Jan 10, 2024

Frank Kuiper of Concorde Investment Services, LLC

DID FRANK TIMOTHY KUIPER CAUSE YOU INVESTMENT LOSSES? Frank Kuiper Of Concorde Investment Services, LLC And Formerly With Independent Financial Group, LLC Has A Customer Complaint For Alleged Broker Misconduct Frank Kuiper Customer Complaint Frank Kuiper has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for violation of California common law fraud, breach of fiduciary duty, negligence relating to direct investments in limited partnership interests. The FINRA arbitration proceeding was recently filed and is still pending against Concorde Investment Services for the advisor’s alleged misconduct. Frank Kuiper Red Flags & Your Rights As An Investor Of course, Frank Kuiper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Kuiper at Concorde Investment Services, LLC and Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Frank Kuiper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concorde Investment Services, LLC and Independent Financial Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Concorde Investment Services, LLC Due To Frank Kuiper If you have questions about Concorde Investment Services, LLC, Independent Financial Group, LLC and/or Frank Kuiper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 10, 2024

George Kuruvilla of Lifemark Securities Corp

DID GEORGE KURUVILLA CAUSE YOU INVESTMENT LOSSES? George Kuruvilla Of Lifemark Securities Corp. And Formerly With Center Street Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct George Kuruvilla Customer Complaint George Kuruvilla has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendation of alternative investment. The customer complaint evolved into a FINRA arbitration proceeding that was recently filed and still pending against Center Street Securities for the advisor’s alleged misconduct. George Kuruvilla Red Flags & Your Rights As An Investor Of course, George Kuruvilla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Kuruvilla at Lifemark Securities Corp. and Center Street Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether George Kuruvilla has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lifemark Securities Corp. and Center Street Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lifemark Securities Corp. Due To George Kuruvilla If you have questions about Lifemark Securities Corp., Center Street Securities, Inc. and/or George Kuruvilla and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 10, 2024

Ibrahim Kurtulus of Joseph Stone Capital L.L.C

DID IBRAHIM ETHEM KURTULUS CAUSE YOU INVESTMENT LOSSES? Ibrahim Kurtulus Of Joseph Stone Capital L.L.C. And Formerly With Windsor Street Capital, LP Has 3 Customer Complaints For Alleged Broker Misconduct Ibrahim Kurtulus Customer Complaints Ibrahim Kurtulus has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints are settled by the advisor’s former employers in favor of the investors. There is currently one FINRA arbitration proceeding pending against Joseph Stone Capital for the registered representative’s alleged misconduct. Allegations Against Ibrahim Kurtulus A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ibrahim Kurtulus Red Flags & Your Rights As An Investor Of course, Ibrahim Kurtulus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ibrahim Kurtulus at Joseph Stone Capital L.L.C. and Windsor Street Capital, LP on alert to review carefully the activity and performance of their accounts and question whether Ibrahim Kurtulus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital L.L.C. and Windsor Street Capital, LP also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Joseph Stone Capital L.L.C. Due To Ibrahim Kurtulus If you have questions about Joseph Stone Capital L.L.C., Windsor Street Capital, LP and/or Ibrahim Kurtulus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 9, 2024

Stefan Shimshidian of Cabot Lodge Securities LLC

DID STEFAN ARA SHIMSHIDIAN CAUSE YOU INVESTMENT LOSSES? Stefan Shimshidian Of Cabot Lodge Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Stefan Shimshidian Customer Complaints Stefan Shimshidian has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints evolved into FINRA arbitration proceedings against Cabot Lodge Securities for the advisor’s alleged misconduct and are still pending. Allegations Against Stefan Shimshidian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stefan Shimshidian Red Flags & Your Rights As An Investor Of course, Stefan Shimshidian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stefan Shimshidian at Cabot Lodge Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Stefan Shimshidian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cabot Lodge Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cabot Lodge Securities LLC Due To Stefan Shimshidian If you have questions about Cabot Lodge Securities LLC and/or Stefan Shimshidian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 9, 2024

Edward Siegler of Morgan Stanley

DID EDWARD BRENDAN SIEGLER CAUSE YOU INVESTMENT LOSSES? Edward Siegler Of Morgan Stanley And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Edward Siegler Customer Complaint Edward Siegler has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where the ML IAP Personalize Strategy was and an unsuitable recommendation. Merrill Lynch Pierce Fenner and Smith recently denied the customer complaint and thus far, it appears that the investor has not taken any further action. Edward Siegler Red Flags & Your Rights As An Investor Of course, Edward Siegler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Siegler at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Edward Siegler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Edward Siegler If you have questions about Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Edward Siegler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 9, 2024

Clifton Smith of Ameriprise Financial Services, LLC

DID CLIFTON BRENT SMITH CAUSE YOU INVESTMENT LOSSES? Clifton Smith Of Ameriprise Financial Services, LLC And Formerly With Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Clifton Smith Customer Complaints Clifton Smith has been the subject of 4 customer complaints that we know about seeking to recover investment losses. All 4 customer complaints were denied by Clifton Smiths employers and so for it does not appear that any of the investors took any further action that has been reported. Allegations Against Clifton Smith A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clifton Smith Red Flags & Your Rights As An Investor Of course, Clifton Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clifton Smith at Ameriprise Financial Services, LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Clifton Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Clifton Smith If you have questions about Ameriprise Financial Services, LLC, Morgan Stanley and/or Clifton Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 9, 2024

Who is Ryan Solma of MML Investors Services, LLC

DID RYAN GREGORY SOLMA CAUSE YOU INVESTMENT LOSSES? Ryan Solma Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Ryan Solma Customer Complaint Ryan Solma has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions to move customer’s capital to a more conservative investment. MML Investors Services recently denied the customer complaint so far, does not appear that the investor has taken any further action. Ryan Solma Red Flags & Your Rights As An Investor Of course, Ryan Solma did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Solma at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Solma has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Ryan Solma If you have questions about MML Investors Services, LLC and/or Ryan Solma and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 9, 2024

Allen Soulek of Kovack Securities Inc

DID ALLEN RAY SOULEK CAUSE YOU INVESTMENT LOSSES? Allen Soulek Of Kovack Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Allen Soulek Customer Complaint Allen Soulek has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where registered representative did not transfer the full amount of shares into her deceased mother’s new account as requested due to a stock split, which resulted in an estate battle an additional probate expense. Kovack Securities settled the customer complaint in favor of the investor. Allen Soulek Red Flags & Your Rights As An Investor Of course, Allen Soulek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Allen Soulek at Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Allen Soulek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kovack Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kovack Securities Inc. Due To Allen Soulek If you have questions about Kovack Securities Inc. and/or Allen Soulek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 8, 2024

Mark Spiegel of Wells Fargo Clearing Services, LLC

DID MARC JOHN SPIEGEL CAUSE YOU INVESTMENT LOSSES? Mark Spiegel Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Mark Spiegel Customer Complaints Mark Spiegel has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by the broker in favor of the investor. Wells Fargo Advisors recently denied the other customer complaint and to date, does not appear that the investor has taken any further action. Allegations Against Mark Spiegel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Spiegel Red Flags & Your Rights As An Investor Of course, Mark Spiegel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Spiegel at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Spiegel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Mark Spiegel If you have questions about Wells Fargo Clearing Services, LLC and/or Mark Spiegel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 8, 2024

Derek Taylor of The Huntington Investment Company

DID DEREK ROBERT TAYLOR CAUSE YOU INVESTMENT LOSSES? Derek Taylor Of The Huntington Investment Company Has A Customer Complaint For Alleged Broker Misconduct Derek Taylor Customer Complaint Derek Taylor has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor made an unsuitable recommendation to invest in a REIT. The customer complaint was filed with The Huntington Investment Company and is still awaiting its review and disposition. Derek Taylor Red Flags & Your Rights As An Investor Of course, Derek Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Derek Taylor at The Huntington Investment Company on alert to review carefully the activity and performance of their accounts and question whether Derek Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Huntington Investment Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Huntington Investment Company Due To Derek Taylor If you have questions about The Huntington Investment Company and/or Derek Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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