Dec 27, 2023

Duncan Radcliffe of Principal Securities, Inc

DID DUNCAN IAN RADCLIFFE CAUSE YOU INVESTMENT LOSSES? Duncan Radcliffe Of Principal Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Duncan Radcliffe Customer Complaint Duncan Radcliffe has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading by the financial professional when he released funds from customers account to his wife. Principal Securities recently denied the customer complaint in the investor has not taken any further action thus far. Duncan Radcliffe Red Flags & Your Rights As An Investor Of course, Duncan Radcliffe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Duncan Radcliffe at Principal Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Duncan Radcliffe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Principal Securities, Inc. Due To Duncan Radcliffe If you have questions about Principal Securities, Inc. and/or Duncan Radcliffe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2023

Brian Purcell of Morgan Stanley

DID BRIAN LEE PURCELL CAUSE YOU INVESTMENT LOSSES? Brian Purcell Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Brian Purcell Customer Complaint Brian Purcell has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommended investment strategy was nodding customer’s best interest. Morgan Stanley recently denied the customer complaint and thus far it appears that there is no report in arbitration proceedings filed by the investor against the brokerage firm or the advisor. Brian Purcell Red Flags & Your Rights As An Investor Of course, Brian Purcell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Purcell at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Brian Purcell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Brian Purcell If you have questions about Morgan Stanley and/or Brian Purcell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2023

Brian Radoo formerly Union Capital Company

DID BRIAN RADOO CAUSE YOU INVESTMENT LOSSES? Brian Radoo Formerly With Union Capital Company and Next Financial Group, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Brian Radoo Customer Complaints Brian Radoo has been the subject of 9 customer complaints that we know about seeking to recover investment losses. Four of the customer complaints were settled by the advisors’ former employers favor the investors. The brokerage firms denied 3 other customer complaints in the investors took no further action. There are currently 2 FINRA arbitration proceedings that were recently filed and still pending against Financial Group for Brian Radoo’s alleged misconduct. Allegations Against Brian Radoo A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Brian Radoo Red Flags & Your Rights As An Investor Of course, Brian Radoo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Radoo at Union Capital Company and Next Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brian Radoo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Union Capital Company and Next Financial Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Union Capital Company Due To Brian Radoo If you have questions about Union Capital Company, Next Financial Group, Inc. and/or Brian Radoo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 26, 2023

Robert Rasbach of Kingswood Capital Partners, LLC

DID ROBERT NELSON RASBACH CAUSE YOU INVESTMENT LOSSES? Robert Rasbach Of Kingswood Capital Partners, LLC And Formerly With Benchmark Investments, LLC and David Lerner Associates, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Robert Rasbach Customer Complaints Robert Rasbach has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Two customer complaints were denied by David Lerner and Associates investors took no further action. There are currently two FINRA arbitration proceedings filed against David Lerner Associates for Robert Rasbach’s alleged misconduct that are still pending. Allegations Against Robert Rasbach A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Robert Rasbach Red Flags & Your Rights As An Investor Of course, Robert Rasbach did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Rasbach at Kingswood Capital Partners, LLC, Benchmark Investments, LLC and David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Rasbach has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kingswood Capital Partners, LLC, Benchmark Investments, LLC and David Lerner Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kingswood Capital Partners, LLC Due To Robert Rasbach If you have questions about Kingswood Capital Partners, LLC, Benchmark Investments, LLC, David Lerner Associates, Inc. and/or Robert Rasbach and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 26, 2023

Kenneth Ramos of Stifel, Nicolaus & Company, Incorporated

DID KENNETH CARL RAMOS CAUSE YOU INVESTMENT LOSSES? Kenneth Ramos Of Stifel, Nicolaus & Company, Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Kenneth Ramos Customer Complaints Kenneth Ramos has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by RBC Dain Rauscher in favor of the investor. The other customer complaint evolved into a FINRA arbitration proceeding filed against Stifel, Nicholaus & Co. for Kenneth Ramos’ alleged misconduct and still pending. Allegations Against Kenneth Ramos A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kenneth Ramos Red Flags & Your Rights As An Investor Of course, Kenneth Ramos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Ramos at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kenneth Ramos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Kenneth Ramos If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Kenneth Ramos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 26, 2023

Christopher Scoffone of MML Investors Services LLC

DID CHRISTOPHER JOSEPH SCOFFONE CAUSE YOU INVESTMENT LOSSES? Christopher Scoffone Of MML Investors Services LLC Has A Customer Complaint For Alleged Broker Misconduct Christopher Scoffone Customer Complaint Christopher Scoffone has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor sold the customer’s existing stocks without authorization and purchased a new investment model which caused them financial harm. MML Investors Services recently denied the customer complaint and thus far it appears that the investor is not taking any further action. Christopher Scoffone Red Flags & Your Rights As An Investor Of course, Christopher Scoffone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Scoffone at MML Investors LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Scoffone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors LLC Due To Christopher Scoffone If you have questions about MML Investors LLC and/or Christopher Scoffone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 26, 2023

Yousuf Rasuli of U.S. Bancorp Investments, Inc

DID YOUSUF RASULI CAUSE YOU INVESTMENT LOSSES? Yousuf Rasuli Of U.S. Bancorp Investments, Inc. Has A Customer Complaint For Alleged Broker Misconduct Yousuf Rasuli Customer Complaint Yousuf Rasuli has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were a failure to follow customer’s instructions to Park client’s investment capital investment with a good interest rate and no risk. Investment in a unit investment trust was inconsistent with client’s instructions. US Bancorp Investments recently denied the customer complaint in so far does not appear that the investor’s taking any further action. Yousuf Rasuli Red Flags & Your Rights As An Investor Of course, Yousuf Rasuli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yousuf Rasuli at U.S. Bancorp Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Yousuf Rasuli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Yousuf Rasuli If you have questions about U.S. Bancorp Investments, Inc. and/or Yousuf Rasuli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 26, 2023

Daniel Raupp of Concorde Investment Services, LLC

DID DANIEL PHILIP RAUPP CAUSE YOU INVESTMENT LOSSES? Daniel Raupp Of Concorde Investment Services, LLC Has 12 Customer Complaints For Alleged Broker Misconduct Daniel Raupp Customer Complaints Daniel Raupp has been the subject of 12 customer complaints that we know about seeking to recover investment losses. Nine of the customer complaints were settled by Daniel Raupp’s employers in favor the investors. Only one customer complaint was denied by Concorde Investment Services and thus far does not appear that the investor has taken any further action. The other customer complaint was denied by J.P. Turner & Co. in the investor did not take any further action. There is currently one FINRA arbitration proceeding still pending against Concorde Investment Services for the advisor’s alleged misconduct. Allegations Against Daniel Raupp A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Daniel Raupp Red Flags & Your Rights As An Investor Of course, Daniel Raupp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Raupp at Concorde Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Raupp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Concorde Investment Services, LLC Due To Daniel Raupp If you have questions about Concorde Investment Services, LLC and/or Daniel Raupp management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 25, 2023

Raymond Samuels of Fidelity Brokerage Services LLC

DID RAYMOND QUINN SAMUELS CAUSE YOU INVESTMENT LOSSES? Raymond Samuels Of Fidelity Brokerage Services LLC And Formerly With UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Raymond Samuels Customer Complaints Raymond Samuels has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints recently denied by UBS Financial Services and thus far, the investors have not taken any further action. Allegations Against Raymond Samuels A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Raymond Samuels Red Flags & Your Rights As An Investor Of course, Raymond Samuels did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Samuels at Fidelity Brokerage Services LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Raymond Samuels has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Raymond Samuels If you have questions about Fidelity Brokerage Services LLC, UBS Financial Services Inc. and/or Raymond Samuels and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 25, 2023

Chad Reyes of Northwestern Mutual investment Services, LLC

DID CHAD REYES CAUSE YOU INVESTMENT LOSSES? Chad Reyes Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Chad Reyes Customer Complaint Chad Reyes has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation related to insurance policies. Northwestern Mutual Investment Services recently denied the customer complaint and thus far, it appears that the investor has not taken any further action. Chad Reyes Red Flags & Your Rights As An Investor Of course, Chad Reyes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Reyes at Northwestern Mutual investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Chad Reyes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual investment Services, LLC Due To Chad Reyes If you have questions about Northwestern Mutual investment Services, LLC and/or Chad Reyes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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