Rights As An Investor Of course, S P Powers, II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of S P Powers, II at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether S P Powers, II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To S P Powers, II If you have questions about Morgan Stanley and/or S P Powers, II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2023

Kerry Pope of Fidelity Distributors Company LLC

DID KERRY SCOTT POPE CAUSE YOU INVESTMENT LOSSES? Kerry Pope Of Fidelity Distributors Company LLC Has A Customer Complaint For Alleged Broker Misconduct Kerry Pope Customer Complaint Kerry Pope has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose the risk of loss of principal related to fixed income mutual funds. The complaint was recently filed against Fidelity Distributors Co. for Kerry Pope’s alleged misconduct and still pending. Kerry Pope Red Flags & Your Rights As An Investor Of course, Kerry Pope did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kerry Pope at Fidelity Distributors Company LLC on alert to review carefully the activity and performance of their accounts and question whether Kerry Pope has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Distributors Company LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Distributors Company LLC Due To Kerry Pope If you have questions about Fidelity Distributors Company LLC and/or Kerry Pope and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 28, 2023

John Pock of Edward Jones

DID JOHN FRANK POCK CAUSE YOU INVESTMENT LOSSES? John Pock Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct John Pock Customer Complaint John Pock has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor made several trades and a commission-based account to generate commissions and failure to disclose fees related to a long-term care insurance policy. The customer complaint was recently filed against Edward Jones for John Pock’s alleged misconduct and is still pending. John Pock Red Flags & Your Rights As An Investor Of course, John Pock did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Pock at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether John Pock has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To John Pock If you have questions about Edward Jones and/or John Pock and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2023

Shannon Powers of Western International Securities, Inc

DID SHANNON MARIE POWERS CAUSE YOU INVESTMENT LOSSES? Shannon Powers Of Western International Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Shannon Powers Customer Complaints Shannon Powers has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Western International Securities in favor of the investor. Another customer complaint was denied by Wells Fargo Investments in the investor took no further action. There is currently one FINRA arbitration proceeding filed against Western International Securities for Shannon Powers alleged misconduct and still pending. Allegations Against Brian Radoo A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Shannon Powers Red Flags & Your Rights As An Investor Of course, Shannon Powers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shannon Powers at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Shannon Powers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Shannon Powers If you have questions about Western International Securities, Inc. and/or Shannon Powers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2023

Saimir Prapaniku of U.S. Bancorp Investments, Inc

DID SAIMIR ASTRIT PRAPANIKU CAUSE YOU INVESTMENT LOSSES? Saimir Prapaniku Of U.S. Bancorp Investments, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Saimir Prapaniku Customer Complaints Saimir Prapanikuhas been the subject of 3 customer complaints that we know about seeking to recover investment losses. All 3 customer complaints were denied by the advisors’ employers and appear so far that the investors have not taken any further action. Allegations Against Saimir Prapaniku A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Saimir Prapaniku Red Flags & Your Rights As An Investor Of course, Saimir Prapaniku did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Saimir Prapaniku at U.S. Bancorp Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Saimir Prapaniku has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Saimir Prapaniku If you have questions about U.S. Bancorp Investments, Inc. and/or Saimir Prapaniku and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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