Nov 8, 2024

Hamzey Abadi Formerly With J.P. Morgan Securities LLC FIRED

DID BROKER HAMZEY ABADI CAUSE YOU INVESTMENT LOSSES? Hamzey Abadi Formerly With J.P. Morgan Securities LLC was recently fired due to allegations regarding his handling of customer accounts related to bank Certificates of Deposit. Hamzey Abadi Employment History and Termination Hamzey Abadi was most recently registered with J.P. Morgan Securities LLC from June 2021 to October 2024. Over his career, Abadi has worked for three financial institutions, including Morgan Stanley from 2020-2021 and Merrill Lynch in 2018. His recent employment was with JPMorgan Chase Bank, N.A. as a Licensed Banker and Relationship Banker in St. Petersburg, Florida, where he also held a position at J.P. Morgan Securities LLC. He has passed two general industry exams—the Series 7 General Securities Representative Exam and the Securities Industry Essentials Exam—as well as the Series 66 Uniform Combined State Law Exam. Abadi was terminated from JPMorgan Chase Bank, N.A. on October 3, 2024 for allegedly changing the primary and secondary account holders on Certificates of Deposit, which affected his eligibility for incentive credit he would not otherwise receive. The reported incident was not linked to securities transactions or known customer harm. Abadi has denied these allegations, yet the employment termination remains a significant note in his professional history. Disclosure Summary Hamzey Abadi Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Hamzey Abadi is a red flag which should put all current and former customers of Hamzey Abadi at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Hamzey Abadi engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Hamzey Abadi If you have questions about J.P. Morgan Securities LLC and/or Hamzey Abadi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2024

Thomas Mann of J.P. Morgan Securities LLC FIRED

DID THOMAS JOHNSON MANN CAUSE YOU INVESTMENT LOSSES? Thomas Mann Formerly With J.P. Morgan Securities LLC was terminated on June 28, 2024, for completing portions of a customer-signed Trust Certificate document without confirming the information with the customer. Thomas Mann Employment History and Termination Thomas J. Mann has worked in the securities industry since 2008, holding roles at J.P. Morgan Securities LLC (2012-2024) and Chase Investment Services Corp. (2009-2012) Mann’s experience includes nearly a decade of advising and supporting client accounts across multiple state registrations. Over his career, Mann has passed two general industry/product exams and one multi-state securities law exam, demonstrating consistent regulatory compliance until his recent termination. On June 28, 2024, Mann was terminated by JPMorgan Chase Bank, N.A. due to completing sections of a Trust Certificate document that had been previously signed by the customer, without verifying the information. Disclosure Event: Thomas Mann Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Thomas Mann is a red flag which should put all current and former customers of Thomas Mann at [name of last firms broker associated within last 6 years]on alert to review carefully the activity and performance of their accounts and question whether Thomas Mann engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Thomas Mann If you have questions about J.P. Morgan Securities LLC and/or Thomas Mann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2024

William McCrea of Charles Schwab &Co., Inc. FIRED

DID WILLIAM HAFER MC CREA CAUSE YOU INVESTMENT LOSSES? William McCrea Formerly With Charles Schwab &Co., Inc. was terminated on June 5, 2024, due to the initiation of a trade based on email instructions without direct communication with the client. William McCrea Employment History and Termination William H. McCrea has worked in the securities industry since 2001, with a career spanning position at UBS Financial Services Inc. (2001-2004), VALIC Financial Advisors, Inc. (2004-2006) and most recently, Charles Schwab & Co., Inc., where he was employed from October 2006 to June 2024. He has passed two general industry/product exams and one multi-state securities law exam. McCrea’s employment with Charles Schwab & Co., Inc. ended on June 5, 2024, due to a compliance issue after allegedly executing a trade based on email instructions without verbal confirmation from the client. Disclosure Event: William McCrea Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  William McCrea is a red flag which should put all current and former customers of William McCrea at Charles Schwab &Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether William McCrea engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab &Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Charles Schwab &Co., Inc. Due To William McCrea If you have questions about Charles Schwab &Co., Inc. and/or William McCrea and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2024

Ana Mejia Michilot of Goldman Sachs & Co LLC FIRED

DID ANA CECILIA MEJIA MICHILOT CAUSE YOU INVESTMENT LOSSES? Ana Mejia Michilot Formerly With Goldman Sachs & Co LLC was terminated on May 17, 2024, under allegations that she sent information regarding a private potential transaction outside of the firm. Ana Mejia Michilot Employment History and Termination Ana Cecilia Mejia Michilot began her career in security in 2023, working as a private wealth advisor at Goldman Sachs & Co. LLC in Miami, Florida. During her short tenure, Mejia Michilot passed three general industry/product exams and one multi-state securities law exam, acquiring foundational credentials for the securities field. Her employment with Goldman Sachs, however, ended on May 17, 2024, following allegations of sharing confidential transaction-related information externally. This termination was based on an alleged instance in which she sent confidential information regarding a private transaction outside the firm, breaching Goldman Sachs’ information-sharing policies. Disclosure Ana Mejia Michilot Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Ana Mejia Michilot is a red flag which should put all current and former customers of Ana Mejia Michilot at Goldman Sachs & Co LLC on alert to review carefully the activity and performance of their accounts and question whether Ana Mejia Michilot engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Goldman Sachs & Co LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Goldman Sachs & Co LLC Due To Ana Mejia Michilot If you have questions about Goldman Sachs & Co LLC and/or Ana Mejia Michilot and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 7, 2024

Jennifer Nelson of Edward Jones FIRED

DID JENNIFER LYNN NELSON CAUSE YOU INVESTMENT LOSSES? Jennifer Nelson Formerly With Edward Jones was terminated on May 16, 2024, due to concerns related to her failure to service client accounts in a timely manner. Jennifer Nelson Employment History and Termination Jennifer L. Nelson began her securities career in 2019 with Edward Jones, where she served as a financial advisor until May 2024. She has passed two general industry/product exams and one multi-state securities law exam, gaining knowledge to support her advisory role. Nelson’s employment with Edward Jones ended following allegations of inadequate account servicing, specifically related to timeliness, adherence to client complaint policies, and deadlines for Simple IRAs. Disclosure Events: Jennifer Nelson Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jennifer Nelson is a red flag which should put all current and former customers of Jennifer Nelson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jennifer Nelson engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Jennifer Nelson If you have questions about Edward Jones and/or Jennifer Nelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 7, 2024

Kevin Ollis of TIAA-CREF Individual & Institutional Services, LLC FIRED

DID KEVIN LEE OLLIS CAUSE YOU INVESTMENT LOSSES? Kevin Ollis Formerly With TIAA-CREF Individual & Institutional Services, LLC was terminated on June 21, 2024, due to allegations related to failing to make required calls to clients. Kevin Ollis Employment History Kevin Lee Ollis has an extensive career in the securities industry, having worked for three different firms. His most recent and longest tenure was with TIAA-CREF Individual & Institutional Services, LLC, where he was registered from May 2001 until July 2024. Prior to that, he held positions at First Union Securities, Inc., and First Union Brokerage Services, Inc. Throughout his career, Mr. Ollis has passed six industry exams, including one principal/supervisory exam, three general industry/product exams, and two multi-state securities law exams. His qualifications include passing the General Securities Principal Examination, the General Securities Representative Examination, and the Uniform Investment Adviser Law Examination. Kevin Ollis Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Kevin Ollis is a red flag which should put all current and former customers of Kevin Ollis at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Ollis engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Kevin Ollis If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Kevin Ollis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 7, 2024

Mara Otley of Independent Financial Partners FIRED

DID MARA OTLEY CAUSE YOU INVESTMENT LOSSES? Mara Otley of Independent Financial Partners was recently fired from Wells Fargo Advisors, following allegations that she attempted to send confidential client information to a third party. Mara Otley Employment History and Termination Mara Otley has worked in the securities industry since 2011, with experience at Scottrade, Inc., Wells Fargo Clearing Services, LLC, and most recently at Wells Fargo Advisors Financial Network, LLC. Otley was employed as a registered broker from November 2022 until July 2024. She is currently registered with IFP Securities LLC as a registered broker and Independent Financial Partners as a financial advisor since July 16, 2024.  Both companies are based in Denver, Colorado. She passed one principal/supervisory exam, two general industry/product exams, and two multi-state securities law exams. Otley was discharged from Wells Fargo Advisors Financial Network, LLC on July 15, 2024, following allegations of an alleged attempt to send confidential client information to a third party, as reported by Wells Fargo. This information is publicly accessible, to evaluate the compliance history of financial professionals. Disclosure Event: Mara Otley Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Mara Otley is a red flag which should put all current and former customers of Mara Otley at Independent Financial Partnerson alert to review carefully the activity and performance of their accounts and question whether Mara Otley engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Partners also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Partners Due To Mara Otley If you have questions about Independent Financial Partners and/or Mara Otley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 6, 2024

Luis Jean-Bart Formerly With PFS Investments Inc., LLC

DID LUIS S JEAN-BART CAUSE YOU INVESTMENT LOSSES?? Luis Jean-Bart Formerly With PFS Investments Inc. was terminated on January 26 2024, following allegations related to the purported investment club involvement that resulted in client losses   Allegations Against Luis Jean-Bart Fei Yang has worked in the securities industry with a registration at J.P. Morgan Securities LLC from November 2019 to October 2024. She has completed two general industry/product exams (Securities Industry Essentials and Investment Company Products/Variable Contracts Representative exams) and one multi-state securities law exam. Yang’s employment with JPMorgan Chase Bank, N.A., ended in termination on October 8, 2024, following allegations related to the handling of bank certificates of deposit (CDs). Specifically, she was accused of changing the primary and secondary ownership of CDs for existing customers, which qualified her for incentive credits otherwise not eligible to her. Allegations Against Luis Jean-Bart Luis S. Jean-Bart has three disclosed negative incidents in his FINRA record: Luis Jean-Bart Red Flags & Your Rights As An Investor Of course, Luis Jean-Bart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luis Jean-Bart at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Luis Jean-Bart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Luis Jean-Bart If you have questions about PFS Investments Inc. and/or Luis Jean-Bart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 6, 2024

Christopher Pitt of Wells Fargo Clearing Services, LLC FIRED

DID CHRISTOPHER PITT CAUSE YOU INVESTMENT LOSSES? Christopher Pitt Formerly With Wells Fargo Clearing Services, LLC was terminated on May 13, 2024, after a review of allegations involving the simulation of keyboard activity to create the impression of active work. Christopher Pitt Employment History Christopher Pitt has worked in the securities industry for multiple firms over the years, including Wells Fargo Clearing Services, LLC and PFS Investments Inc. Pitt has passed four general industry/product exams and one multi-state securities law exam, such as the General Securities Representative Examination and the Uniform Securities Agent State Law Examination. He has held registrations with several firms, most recently with Wells Fargo Clearing Services, LLC from 2022 until 2024. Pitt is currently not registered with any firm. Allegations Against Christopher Pitt Christopher Pitt has one employment termination summarized below: Christopher Pitt Red Flags & Your Rights As An Investor Of course, Christopher Pitt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Christopher Pitt at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Pitt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Christopher Pitt If you have questions about Wells Fargo Clearing Services, LLC and/or Christopher Pitt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 6, 2024

Jonathan Provost of Fidelity Brokerage Services LLC FIRED

DID JONATHAN PROVOST CAUSE YOU INVESTMENT LOSSES? Jonathan Provost Formerly With Fidelity Brokerage Services LLC was terminated on June 25, 2024, due to allegations that he used a planning tool improperly to impact his performance metrics. Jonathan Provost Employment History Jonathan Provost has worked with one firm in the securities industry during his brief career. He was registered with Fidelity Brokerage Services LLC from June 2022 until his termination in June 2024. During this time, Mr. Provost passed four key industry exams, including the General Securities Representative Examination, the Securities Industry Essentials Examination, the Uniform Combined State Law Examination, and the Uniform Securities Agent State Law Examination. Termination:  Mr. Provost’s employment with Fidelity Brokerage Services LLC was terminated in June 2024 due to allegations that he used a planning tool with three clients without engaging in the necessary discussions, which impacted his performance metrics. As of now, Mr. Provost is not registered with any firm. Jonathan Provost Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Jonathan Provost is a red flag which should put all current and former customers of Jonathan Provost at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Jonathan Provost engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Jonathan Provost If you have questions about Fidelity Brokerage Services LLC and/or Jonathan Provost and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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