Jan 15, 2024

Mitchell Jacobs of Ameriprise Financial Services, LLC

DID MITCHELL BURKE JACOBS CAUSE YOU INVESTMENT LOSSES? Mitchell Jacobs Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Mitchell Jacobs Customer Complaint Mitchell Jacobs has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser failed to liquidate Bonds and purchase certificates of deposit per the client’s request in April 2023. Ameriprise Financial Services recently denied the customer complaint and thus far, the investor is not taking any further action. Mitchell Jacobs Red Flags & Your Rights As An Investor Of course, Mitchell Jacobs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mitchell Jacobs at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mitchell Jacobs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Mitchell Jacobs If you have questions about Ameriprise Financial Services, LLC and/or Mitchell Jacobs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 15, 2024

Alvaro Jiron of LPL Financial LLC

DID ALVARO MAURICIO JIRON CAUSE YOU INVESTMENT LOSSES? Alvaro Jiron Of LPL Financial LLC And Formerly With Infinex Investments, Inc. Has A Customer Complaint For Alleged Broker Misconduct Alvaro Jiron Customer Complaint Alvaro Jiron has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose that a mutual fund could only be tendered on a quarterly basis. Infinex Investments recently denied the customer complaint and thus far the investor has not taken any further action. Alvaro Jiron Red Flags & Your Rights As An Investor Of course, Alvaro Jiron did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alvaro Jiron at LPL Financial LLC and Infinex Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alvaro Jiron has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Infinex Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Alvaro Jiron If you have questions about LPL Financial LLC, Infinex Investments, Inc.  and/or Alvaro Jiron and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 14, 2024

Kelly Johnston of Fidelity Brokerage Services LLC

DID KELLY ROBERTA JOHNSTON CAUSE YOU INVESTMENT LOSSES? Kelly Johnston Of Fidelity Brokerage Services LLC Has A Customer Complaint For Alleged Broker Misconduct Kelly Johnston Customer Complaint Kelly Johnston has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose risk of fixed income mutual funds and unsuitable recommendations related thereto. The FINRA arbitration proceeding filed against Fidelity Brokerage Services for Kelly Johnston’s alleged misconduct is still pending. Kelly Johnston Red Flags & Your Rights As An Investor Of course, Kelly Johnston did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kelly Johnston at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Kelly Johnston has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Kelly Johnston If you have questions about Fidelity Brokerage Services LLC and/or Kelly Johnston and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 14, 2024

Bradford Jones of Infinity Financial Services

DID BRADFORD STEVEN JONES CAUSE YOU INVESTMENT LOSSES? Bradford Jones Of Infinity Financial Services And Formerly With Trustmont Financial Group, Inc. Has A Customer Complaint For Alleged Broker Misconduct Bradford Jones Customer Complaint Bradford Jones has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misleading information related to the termination and reinstatement of a rider to a variable annuity contract. The customer complaint was recently filed with Infinity Financial Services and awaiting the firm’s review and response. Bradford Jones Red Flags & Your Rights As An Investor Of course, Bradford Jones did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradford Jones at Infinity Financial Services and Trustmont Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Bradford Jones has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinity Financial Services and Trustmont Financial Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Infinity Financial Services Due To Bradford Jones If you have questions about Infinity Financial Services, Trustmont Financial Group, Inc. and/or Bradford Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 14, 2024

Bryce Jones of Independent Financial Group, LLC

DID BRYCE J JONES CAUSE YOU INVESTMENT LOSSES? Bryce Jones Of Independent Financial Group, LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Bryce Jones Customer Complaints Bryce Jones has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints filed with Merrill Lynch Pierce Fenner and Smith were denied and thus fought the investors have not taken any further action. There is currently one FINRA arbitration proceeding filed against the brokerage firm that is still pending. Allegations Against Bryce Jones A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Bryce Jones Red Flags & Your Rights As An Investor Of course, Bryce Jones did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bryce Jones at Independent Financial Group, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Bryce Jones has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Bryce Jones If you have questions about Independent Financial Group, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Bryce Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 14, 2024

James Jones of Center Street Securities

DID JAMES M JONES CAUSE YOU INVESTMENT LOSSES? James Jones Of Center Street Securities Has 3 Customer Complaints For Alleged Broker Misconduct James Jones Customer Complaints James Jones has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Center Street Securities in favor of the investor. There are 2 more FINRA arbitration proceedings pending against Center Street Securities where James Jones alleged misconduct. Allegations Against James Jones A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Jones Red Flags & Your Rights As An Investor Of course, James Jones did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Jones at Center Street Securities on alert to review carefully the activity and performance of their accounts and question whether James Jones has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities Due To James Jones If you have questions about Center Street Securities and/or James Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 14, 2024

Chantal Joseph of NYLife Securities LLC

DID CHANTAL MAGGIE JOSEPH CAUSE YOU INVESTMENT LOSSES? Chantal Joseph Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Chantal Joseph Customer Complaint Chantal Joseph has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer provided registered representative with 2 blank money orders for $500 each with the funds to be applied to pay for premiums for her life insurance policy and that the advisor cast the money orders instead and did not pay her premiums. The customer complaint is currently pending with NYLIFE Securities for review and resolution. Chantal Joseph Red Flags & Your Rights As An Investor Of course, Chantal Joseph did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chantal Joseph at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Chantal Joseph has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Chantal Joseph If you have questions about NYLife Securities LLC and/or Chantal Joseph and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 13, 2024

Talin Kalfayan of Western International Securities, Inc

DID TALIN KALFAYAN CAUSE YOU INVESTMENT LOSSES? Talin Kalfayan Of Western International Securities, Inc. And Formerly With VFG Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Talin Kalfayan Customer Complaint Talin Kalfayan has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor misrepresented features of corporate debt product. The FINRA arbitration proceeding filed against Western International Securities for Talin Kalfayan’s alleged misconduct is still pending. Talin Kalfayan Red Flags & Your Rights As An Investor Of course, Talin Kalfayan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Talin Kalfayan at Western International Securities, Inc. and VFG Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Talin Kalfayan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and VFG Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Talin Kalfayan If you have questions about Western International Securities, Inc., VFG Securities, Inc. and/or Talin Kalfayan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 13, 2024

Michael Kelley of LPL Financial LLC

DID MICHAEL JOSEPH KELLEY CAUSE YOU INVESTMENT LOSSES? Michael Kelley Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Michael Kelley Customer Complaints Michael Kelley has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by Michael Kelley’s employers and thus far there are no reported subsequent actions taken by the investors. Allegations Against Michael Kelley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Kelley Red Flags & Your Rights As An Investor Of course, Michael Kelley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Kelley at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Kelley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Michael Kelley If you have questions about LPL Financial LLC and/or Michael Kelley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 13, 2024

Eric Kiblen of Purshe Kaplan Sterling Investments

DID ERIC JOSEPH KIBLEN CAUSE YOU INVESTMENT LOSSES? Eric Kiblen Of Purshe Kaplan Sterling Investments Has A Customer Complaint For Alleged Broker Misconduct Eric Kiblen Customer Complaint Eric Kiblen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty and negligence regarding Griffin Capital REIT II and Northstar Health Care REIT. The recently filed FINRA arbitration proceeding against Purshe Kaplan Sterling Investments is still pending. Eric Kiblen Red Flags & Your Rights As An Investor Of course, Eric Kiblen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Kiblen at Purshe Kaplan Sterling Investments on alert to review carefully the activity and performance of their accounts and question whether Eric Kiblen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Eric Kiblen If you have questions about Purshe Kaplan Sterling Investments and/or Eric Kiblen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading