Dec 10, 2023

James Parrish, III of formerly with B. Riley Wealth Management

DID JAMES ANTHONY PARRISH III CAUSE YOU INVESTMENT LOSSES? James Parrish, III Formerly With B. Riley Wealth Management Has 3 Customer Complaints For Alleged Broker Misconduct James Parrish, III Customer Complaints James Parrish, III has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer disputes with Morgan Keegan and Co. for James Parrish’s alleged misconduct were denied by the brokerage firm and the investors took no further action. There is currently one customer complaint that was recently filed with B. Riley Wealth Management that is under review and awaiting resolution. Allegations Against James Parrish, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Parrish, III Red Flags & Your Rights As An Investor Of course, James Parrish, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Parrish, III at B. Riley Wealth Management on alert to review carefully the activity and performance of their accounts and question whether James Parrish, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at B. Riley Wealth Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At B. Riley Wealth Management Due To James Parrish, III If you have questions about B. Riley Wealth Management and/or James Parrish, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 10, 2023

Margaret Pagano of Edward Jones

DID MARGARET ANGELINE PAGANO CAUSE YOU INVESTMENT LOSSES? Margaret Pagano Of Edward Jones And Formerly With Ameriprise Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Margaret Pagano Customer Complaint Margaret Pagano has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading in customer’s IRA account. Edward Jones recently denied the customer complaint and, so far, the investor has not filed any arbitration proceeding. Margaret Pagano Red Flags & Your Rights As An Investor Of course, Margaret Pagano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Margaret Pagano at Edward Jones and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Margaret Pagano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Margaret Pagano If you have questions about Edward Jones, Ameriprise Financial Services, Inc. and/or Margaret Pagano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 10, 2023

Ted Oliver formerly with Davenport & Company LLC

DID TED MATTHEW OLIVER CAUSE YOU INVESTMENT LOSSES? Ted Oliver Formerly With Davenport & Company LLC Has A Customer Complaint For Alleged Broker Misconduct Ted Oliver Customer Complaint Ted Oliver has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor should not have recommended investments with a long-term maturity date in light of their ages and stated investment objectives. Wells Fargo Advisors recently denied the customer complaint and, to date, the investors have not taken any further action. Ted Oliver Red Flags & Your Rights As An Investor Of course, Ted Oliver did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ted Oliver at Davenport & Company LLC on alert to review carefully the activity and performance of their accounts and question whether Ted Oliver has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Davenport & Company LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Davenport & Company LLC Due To Ted Oliver If you have questions about Davenport & Company LLC and/or Ted Oliver and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 10, 2023

Steven Nielsen of Centaurus Financial, Inc.

DID STEVEN LAMAR NIELSEN CAUSE YOU INVESTMENT LOSSES? Steven Nielsen Of Centaurus Financial, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Steven Nielsen Customer Complaints Steven Nielsen has been the subject of 7 customer complaints that we know about seeking to recover investment losses. Four of the customer complaints were settled by Steven Nielsen’s current and former employers for his alleged misconduct in favor of the investors. The other 3 FINRA arbitration proceedings filed against Centaurus Financial for the advisor’s alleged misconduct are still pending. Allegations Against Steven Nielsen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Nielsen Red Flags & Your Rights As An Investor Of course, Steven Nielsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Nielsen at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Nielsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Steven Nielsen If you have questions about Centaurus Financial, Inc. and/or Steven Nielsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 10, 2023

Steven Netzel formerly with Madison Avenue Securities, LLC

DID STEVEN M NETZEL CAUSE YOU INVESTMENT LOSSES? Steven Netzel Formerly With Madison Avenue Securities, LLC and Kalos Capital, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct Steven Netzel Customer Complaints Steven Netzel has been the subject of 9 customer complaints that we know about seeking to recover investment losses. Eight of the customer complaints were settled by Kalos Capitol in favor of the investors. Another customer complaint was recently filed against Madison Avenue Securities for Steven Netzel’s alleged misconduct in a FINRA arbitration proceeding that is still pending. Allegations Against Steven Netzel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Netzel Red Flags & Your Rights As An Investor Of course, Steven Netzel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Netzel at Madison Avenue Securities, LLC and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Netzel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities, LLC and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Madison Avenue Securities, LLC Due To Steven Netzel If you have questions about Madison Avenue Securities, LLC, Kalos Capital, Inc. and/or Steven Netzel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 9, 2023

Mark Nasche formerly with Oppenheimer & Co. Inc.

DID MARK ANTHONY NASCHE CAUSE YOU INVESTMENT LOSSES? Mark Nasche Formerly With Oppenheimer & Co. Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Mark Nasche Customer Complaints Mark Nasche has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both of the customer complaints were denied by Mark Nasche’s former employers and, to date, the investors have not taken any further action. Allegations Against Mark Nasche A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Nasche Red Flags & Your Rights As An Investor Of course, Mark Nasche did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Nasche at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Nasche has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Mark Nasche If you have questions about Oppenheimer & Co. Inc. and/or Mark Nasche and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 9, 2023

Robert Murphy Lifemark Securities Corp

DID ROBERT J MURPHY CAUSE YOU INVESTMENT LOSSES? Robert Murphy Of Lifemark Securities Corp And Formerly With Pruco Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Robert Murphy Customer Complaints Robert Murphy has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by Robert Murphy’s former employers recently and, to date, the investors have not filed an arbitration proceeding. Allegations Against Robert Murphy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Murphy Red Flags & Your Rights As An Investor Of course, Robert Murphy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Murphy at Lifemark Securities Corp and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Murphy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lifemark Securities Corp and Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lifemark Securities Corp Due To Robert Murphy If you have questions about Lifemark Securities Corp, Pruco Securities, LLC and/or Robert Murphy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 9, 2023

Joseph Muller of Moloney Securities Co. Inc.

DID JOSEPH RICHARD MULLER CAUSE YOU INVESTMENT LOSSES? Joseph Muller Of Moloney Securities Co. Inc. Has A Customer Complaint For Alleged Broker Misconduct Joseph Muller Customer Complaint Joseph Muller has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations and advisor’s negligence in connection with the offer and sale of corporate debt. The FINRA arbitration proceeding was recently filed and is still pending. Joseph Muller Red Flags & Your Rights As An Investor Of course, Joseph Muller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Muller at Moloney Securities Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Muller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Moloney Securities Co. Inc. Due To Joseph Muller If you have questions about Moloney Securities Co. Inc. and/or Joseph Muller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 9, 2023

Spencer Miller of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID SPENCER M MILLER CAUSE YOU INVESTMENT LOSSES? Spencer Miller Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Spencer Miller Customer Complaint Spencer Miller has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations. The FINRA arbitration proceeding is still pending. Spencer Miller Red Flags & Your Rights As An Investor Of course, Spencer Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Spencer Miller at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Spencer Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Spencer Miller If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Spencer Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 8, 2023

Bradley Meyers of Arete Wealth Management, LLC

DID BRADLEY STEVEN MEYERS CAUSE YOU INVESTMENT LOSSES? Bradley Meyers Of Arete Wealth Management, LLC Has A Customer Complaint For Alleged Broker Misconduct Bradley Meyers Customer Complaint Bradley Meyers has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations of alternative investments. The FINRA arbitration proceeding is still pending. Bradley Meyers Red Flags & Your Rights As An Investor Of course, Bradley Meyers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Meyers at Arete Wealth Management, LLC on alert to review carefully the activity and performance of their accounts and question whether Bradley Meyers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arete Wealth Management, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arete Wealth Management, LLC Due To Bradley Meyers If you have questions about Arete Wealth Management, LLC and/or Bradley Meyers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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