Dec 20, 2023

Albert Collingbourne, IV of Edward Jones

DID ALBERT B COLLINGBOURNE, IV CAUSE YOU INVESTMENT LOSSES? Albert Collingbourne, IV Of Edward Jones And Formerly With Arvest Wealth Management Has A Customer Complaint For Alleged Broker Misconduct Albert Collingbourne, IV Customer Complaint Albert Collingbourne, IV has been the subject ofat least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser suggested the client establish a private equity company that he would manage outside Edward Jones. Edward Jones recently denied the customer complaint and, so far, investors have not taken any further action. Albert Collingbourne, IV Red Flags & Your Rights As An Investor Of course, Albert Collingbourne, IV did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Albert Collingbourne, IV at Edward Jones and Arvest Wealth Management on alert to review carefully the activity and performance of their accounts and question whether Albert Collingbourne, IV has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones and Arvest Wealth Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Albert Collingbourne, IV If you have questions about Edward Jones, Arvest Wealth Management and/or Albert Collingbourne, IV and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 20, 2023

Douglas Coleman LPL Financial LLC

DID DOUGLAS ROBERT COLEMAN CAUSE YOU INVESTMENT LOSSES? Douglas Coleman Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Douglas Coleman Customer Complaint Douglas Coleman has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser made an unsuitable recommendation to purchase an alternative investment involving real estate securities. The recently filed FINRA arbitration proceeding against LPL Financial for Douglas Coleman’s alleged misconduct is still pending. Douglas Coleman Red Flags & Your Rights As An Investor Of course, Douglas Coleman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Coleman at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Douglas Coleman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Douglas Coleman If you have questions about LPL Financial LLC and/or Douglas Coleman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 20, 2023

Shawn Clark formerly with Kalos Capital, Inc.

DID SHAWN CLARK CAUSE YOU INVESTMENT LOSSES? Shawn Clark Formerly With Kalos Capital, Inc. and Center Street Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Shawn Clark Customer Complaint Shawn Clark has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor recommended an unsuitable alternative investment. The customer complaint was recently filed as a FINRA arbitration proceeding and still pending against Center Street Securities for Shawn Clark’s alleged misconduct. Shawn Clark Red Flags & Your Rights As An Investor Of course, Shawn Clark did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shawn Clark at Kalos Capital, Inc. and Center Street Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Shawn Clark has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kalos Capital, Inc. and Center Street Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kalos Capital, Inc. Due To Shawn Clark If you have questions about Kalos Capital, Inc., Center Street Securities, Inc. and/or Shawn Clark and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 20, 2023

John Cimino of American Global Wealth Management, Inc.

DID JOHN CIMINO CAUSE YOU INVESTMENT LOSSES? John Cimino Of American Global Wealth Management, Inc. And Formerly With Laidlaw & Company (UK) Ltd. Has 2 Customer Complaints For Alleged Broker Misconduct John Cimino Customer Complaints John Cimino has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Morgan Keegan and Co. and the investor took no further action. The other customer complaint which was recently filed as FINRA arbitration proceeding against Wells Varco Advisors Financial Network for John Cimino’s alleged misconduct is still pending. Allegations Against John Cimino A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Cimino Red Flags & Your Rights As An Investor Of course, John Cimino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Cimino at American Global Wealth Management, Inc. and Laidlaw & Company (UK) Ltd. on alert to review carefully the activity and performance of their accounts and question whether John Cimino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Global Wealth Management, Inc., and Laidlaw & Company (UK) Ltd. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Global Wealth Management, Inc. Due To John Cimino If you have questions about American Global Wealth Management, Inc., Laidlaw & Company (UK) Ltd. and/or John Cimino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 19, 2023

Ernesto Chavez, Jr. of Emerson equity LLC

DID ERNESTO A CHAVEZ JR CAUSE YOU INVESTMENT LOSSES? Ernesto Chavez, Jr. Of Emerson equity LLC And Formerly With Western International Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Ernesto Chavez, Jr. Customer Complaints Ernesto Chavez, Jr. has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was recently settled by Western and International Securities for Ernesto Chavez’s alleged misconduct. There are currently 2 other FINRA arbitration proceedings still pending against Western International for Ernesto Chavez’s alleged misconduct. Allegations Against Ernesto Chavez, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ernesto Chavez, Jr. Red Flags & Your Rights As An Investor Of course, Ernesto Chavez, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ernesto Chavez, Jr.at Emerson Equity LLC and Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ernesto Chavez, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerson Equity LLC and Western International Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Emerson equity LLC Due To Ernesto Chavez, Jr. If you have questions about Emerson equity LLC, Western International Securities, Inc. and/or Ernesto Chavez, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 19, 2023

Robert Chastain formerly with CUNA Brokerage Services, Inc. and Allstate Financial Services, LLC

DID ROBERT CLINTON CHASTAIN CAUSE YOU INVESTMENT LOSSES? Robert Chastain Formerly With CUNA Brokerage Services, Inc. and Allstate Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Chastain Customer Complaint Robert Chastain has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where client was allegedly told his annuity investments were protected against loss and it was discovered that a guaranteed minimum accumulation benefit form was completed for the variable annuity contract but never submitted to the annuity carrier for processing. A customer complaint was recently filed with CUNA Brokerage Services and awaiting the firm’s review and determination. Robert Chastain Red Flags & Your Rights As An Investor Of course, Robert Chastain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Chastain at CUNA Brokerage Services, Inc. and Allstate Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Chastain has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CUNA Brokerage Services, Inc. and Allstate Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At CUNA Brokerage Services, Inc. Due To Robert Chastain If you have questions about CUNA Brokerage Services, Inc., Allstate Financial Services, LLC and/or Robert Chastain and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 19, 2023

Lamont Chandler of Madison Avenue Securities, LLC

DID LAMONT ADRIAN CHANDLER CAUSE YOU INVESTMENT LOSSES? Lamont Chandler Of Madison Avenue Securities, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Lamont Chandler Customer Complaints Lamont Chandler has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by Madison Avenue Securities in favor of the investors. The same brokerage firm denied the two other customer complaints made against the brokerage firm for Lamont Chandler’s alleged misconduct. Allegations Against Raymond Byers A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lamont Chandler Red Flags & Your Rights As An Investor Of course, Lamont Chandler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lamont Chandler at Madison Avenue Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Lamont Chandler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Madison Avenue Securities, LLC Due To Lamont Chandler If you have questions about Madison Avenue Securities, LLC and/or Lamont Chandler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 19, 2023

Joseph Cerullo, Jr. of Edward Jones

DID JOSEPH M CERULLO, JR CAUSE YOU INVESTMENT LOSSES? Joseph Cerullo, Jr. Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Joseph Cerullo, Jr. Customer Complaint Joseph Cerullo, Jr. has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misquoting the rate on a CD a client purchased from Edward Jones. The customer complaint was recently filed and is still pending review and determination by the brokerage firm. Joseph Cerullo, Jr. Red Flags & Your Rights As An Investor Of course, Joseph Cerullo, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Cerullo, Jr. at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Joseph Cerullo, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Joseph Cerullo, Jr. If you have questions about Edward Jones and/or Joseph Cerullo, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 19, 2023

Ashley Caudle of Kestra Investment Services, LLC

DID ASHLEY W CAUDLE CAUSE YOU INVESTMENT LOSSES? Ashley Caudle Of Kestra Investment Services, LLC And Formerly With Woodbury Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Ashley Caudle Customer Complaint Ashley Caudle has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where clients did not recognize their E signature on account documents. Koester Investment Services recently denied the customer complaint and so far, the investors have not taken any further action. Ashley Caudle Red Flags & Your Rights As An Investor Of course, Ashley Caudle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ashley Caudle at Kestra Investment Services, LLC and Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ashley Caudle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC and Woodbury Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Ashley Caudle If you have questions about Kestra Investment Services, LLC, Woodbury Financial Services, Inc. and/or Ashley Caudle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 18, 2023

Nicholas Carter of Morgan Stanley

DID NICHOLAS C CARTER CAUSE YOU INVESTMENT LOSSES? Nicholas Carter Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Nicholas Carter Customer Complaint Nicholas Carter has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty with respect to lack of detection of an elected outside fraud perpetrated against the client. The recently filed FINRA arbitration proceeding against Morgan Stanley for Nicholas Carter’s alleged misconduct is still pending. Nicholas Carter Red Flags & Your Rights As An Investor Of course, Nicholas Carter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Carter at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Nicholas Carter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Nicholas Carter If you have questions about Morgan Stanley and/or Nicholas Carter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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