Sep 26, 2023

Robert Rumley, III of William Blair

DID ROBERT J RUMLEY III CAUSE YOU INVESTMENT LOSSES? Robert Rumley, III Of William Blair And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Robert Rumley, III Customer Complaints Robert Rumley, III has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Morgan Stanley and the investor took no further action. There is currently one recently filed customer complaint against Morgan Stanley for Robert Bromley’s alleged misconduct which is still pending. Allegations Against Robert Rumley, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Rumley, III Red Flags & Your Rights As An Investor Of course, Robert Rumley, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Rumley, III at William Blair and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Robert Rumley, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at William Blair and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At William Blair Due To Robert Rumley, III If you have questions about William Blair, Morgan Stanley and/or Robert Rumley, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 25, 2023

Roman Anaya of Edward Jones

DID ROMAN ANAYA CAUSE YOU INVESTMENT LOSSES? Roman Anaya Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Roman Anaya Customer Complaint Roman Anaya has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor placed various unauthorized trades in customer’s account. The customer complaint was recently filed with Edward Jones and is still pending. Roman Anaya Red Flags & Your Rights As An Investor Of course, Roman Anaya did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roman Anaya at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Roman Anaya has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Roman Anaya If you have questions about Edward Jones and/or Roman Anaya and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 24, 2023

Robert Burns of Cetera Advisor Networks LLC

DID ROBERT EDWARD BURNS CAUSE YOU INVESTMENT LOSSES? Robert Burns Of Cetera Advisor Networks LLC And Formerly With Summit Brokerage Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Robert Burns Customer Complaints Robert Burns has been the subject of 4 customer complaints that we know about recovering investment losses. Two of the customer complaints were settled by Robert Burns’ former employers in favor of the investors. There are currently 2 FINRA arbitration proceedings still pending against Cetera Advisor Networks for the broker’s alleged misconduct. Allegations Against Robert Burns A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Burns Red Flags & Your Rights As An Investor Of course, Robert Burns did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Burns at Cetera Advisor Networks LLC and Summit Brokerage Services, Inc.on alert to review carefully the activity and performance of their accounts and question whether Robert Burns has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Robert Burns If you have questions about Cetera Advisor Networks LLC, Summit Brokerage Services, Inc. and/or Robert Burns and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 24, 2023

Robert Anderson III of Raymond James Financial Services, Inc.

DID ROBERT LEE ANDERSON III CAUSE YOU INVESTMENT LOSSES? Robert Anderson III Of Raymond James Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Robert Anderson III Customer Complaints Robert Anderson III has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Raymond James Financial Services in favor of the investors. Another customer complaint was denied by the brokerage firm and no further action was taken by the investor. There is currently one FINRA arbitration proceeding that was recently filed and pending against Raymond James Financial Services for Robert Anderson’s alleged misconduct. Allegations Against Robert Anderson III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Anderson III Red Flags & Your Rights As An Investor Of course, Robert Anderson III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Anderson III at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Anderson III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Robert Anderson III If you have questions about Raymond James Financial Services, Inc. and/or Robert Anderson III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 24, 2023

Mark Rippeteau of RBC Capital Markets, LLC

DID MARK EDWARD RIPPETEAU CAUSE YOU INVESTMENT LOSSES? Mark Rippeteau Of RBC Capital Markets, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Mark Rippeteau Customer Complaints Mark Rippeteau has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by RBC Capital Markets the favor of the investor. The other customer dispute against RBC Capital Markets for Mark Rippeteau’s alleged misconduct is still pending. Allegations Against Mark Rippeteau A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Rippeteau Red Flags & Your Rights As An Investor Of course, Mark Rippeteau did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Rippeteau at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Rippeteau has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Mark Rippeteau If you have questions about RBC Capital Markets, LLC and/or Mark Rippeteau and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 24, 2023

Gregory Richards of Kingswood Capital Partners, LLC

DID GREGORY JOHN RICHARDS CAUSE YOU INVESTMENT LOSSES? Gregory Richards Of Kingswood Capital Partners, LLC And Formerly With Benchmark Investments, LLC and Centaurus Financial, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Gregory Richards Customer Complaints Gregory Richards has been the subject of 7 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Centaurus Financial in favor of the investors. There are 5 FINRA arbitration proceedings filed against Centaurus Financial for Gregory Richards’ alleged misconduct that are still pending. Allegations Against Gregory Richards A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Richards Red Flags & Your Rights As An Investor Of course, Gregory Richards did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Richards at Kingswood Capital Partners, LLC, Benchmark Investments, LLC and Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gregory Richards has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kingswood Capital Partners, LLC, Benchmark Investments, LLC and Centaurus Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kingswood Capital Partners, LLC Due To Gregory Richards If you have questions about Kingswood Capital Partners, LLC, Benchmark Investments, LLC, Centaurus Financial, Inc. and/or Gregory Richards and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 23, 2023

Richard Gibbs of UBS Financial Services Inc.

DID RICHARD ALLAN GIBBS CAUSE YOU INVESTMENT LOSSES? Richard Gibbs Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Richard Gibbs Customer Complaint Richard Gibbs has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were made by an elderly claimant who alleged investments sold to her were unsuitable and misrepresented. The recently filed FINRA arbitration proceeding is still pending against UBS Financial Services for Richard Gibbs’ alleged misconduct. Richard Gibbs Red Flags & Your Rights As An Investor Of course, Richard Gibbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Gibbs at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Gibbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Richard Gibbs If you have questions about UBS Financial Services Inc. and/or Richard Gibbs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 23, 2023

Ethan Reid of Morgan Stanley

DID ETHAN OLDS REID CAUSE YOU INVESTMENT LOSSES? Ethan Reid Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Ethan Reid Customer Complaint Ethan Reid has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty with respect to recommendation to take out a liquidity access line of credit. The complaint filed against Morgan Stanley for Ethan Reid’s alleged misconduct is still pending. Ethan Reid Red Flags & Your Rights As An Investor Of course, Ethan Reid did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ethan Reid at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ethan Reid has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ethan Reid If you have questions about Morgan Stanley and/or Ethan Reid and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 22, 2023

Dimitri Rassias of UBS Financial Services Inc.

DID DIMITRI RASSIAS CAUSE YOU INVESTMENT LOSSES? Dimitri Rassias Of UBS Financial Services Inc. And Formerly With Equitable Advisors, LLC and J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Dimitri Rassias Customer Complaint Dimitri Rassias has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations to invest in a variable annuity contract and other securities. Equitable Advisors settled the customer complaint for over $690,000. Dimitri Rassias Red Flags & Your Rights As An Investor Of course, Dimitri Rassias did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dimitri Rassias at UBS Financial Services Inc., Equitable Advisors, LLC and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Dimitri Rassias has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc., Equitable Advisors, LLC and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Dimitri Rassias If you have questions about UBS Financial Services Inc., Equitable Advisors, LLC, J.P. Morgan Securities LLC and/or Dimitri Rassias and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 22, 2023

Edward Rakosky of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID EDWARD G RAKOSKY CAUSE YOU INVESTMENT LOSSES? Edward Rakosky Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Edward Rakosky Customer Complaint Edward Rakosky has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about unsuitable investment recommendations. Merrill Lynch Pierce Fenner and Smith settled a customer complaint in favor of the investor. Edward Rakosky Red Flags & Your Rights As An Investor Of course, Edward Rakosky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Rakosky at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Edward Rakosky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Edward Rakosky If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Edward Rakosky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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