Oct 31, 2023

Nikolaos Paloumbis of Alexander Capital, L.P.

DID NIKOLAOS PALOUMBIS CAUSE YOU INVESTMENT LOSSES? Nikolaos Paloumbis Of Alexander Capital, L.P. Has A Customer Complaint For Alleged Broker Misconduct Nikolaos Paloumbis Customer Complaint Nikolaos Paloumbis has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations and negligence related to certain common stock and preferred stock investments. The FINRA arbitration proceeding filed against Alexander Capital for the advisor’s alleged misconduct is still pending. Nikolaos Paloumbis Red Flags & Your Rights As An Investor Of course, Nikolaos Paloumbis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nikolaos Paloumbis at Alexander Capital, L.P. on alert to review carefully the activity and performance of their accounts and question whether Nikolaos Paloumbis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Alexander Capital, L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Alexander Capital, L.P. Due To Nikolaos Paloumbis If you have questions about Alexander Capital, L.P. and/or Nikolaos Paloumbis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2023

Scott Oliphant of Cetera Advisors LLC

DID SCOTT EDWARD OLIPHANT CAUSE YOU INVESTMENT LOSSES? Scott Oliphant Of Cetera Advisors LLC And Formerly With CFD Investments, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Scott Oliphant Customer Complaints Scott Oliphant has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by CFD Investments and the investor has not yet taken any further action. The other customer complaint is still pending in a FINRA arbitration proceeding filed against CFD Investments. Allegations Against Scott Oliphant A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Scott Oliphant Red Flags & Your Rights As An Investor Of course, Scott Oliphant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Oliphant at Cetera Advisors LLC and CFD Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Oliphant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and CFD Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Scott Oliphant If you have questions about Cetera Advisors LLC, CFD Investments, Inc. and/or Scott Oliphant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2023

John Nole of Paulson Investment Company LLC

DID JOHN ANTHONY NOLE CAUSE YOU INVESTMENT LOSSES? John Nole Of Paulson Investment Company LLC Has A Customer Complaint For Alleged Broker Misconduct John Nole Customer Complaint John Nole has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendations to invest in GWG L Bonds. The FINRA arbitration proceeding that was recently filed against Paulson Investment Company for John Nole’s alleged misconduct is still pending. John Nole Red Flags & Your Rights As An Investor Of course, John Nole did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Nole at Paulson Investment Company LLC on alert to review carefully the activity and performance of their accounts and question whether John Nole has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Paulson Investment Company LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Paulson Investment Company LLC Due To John Nole If you have questions about Paulson Investment Company LLC and/or John Nole and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2023

 Boris Niko of Ameriprise Financial Services, LLC

DID BORIS NIKO CAUSE YOU INVESTMENT LOSSES? Boris Niko Of Ameriprise Financial Services, LLC And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Boris Niko Customer Complaint Boris Niko has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for continuous unsuitable recommendations of high-risk investments. The customer’s FINRA arbitration proceeding is still pending against Wells Fargo Clearing Services for the advisor’s alleged misconduct. Boris Niko Red Flags & Your Rights As An Investor Of course, Boris Niko did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Boris Niko at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Boris Niko has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Boris Niko If you have questions about Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC and/or Boris Niko and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 29, 2023

Marylu Nicholls of Citigroup Global Markets Inc.

DID MARYLU ESCOBAR NICHOLLS CAUSE YOU INVESTMENT LOSSES? Marylu Nicholls Of Citigroup Global Markets Inc. And Formerly With Citi International Financial Services LLC Has A Customer Complaint For Alleged Broker Misconduct Marylu Nicholls Customer Complaint Marylu Nicholls has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to fully explain nature, mechanics, and risks of structured product investment. Citigroup Global Markets denied the customer complaint and to date, the investors have not taken any further action. Marylu Nicholls Red Flags & Your Rights As An Investor Of course, Marylu Nicholls did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marylu Nicholls at Citigroup Global Markets Inc. and Citi International Financial Services LLC on alert to review carefully the activity and performance of their accounts and question whether Marylu Nicholls has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citigroup Global Markets Inc. and Citi International Financial Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Citigroup Global Markets Inc. Due To Marylu Nicholls If you have questions about Citigroup Global Markets Inc., Citi International Financial Services LLC and/or Marylu Nicholls and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 29, 2023

Bryan Musso formerly with Wells Fargo Clearing Services, LLC

DID BRYAN GERALD MUSSO CAUSE YOU INVESTMENT LOSSES? Bryan Musso Formerly With Wells Fargo Clearing Services, LLC Has 8 Customer Complaints For Alleged Broker Misconduct Bryan Musso Customer Complaints Bryan Musso has been the subject of 8 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Morgan Stanley and Wells Fargo in favor of the investors. Four customer complaints were denied by Bryan Musso’s current and former employers and, to date, the customers took no further action. There is currently one customer complaint pending with the advisor’s Resource Counsel. Allegations Against Bryan Musso A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Bryan Musso Red Flags & Your Rights As An Investor Of course, Bryan Musso did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bryan Musso at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Bryan Musso has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Bryan Musso If you have questions about Wells Fargo Clearing Services, LLC and/or Bryan Musso and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2023

Chris Moyseos of Morgan Stanley

DID CHRIS ANDREW MOYSEOS CAUSE YOU INVESTMENT LOSSES? Chris Moyseos Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Chris Moyseos Customer Complaint Chris Moyseos has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for recommendation of unsuitable investment strategy. The customer’s FINRA arbitration proceeding is still pending against Morgan Stanley for the advisor’s alleged misconduct. Chris Moyseos Red Flags & Your Rights As An Investor Of course, Chris Moyseos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chris Moyseos at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Chris Moyseos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Chris Moyseos If you have questions about Morgan Stanley and/or Chris Moyseos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2023

Thomas Monahan currently with BCG Securities, Inc.

DID THOMAS MICHAEL MONAHAN CAUSE YOU INVESTMENT LOSSES? Thomas Monahan Of BCG Securities, Inc. And Formerly with Legg Mason Wood Walker, Inc. Has 14 Customer Complaints For Alleged Broker Misconduct Thomas Monahan Customer Complaints Thomas Monahan has been the subject of 14 customer complaints that we know about to recover investment losses. Ten of the customer disputes were settled by Legg Mason Wood Walker, Inc. in favor of the investors. The same brokerage firm denied 3 other customer complaints and so far they have not taken any further action. There is one customer complaint that was registered with BCG Securities recently that is still pending review and resolution. Allegations Against Thomas Monahan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Thomas Monahan Red Flags & Your Rights As An Investor Of course, Thomas Monahan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Monahan at BCG Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Monahan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BCG Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At BCG Securities, Inc. Due To Thomas Monahan If you have questions about BCG Securities, Inc. and/or Thomas Monahan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2023

Alexis Molina of UBS Financial Services Inc.

DID ALEXIS OTHANEIL MOLINA CAUSE YOU INVESTMENT LOSSES? Alexis Molina Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Alexis Molina Customer Complaints Alexis Molina has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was recently settled by UBS Financial Services in favor of the investor. The brokerage firm denied the other customer complaint and, to date, investor has not taken any further action. Allegations Against Alexis Molina A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Alexis Molina Red Flags & Your Rights As An Investor Of course, Alexis Molina did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexis Molina at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Alexis Molina has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Alexis Molina If you have questions about UBS Financial Services Inc. and/or Alexis Molina and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 27, 2023

Scott Miller of Ameriprise Financial Services, LLC

DID SCOTT MICHAEL MILLER CAUSE YOU INVESTMENT LOSSES? Scott Miller Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Scott Miller Customer Complaints Scott Miller has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Ameriprise Financial Services and the investor took no further action. Another customer complaint that was recently filed alleging damages in excess of $1.5 million related to a variable annuity contract is still pending with the brokerage firm. Allegations Against Scott Miller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Scott Miller Red Flags & Your Rights As An Investor Of course, Scott Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Miller at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Scott Miller If you have questions about Ameriprise Financial Services, LLC and/or Scott Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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