Dec 23, 2023

Fernando De La Vega of Merrill Lynch, Pierce Fenner & Smith Incorporated

DID FERNANDO V DE LA VEGA CAUSE YOU INVESTMENT LOSSES? Fernando De La Vega Of Merrill Lynch, Pierce Fenner & Smith Incorporated Has 19 Customer Complaints For Alleged Broker Misconduct Fernando De La Vega Customer Complaints Fernando De La Vega has been the subject of 19 customer complaints that we know about seeking to recover investment losses. Fifteen of the customer complaints were settled by Merrill Lynch Pierce Fenner and Smith or UBS Financial Services in favor the investors. Three of the customer complaints were denied in the investor took no further action. There is currently one customer complaint that was recently filed and still pending the brokerage firm’s determination. Allegations Against Fernando De La Vega The majority of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses relate to the offer and sale of Puerto Rico closed-end bond funds and municipal bonds. The allegations generally were for unsuitable investment recommendations, misrepresentations and omission to state material facts related to the municipal bonds in a closed-end funds. Fernando De La Vega Red Flags & Your Rights As An Investor Of course, Fernando De La Vega did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fernando De La Vega at Merrill Lynch, Pierce Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Fernando De La Vega has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce Fenner & Smith Incorporated Due To Fernando De La Vega If you have questions about Merrill Lynch, Pierce Fenner & Smith Incorporated and/or Fernando De La Vega and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2023

James Taylor of Northwestern Mutual Investment Services, LLC

DID JAMES TAYLOR DAVIS CAUSE YOU INVESTMENT LOSSES? James Taylor Of Northwestern Mutual Investment Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct James Taylor Customer Complaints James Taylor has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints resettled by Northwestern Mutual Investment Services in favor of the investors. The other customer complaint was recently withdrawn after the customer exercised a contractual right to return the policy under the free look. And received a refund of the premiums paid. Allegations Against James Taylor A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Taylor Red Flags & Your Rights As An Investor Of course, James Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Taylor at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To James Taylor If you have questions about Northwestern Mutual Investment Services, LLC and/or James Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 22, 2023

Eric Davidson of Aegis Capital Corp

DID ERIC WILLIAM DAVIDSON CAUSE YOU INVESTMENT LOSSES? Eric Davidson Of Aegis Capital Corp Has 3 Customer Complaints For Alleged Broker Misconduct Eric Davidson Customer Complaints Eric Davidson has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Paulson Investment Company in favor of the investors. His current employer Aegis Capital Corp. recently denied the other customer complaint and so far, the investor is not taking any further action. Allegations Against Eric Davidson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Eric Davidson Red Flags & Your Rights As An Investor Of course, Eric Davidson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Davidson at Aegis Capital Corp on alert to review carefully the activity and performance of their accounts and question whether Eric Davidson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp Due To Eric Davidson If you have questions about Aegis Capital Corp and/or Eric Davidson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 22, 2023

Kristina Daoud of Ameriprise Financial Services, LLC

DID KRISTINA DAOUD CAUSE YOU INVESTMENT LOSSES? Kristina Daoud Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Kristina Daoud Customer Complaint Kristina Daoud has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor misrepresented a Variable Universal Life policy as an alternate option to cover her long-term care needs and failed to inform her the cost of the insurance may increase over time causing additional funding to be required to continue the policy. Ameriprise Financial Services recently denied the customer complaint and the investor is yet to file any arbitration proceeding. Kristina Daoud Red Flags & Your Rights As An Investor Of course, Kristina Daoud did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristina Daoud at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kristina Daoud has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Kristina Daoud If you have questions about about Ameriprise Financial Services, LLC and/or Kristina Daoud and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 22, 2023

Michael Dandrea of Sovereign Global Advisors LLC

DID MICHAEL ROBERT DANDREA CAUSE YOU INVESTMENT LOSSES? Michael Dandrea Of Sovereign Global Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Dandrea Customer Complaint Michael Dandrea has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of contract, breach of fiduciary duty, churning, fraud, negligence, unauthorized and unsuitable trading. The complaint was recently filed with Sovereign Global Advisors, LLC and awaiting firm review and response. Michael Dandrea Red Flags & Your Rights As An Investor Of course, Michael Dandrea did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Dandrea at Sovereign Global Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Dandrea has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sovereign Global Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sovereign Global Advisors LLC Due To Michael Dandrea If you have questions about Sovereign Global Advisors LLC and/or Michael Dandrea and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 21, 2023

Travis Damon of J.P. Morgan Securities LLC

DID TRAVIS DAMON CAUSE YOU INVESTMENT LOSSES? Travis Damon Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Travis Damon Customer Complaint Travis Damon has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for lost investment opportunities in a managed account. The lawsuit was recently filed and is currently pending in the 9th Judicial Circuit in and for Orange County Florida. Travis Damon Red Flags & Your Rights As An Investor Of course, Travis Damon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Damon at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Travis Damon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Travis Damon If you have questions about J.P. Morgan Securities LLC and/or Travis Damon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 21, 2023

Amanda Cummings of J.P. Morgan Securities LLC

DID AMANDA K CUMMINGS CAUSE YOU INVESTMENT LOSSES? Amanda Cummings Of J.P. Morgan Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Amanda Cummings Customer Complaints Amanda Cummings has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by J.P. Morgan Securities and the investor took no further action. The other customer complaint was recently filed and is still pending against J.P. Morgan Securities for Amanda Cummings alleged misconduct. Allegations Against Amanda Cummings A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Amanda Cummings Red Flags & Your Rights As An Investor Of course, Amanda Cummings did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amanda Cummings at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Amanda Cummings has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Amanda Cummings If you have questions about J.P. Morgan Securities LLC and/or Amanda Cummings and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 21, 2023

Gary Costello of Aegis Capital Corp.

DID GARY STEVEN COSTELLO CAUSE YOU INVESTMENT LOSSES? Gary Costello Of Aegis Capital Corp. And Formerly With Truist Investment Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Gary Costello Customer Complaints Gary Costello has been the subject of 5 customer complaints that we know about seeking to recover investment losses. All 5 customer complaints recently filed with Truist Investment Services are under review and awaiting the firm’s determination. Allegations Against Gary Costello The allegations made in the 5 FINRA reported pending complaints for investment losses were all for unauthorized trading. Gary Costello Red Flags & Your Rights As An Investor Of course, Gary Costello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Costello at Aegis Capital Corp. and Truist Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gary Costello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. and Truist Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To Michael Corrada If you have questions about Aegis Capital Corp., Truist Investment Services, Inc. and/or Gary Costello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 21, 2023

Michael Corrada formerly with Center Street Securities, Inc.

DID MICHAEL WAYNE CORRADA CAUSE YOU INVESTMENT LOSSES? Michael Corrada Formerly With Center Street Securities, Inc. And Coastal Equities, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Michael Corrada Customer Complaints Michael Corrada has been the subject of 7 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by Michael Corrada’s former employers in favor of the investors. Two of the customer complaints were denied by SunTrust Investment Services. There are currently two FINRA arbitration proceedings pending against the advisor’s former employers for his alleged misconduct. Allegations Against Michael Corrada A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Corrada Red Flags & Your Rights As An Investor Of course, Michael Corrada did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Corrada at Center Street Securities, Inc. and Coastal Equities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Corrada has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Inc. and Coastal Equities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To Michael Corrada If you have questions about Center Street Securities, Inc., Coastal Equities, Inc. and/or Michael Corrada and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 20, 2023

Nicholas Conturso of Morgan Stanley

DID NICHOLAS CONTURSO CAUSE YOU INVESTMENT LOSSES? Nicholas Conturso Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Nicholas Conturso Customer Complaints Nicholas Conturso has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Citigroup Global Markets and the investor took no further action. The other customer complaint evolved into a FINRA arbitration proceeding that was recently filed against Morgan Stanley for Nicholas Conturso’s alleged misconduct and is still pending. Allegations Against Nicholas Conturso A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Nicholas Conturso Red Flags & Your Rights As An Investor Of course, Nicholas Conturso did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Conturso at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Nicholas Conturso has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Nicholas Conturso If you have questions about Morgan Stanley and/or Nicholas Conturso and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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