Oct 25, 2023

Thomas Lundgaard of Kestra Investment Services, LLC

DID THOMAS BODNAR LUNDGAARD CAUSE YOU INVESTMENT LOSSES? Thomas Lundgaard Of Kestra Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Thomas Lundgaard Customer Complaint Thomas Lundgaard has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to obtain required documentation for investments for customer’s trust. The matter was recently filed and is still pending in Oklahoma State Court. Thomas Lundgaard Red Flags & Your Rights As An Investor Of course, Thomas Lundgaard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Lundgaard at Kestra Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas Lundgaard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Thomas Lundgaard If you have questions about Kestra Investment Services, LLC and/or Thomas Lundgaard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 24, 2023

 Michael Levine of Wells Fargo Clearing Services, LLC

DID MICHAEL JEROME LEVINE CAUSE YOU INVESTMENT LOSSES? Michael Levine Of Wells Fargo Clearing Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Michael Levine Customer Complaints Michael Levine has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer disputes were settled by Michael Levine’s current and former employers in favor of the investors. Wells Fargo Clearing Services successfully defended one of the other customer complaints. Allegations Against Michael Levine A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Levine Red Flags & Your Rights As An Investor Of course, Michael Levine did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Levine at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Levine has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Michael Levine If you have questions about Wells Fargo Clearing Services, LLC and/or Michael Levine and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 24, 2023

Shane Levey of Bankers Life Securities, Inc.

DID SHANE MICHAEL LEVEY CAUSE YOU INVESTMENT LOSSES? Shane Levey Of Bankers Life Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Shane Levey Customer Complaint Shane Levey has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose surrender fees of a Guaranteed Lifetime Income Annuity. Bankers Life Securities denied the customer complaint and, to date, the investor has not taken any further action. Shane Levey Red Flags & Your Rights As An Investor Of course, Shane Levey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shane Levey at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Shane Levey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Shane Levey If you have questions about Bankers Life Securities, Inc. and/or Shane Levey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 24, 2023

Jerome Kusey of Osaic Wealth, Inc.

DID JEROME THOMAS KUSEY CAUSE YOU INVESTMENT LOSSES? Jerome Kusey Osaic Wealth, Inc. And Formerly With The O.N. Equity Sales Company Has A Customer Complaint For Alleged Broker Misconduct Jerome Kusey Customer Complaint Jerome Kusey has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an exchange of variable annuities which resulted in penalties and lost interest income. The customer complaint is still pending with the brokerage firm. Jerome Kusey Red Flags & Your Rights As An Investor Of course, Jerome Kusey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerome Kusey at Osaic Wealth, Inc. and The O.N. Equity Sales Company on alert to review carefully the activity and performance of their accounts and question whether Jerome Kusey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and The O.N. Equity Sales Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Jerome Kusey If you have questions about Osaic Wealth, Inc., The O.N. Equity Sales Company and/or Jerome Kusey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 23, 2023

Kurt Kleinle of J.P. Morgan Securities LLC

DID KURT KLEINLE CAUSE YOU INVESTMENT LOSSES? Kurt Kleinle Of J.P. Morgan Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Kurt Kleinle Customer Complaints Kurt Kleinle has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Janney Montgomery Scott in favor of the investor. One customer complaint was denied and the investor took no further action. There is currently one customer complaint pending with J.P. Morgan Securities. Allegations Against Kurt Kleinle A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kurt Kleinle Red Flags & Your Rights As An Investor Of course, Kurt Kleinle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kurt Kleinle at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Kurt Kleinle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Kurt Kleinle If you have questions about J.P. Morgan Securities LLC and/or Kurt Kleinle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 23, 2023

Parker King of Western International Securities, Inc.

DID PARKER E KING CAUSE YOU INVESTMENT LOSSES? Parker King Of Western International Securities, Inc. And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Parker King Customer Complaint Parker King has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations and negligence involving equity listed common and preferred stocks. The FINRA arbitration proceeding filed against Western International Securities for Parker King’s alleged misconduct is still pending. Parker King Red Flags & Your Rights As An Investor Of course, Parker King did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Parker King at Western International Securities, Inc. and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Parker King has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc.  Due To Parker King If you have questions about Western International Securities, Inc., Edward Jones and/or Parker King and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 23, 2023

Jae Kim of E1 Asset Management, Inc.

DID JAE HUN KIM CAUSE YOU INVESTMENT LOSSES? Jae Kim E1 Asset Management, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Jae Kim Customer Complaints Jae Kim has been the subject of 9 customer complaints that we know about to recover investment losses.  Six of the customer complaints are settled by Jae Kim’s current and former employers in favor of the investors.  One customer complaint was denied, and the customer took no further action. There are currently 2 FINRA arbitration proceedings pending against E1 Asset Management for the advisor’s alleged misconduct. Allegations Against Jae Kim A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jae Kim Red Flags & Your Rights As An Investor Of course, Jae Kim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jae Kim at E1 Asset Management, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jae Kim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at E1 Asset Management, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At E1 Asset Management, Inc. Due To Jae Kim If you have questions about E1 Asset Management, Inc. and/or Jae Kim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 23, 2023

Stephen Kerutis of LPL Financial LLC

DID STEPHEN THOMAS KERUTIS CAUSE YOU INVESTMENT LOSSES? Stephen Kerutis Of LPL Financial LLC And Formerly With Truist Investment Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Stephen Kerutis Customer Complaints Stephen Kerutis has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor. Three of the customer complaints were denied by the advisors former employers and, to date, the customers have not taken any further action. The last customer complaint is still pending with LPL Financial. Allegations Against Stephen Kerutis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephen Kerutis Red Flags & Your Rights As An Investor Of course, Stephen Kerutis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Kerutis at LPL Financial LLC and Truist Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Kerutis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Truist Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Stephen Kerutis If you have questions about LPL Financial LLC, Truist Investment Services, Inc. and/or Stephen Kerutis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 22, 2023

Rick Kent of LPL Financial LLC

DID RICK LEE KENT CAUSE YOU INVESTMENT LOSSES? Rick Kent Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Rick Kent Customer Complaint Rick Kent has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow client’s instructions and unauthorized withdrawals from an annuity. The customer complaint is still pending with the firm. Rick Kent Red Flags & Your Rights As An Investor Of course, Rick Kent did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rick Kent at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Rick Kent has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Rick Kent If you have questions about LPL Financial LLC and/or Rick Kent and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 21, 2023

Mary Kenny of Equitable Advisors, LLC

DID MARY SUE KENNY CAUSE YOU INVESTMENT LOSSES? Mary Kenny Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Mary Kenny Customer Complaint Mary Kenny has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor recommended unsuitable investments for a senior citizen. The customer complaint is still pending. Mary Kenny Red Flags & Your Rights As An Investor Of course, Mary Kenny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mary Kenny at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Mary Kenny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Mary Kenny If you have questions about Equitable Advisors, LLC and/or Mary Kenny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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