Dec 25, 2024

Douglas Reilly of Creative Planning Reviews

DID DOUGLAS FRANK REILLY CAUSE YOU INVESTMENT LOSSES? Douglas Reilly Customer Complaints and Reviews Mr. Reilly has one regulatory disclosure on record: Allegations Against Douglas Reilly The regulatory disclosure involved Failure to Maintain Net Capital: NASD alleged that Reilly Securities, Inc. operated a general securities business while failing to maintain sufficient net capital, as per SEC regulations. The matter was resolved via an AWC, with the firm and its leadership agreeing to censure and a monetary fine of $2,500. Douglas Reilly Employment History Employment History: Exams Passed: Series 7 (General Securities Representative) 1983; Series 65 (Uniform Investment Adviser Law) 1999; Series 63 (Uniform Securities Agent State Law) – 1990; Series 24 (General Securities Principal) 1985; Series 4 (Registered Options Principal) 1988 Investment Advisors Owe Clients The Highest Level Of Care Investment advisors have a fiduciary responsibility to act in their clients’ best interests. This includes providing transparent and accurate disclosures about investment strategies, associated risks, and any potential conflicts of interest. Advisors must exercise a duty of care, ensuring recommendations are suitable and aligned with the client’s financial goals and risk tolerance. Fiduciary duties are vital in fostering trust and promoting informed decision-making, serving as the cornerstone of ethical investment advisory practices. Option Trading Can Be Extremely Risky Options trading can carry significant risks due to the complexity and potential for high leverage involved. Risky strategies, such as naked options, expose clients to unlimited potential losses. For example, selling a naked call could result in substantial losses if the underlying stock price surges unexpectedly. Advisors must ensure clients are fully educated about these risks and assess their financial goals and risk tolerance before engaging in such strategies. Transparency and risk management are critical when incorporating options into an investment portfolio. Douglas Reilly Red Flags & Your Rights As An Investor Of course, Douglas Reilly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Douglas Reilly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Douglas Reilly If you have questions about about Creative Planning and/or Douglas Reilly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 25, 2024

Allan Recht of Creative Planning Reviews

DID ALLAN PHILIP RECHT CAUSE YOU INVESTMENT LOSSES? Allan Recht Customer Complaints and Reviews Mr. Recht has one regulatory disclosure on record: This incident highlights the importance of ensuring compliance with registration requirements before conducting advisory services. Allegations Against Allan Recht The regulatory disclosure against Mr. Recht involved Unlawful Registration Allegation. The Florida Office of Financial Regulation found that Mr. Recht provided investment advisory services without appropriate state registration, a violation of Florida statutes. The case was resolved through a consent agreement, with Mr. Recht agreeing to a $10,000 fine and ceasing unregistered activities. No fraudulent or deceptive conduct was alleged in this case. Allan Recht Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are bound by fiduciary duties, requiring them to act in their clients’ best interests with loyalty and care. Advisors must provide clear disclosures about investment strategies, risks, and associated costs. They are obliged to recommend products and strategies that align with the client’s financial objectives, ensuring decisions are well-informed. These duties are crucial for maintaining trust and promoting ethical practices in the investment advisory relationship. Option Trading Can Be Extremely Risky Options trading involves significant risks due to the leverage and complexity inherent in such strategies. High-risk approaches like naked options can expose clients to unlimited losses. For instance, selling a naked call option could lead to substantial losses if the underlying asset’s price surges, requiring the seller to buy at a much higher market price. Advisors must thoroughly explain these risks, ensure clients understand potential outcomes, and assess their risk tolerance before implementing such strategies. Allan Recht Red Flags & Your Rights As An Investor Of course, Allan Recht did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Allan Recht has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Allan Recht If you have questions about about Creative Planning and/or Allan Recht and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 24, 2024

Thomas Panoplos of Creative Planning Reviews

DID THOMAS ANDREW PANOPLOS CAUSE YOU INVESTMENT LOSSES? Thomas Panoplos Customer Complaints and Reviews Thomas Panoplos has one customer dispute on record: Allegations Against Thomas Panoplos The single dispute involving Lisa Pamperin pertains to allegations of unauthorized trading within a pension account. While the client cited significant damages, the firm clarified that Pamperin’s job responsibilities and access did not permit her to conduct the transactions alleged in the complaint. The dispute was ultimately dismissed without action or compensation. Such situations, while not reflective of wrongdoing, emphasize the importance of clear delineation of roles and responsibilities in financial institutions to prevent misunderstandings. The resolution of this matter in her favor indicates no finding of fault or misconduct. Thomas Panoplos Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are held to a fiduciary standard, requiring them to act in their clients’ best interests at all times. This includes a duty of loyalty, ensuring full transparency about potential conflicts of interest, fees, and investment risks. Advisors must also exercise a duty of care, recommending suitable strategies tailored to a client’s financial goals and risk tolerance. Adherence to fiduciary standards fosters trust and ensures ethical conduct, which is vital in building long-term client relationships. Option Trading Can Be Extremely Risky Options trading presents significant risks due to its speculative nature and potential for substantial losses. High-risk strategies, such as writing uncovered (naked) calls, can expose clients to unlimited losses if market conditions shift unfavorably. Even more controlled approaches, like straddles or strangles, involve substantial risk due to high market volatility. Example of a High-Risk Strategy: Thomas Panoplos Red Flags & Your Rights As An Investor Of course, Thomas Panoplos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Thomas Panoplos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Thomas Panoplos If you have questions about about Creative Planning and/or Thomas Panoplos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 24, 2024

Lisa Pamperin of Creative Planning Reviews

DID LISA MARIE PAMPERIN CAUSE YOU INVESTMENT LOSSES? Lisa Pamperin Customer Complaints and Reviews Lisa Pamperin has one reported customer dispute, which was denied and resolved without action or financial settlement. Allegations Against Lisa Pamperin The single dispute involving Lisa Pamperin pertains to allegations of unauthorized trading within a pension account. While the client cited significant damages, the firm clarified that Pamperin’s job responsibilities and access did not permit her to conduct the transactions alleged in the complaint. The dispute was ultimately dismissed without action or compensation. Such situations, while not reflective of wrongdoing, emphasize the importance of clear delineation of roles and responsibilities in financial institutions to prevent misunderstandings. The resolution of this matter in her favor indicates no finding of fault or misconduct. Lisa Pamperin Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are bound by fiduciary duties, which obligate them to prioritize their clients’ interests above their own. These responsibilities include a duty of loyalty, ensuring transparency about fees, risks, and conflicts of interest, as well as a duty of care to provide suitable and well-informed investment recommendations. Advisors must thoroughly explain the mechanics and potential risks of investment strategies to empower clients to make informed decisions. Adhering to these standards fosters trust, mitigates the risk of disputes, and ensures alignment with clients’ financial goals. Option Trading Can Be Extremely Risky Investment advisors are bound by fiduciary duties, which obligate them to prioritize their clients’ interests above their own. These responsibilities include a duty of loyalty, ensuring transparency about fees, risks, and conflicts of interest, as well as a duty of care to provide suitable and well-informed investment recommendations. Advisors must thoroughly explain the mechanics and potential risks of investment strategies to empower clients to make informed decisions. Adhering to these standards fosters trust, mitigates the risk of disputes, and ensures alignment with clients’ financial goals. Lisa Pamperin Red Flags & Your Rights As An Investor Of course, Lisa Pamperin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Lisa Pamperin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Lisa Pamperin If you have questions about about Creative Planning and/or Lisa Pamperin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 24, 2024

Randy Morse of Creative Planning Reviews

DID RANDY JAMES MORSE CAUSE YOU INVESTMENT LOSSES? Randy Morse Customer Complaints and Reviews Two Customer Disputes Allegations Against Randy Morse Customer Allegations: Both cases highlight common customer concerns in the financial advisory industry and underscore the importance of thorough documentation and communication. Randy Morse Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are bound by fiduciary duties to prioritize their clients’ best interests. This includes: These principles are foundational to ethical investment advising and protect clients from conflicts of interest and unsuitable recommendations. Option Trading Can Be Extremely Risky Options trading can be highly speculative and involve significant risks, particularly when utilizing advanced strategies. For instance, leveraged or uncovered strategies like writing naked calls can expose clients to potentially unlimited losses. Even more conservative strategies, such as covered calls or protective puts, carry risks of market volatility and timing. Example of a High-Risk Strategy: A naked call writing strategy involves selling call options without owning the underlying stock. If the stock’s price surges significantly, the losses can far exceed the premiums earned, making this approach suitable only for experienced investors with a high-risk tolerance. Advisors must carefully assess their clients’ understanding and risk appetite before implementing such strategies, ensuring they align with the clients’ overall financial goals. Peter Mallouk Red Flags & Your Rights As An Investor Of course, Randy Morse did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Randy Morse has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Randy Morse If you have questions about about Creative Planning and/or Randy Morse and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2024

Peter Mallouk of Creative Planning Reviews

DID PETER ALEX MALLOUK CAUSE YOU INVESTMENT LOSSES? Peter Mallouk Customer Complaints and Reviews 1 Regulatory Action Allegations Against Peter Mallouk The allegations led to a civil penalty for both Creative Planning, Inc. and Mr. Mallouk, emphasizing the importance of adherence to ethical standards and regulatory compliance in investment advisory services. Peter Mallouk Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors have a fiduciary duty to act in the best interests of their clients. This includes: Upholding fiduciary responsibilities fosters trust and helps protect clients from unnecessary risks or unethical practices. Option Trading Can Be Extremely Risky Options trading is inherently risky and may involve significant potential for loss: Peter Mallouk Red Flags & Your Rights As An Investor Of course, Peter Mallouk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Peter Mallouk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Peter Mallouk If you have questions about about Creative Planning and/or Peter Mallouk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2024

David Kovach of Creative Planning Reviews

DID DAVID STANLEY KOVACH CAUSE YOU INVESTMENT LOSSES? David Kovach Customer Complaints and Reviews David Kovach’s record includes two disclosure events involving customer disputes. Allegations Against David Kovach The accusations in Mr. Kovach’s disclosure events are summarized as follows: David Kovach Employment History Employment History: Exams Passed: Investment Advisors Owe Clients The Highest Level Of Care Investment advisors have a fiduciary duty to act in their clients’ best interests, requiring transparency, honesty, and loyalty. Advisors must disclose all material facts, including risks and conflicts of interest, related to any investment strategy or transaction. The duty of care obligates advisors to conduct thorough due diligence and provide advice tailored to the client’s financial situation and goals. This ensures informed decision-making and protects clients from potential harm arising from undisclosed risks or misaligned strategies. Option Trading Can Be Extremely Risky Options trading is inherently risky, often involving leveraged positions that can amplify both gains and losses. Advisors’ trading options in client accounts must be transparent about the associated risks. Strategies like naked calls, which involve selling options without holding the underlying asset, are particularly high risk. For example, a naked call can result in unlimited losses if the underlying stock price surges. Clients should carefully evaluate their risk tolerance and ensure they understand potential outcomes before authorizing such trades. David Kovach Red Flags & Your Rights As An Investor Of course, David Kovach did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether David Kovach has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To David Kovach If you have questions about about Creative Planning and/or David Kovach and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2024

Joseph Lussier of Creative Planning Reviews

DID JOSEPH MICHAEL LUSSIER CAUSE YOU INVESTMENT LOSSES? Joseph Lussier Customer Complaints and Reviews Joseph Lussier has one customer dispute reported in his history: While no action was taken, this disclosure highlights the importance of clarifying investment objectives and aligning recommendations with client goals. Allegations Against Joseph Lussier The disclosed customer complaint against Mr. Lussier involves the following: Joseph Lussier Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are fiduciaries obligated to act in their clients’ best interests. This includes providing clear and comprehensive disclosures about investment strategies, risks, and associated costs. Advisors must prioritize clients’ financial goals over personal or firm interests. The fiduciary duty of care demands diligent research and tailored advice that aligns with individual financial objectives. Transparent communication ensures clients make informed decisions, fostering trust and accountability in the advisor-client relationship. Option Trading Can Be Extremely Risky Options trading involves significant risks due to leverage and complexity. Advisors engaging in options strategies for clients must disclose all associated risks and ensure strategies align with clients’ risk tolerance. High-risk strategies, such as naked calls, can expose clients to unlimited losses if the market moves unfavorably. For example, a naked call involves selling an option without owning the underlying asset, potentially leading to substantial losses if the asset price rises dramatically. Such strategies are suitable only for clients with high risk tolerance and a comprehensive understanding of potential outcomes. Joseph Lussier Red Flags & Your Rights As An Investor Of course, Joseph Lussier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Joseph Lussier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Joseph Lussier If you have questions about about Creative Planning and/or Joseph Lussier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 22, 2024

Larry Letterio of Creative Planning Reviews

DID LARRY LETTERIO CAUSE YOU INVESTMENT LOSSES? Larry Letterio Customer Complaints and Reviews 1 Reported Investigation: Allegations Against Larry Letterio Regulatory Action: Larry Letterio Employment History Investment Advisors Owe Clients The Highest Level Of Care Investment advisors are bound by fiduciary duties to act in the best interests of their clients. This includes: Option Trading Can Be Extremely Risky Options trading involves significant risk and is unsuitable for many investors due to its speculative nature. High-risk strategies include: Investors should carefully consider these risks before allowing their advisors to engage in options trading on their behalf. Larry Letterio Red Flags & Your Rights As An Investor Of course, Larry Letterio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Larry Letterio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Larry Letterio If you have questions about about Creative Planning and/or Larry Letterio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 22, 2024

Zachary Lyman of Creative Planning Reviews

DID ZACARY TAYLOR LYMAN CAUSE YOU INVESTMENT LOSSES? Zachary Lyman Customer Complaints and Reviews Zachary Taylor Lyman has one reported disclosure event involving a customer dispute. Details of the incident are as follows: Allegations Against Zachary Lyman The customer dispute, while pending, raises allegations of a breach of contract and fiduciary responsibility. Details worth noting: Zachary Lyman Employment History and Licenses Investment Advisors Owe Clients The Highest Level Of Care Investment advisors have a fiduciary duty to act in the best interest of their clients, placing the client’s interests above their own. This includes providing full disclosure about nature, mechanics, and risks of any recommended investment strategies or activities. Advisors must ensure that clients understand the potential outcomes, costs, and risks associated with investments, enabling them to make informed decisions. The duty of care requires advisors to exercise skill, diligence, and prudence in managing client portfolios, ensuring that recommendations are suitable for each client’s specific financial goals, risk tolerance, and circumstances. This fiduciary responsibility is essential in maintaining trust and ensuring the advisor’s decisions prioritize the client’s needs. Option Trading Can Be Extremely Risky Option trading can be highly risky, particularly when it involves complex strategies or high leverage. Options give investors the right, but not the obligation, to buy or sell an underlying asset at a predetermined price within a set period. While options can be used to hedge risks, they can also amplify losses, especially for inexperienced investors. Investment advisors who engage in options trading on behalf of clients must carefully consider the client’s risk tolerance and ensure they fully understand the potential outcomes. More risky options strategies, such as naked calls or puts, involve selling options without holding the underlying asset. This exposes the investor to unlimited losses if the market moves unfavorably. For example, in a naked call strategy, an advisor sells a call option without owning the underlying stock. If the stock price rises significantly, the client could face substantial losses, as they would be obligated to buy the stock at a much higher price. Due to these risks, it’s crucial for advisors to fully explain the strategy and its potential consequences before engaging in such transactions. Zachary Lyman Red Flags & Your Rights As An Investor Of course, Zachary Lyman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Creative Planning on alert to review carefully the activity and performance of their accounts and question whether Zachary Lymanhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creative Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creative Planning Due To Zachary Lyman If you have questions about about Creative Planning and/or Zachary Lyman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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