Dec 6, 2023

Scott Lee formerly with Ausdal Financial Partners, Inc.

DID SCOTT JASON LEE CAUSE YOU INVESTMENT LOSSES? Scott Lee Formerly With Of Ausdal Financial Partners, Inc. And Moloney Securities Co., Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Scott Lee Customer Complaints Scott Lee has been the subject of 8 customer complaints that we know about seeking to recover investment losses. Two of the FINRA arbitration proceedings were settled by Ausdal Financial Partners in favor the investors. There are currently 6 more arbitration proceedings pending against Moloney Securities Co., Inc. for Scott Lee’s alleged misconduct. Allegations Against Scott Lee A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Lee Red Flags & Your Rights As An Investor Of course, Scott Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Lee at Ausdal Financial Partners, Inc. and Moloney Securities Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc. and Moloney Securities Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc. Due To Scott Lee If you have questions about Ausdal Financial Partners, Inc., Moloney Securities Co., Inc. and/or Scott Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 6, 2023

Alexa Lawson of Edward Jones

DID ALEXA VANESSA LAWSON CAUSE YOU INVESTMENT LOSSES? Alexa Lawson Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Alexa Lawson Customer Complaint Alexa Lawson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the account did not grow as expected and financial advisor allegedly committed a theft. Edward Jones recently denied the customer complaint and, to date, the investor has not taken any further action. Alexa Lawson Red Flags & Your Rights As An Investor Of course, Alexa Lawson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexa Lawson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Alexa Lawson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Alexa Lawson If you have questions about Edward Jones and/or Alexa Lawson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 6, 2023

Joseph Latour of Center Street Securities, Inc.

DID JOSEPH MARTIN LATOUR CAUSE YOU INVESTMENT LOSSES? Joseph Latour Of Center Street Securities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Joseph Latour Customer Complaints Joseph Latour has been the subject of 4 customer complaints that we know about seeking to recover investment losses. All 4 customer complaints were filed as FINRA arbitration proceedings and are still pending. Allegations Against Joseph Latour A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Latour Red Flags & Your Rights As An Investor Of course, Joseph Latour did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Latour at Center Street Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Latour has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To Joseph Latour If you have questions about Center Street Securities, Inc. and/or Joseph Latour and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 6, 2023

Russ Kory formerly with David Lerner Associates, Inc.

DID RUSS KORY CAUSE YOU INVESTMENT LOSSES? Russ Kory Formerly With David Lerner Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Russ Kory Customer Complaints Russ Kory has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by David Lerner Associates in favor the investors. The other customer complaint is still pending against David Lerner Associates for Russ Kory’s alleged misconduct. Allegations Against Russ Kory A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Russ Kory Red Flags & Your Rights As An Investor Of course, Russ Kory did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russ Kory at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Russ Kory has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Russ Kory If you have questions about David Lerner Associates, Inc. and/or Russ Kory and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2023

Christopher Knutson of Aegis Capital Corp.

DID CHRISTOPHER ADAM KNUTSON CAUSE YOU INVESTMENT LOSSES? Christopher Knutson Of Aegis Capital Corp. Has 4 Customer Complaints For Alleged Broker Misconduct Christopher Knutson Customer Complaints Christopher Knutson has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Aegis Capital Corp. in favor of the investors. One customer dispute against the brokerage firm for Christopher Knutson’s alleged misconduct is still pending. Allegations Against Christopher Knutson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Christopher Knutson Red Flags & Your Rights As An Investor Of course, Christopher Knutson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Knutson at Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Christopher Knutson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Christopher Knutson If you have questions about Aegis Capital Corp. and/or Christopher Knutson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2023

Andrea Klipfel of Grove Point Investments, LLC

DID ANDREA RUTH KLIPFEL CAUSE YOU INVESTMENT LOSSES? Andrea Klipfel Of Grove Point Investments, LLC And Formerly With Independent Financial Group, LLC and LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Andrea Klipfel Customer Complaints Andrea Klipfel has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Edward Jones in favor the investor. The other customer complaint filed in a FINRA arbitration proceeding against Independent Financial Group for Andrea Klipfel’s alleged misconduct is still pending. Allegations Against Andrea Klipfel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Andrea Klipfel Red Flags & Your Rights As An Investor Of course, Andrea Klipfel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrea Klipfel at Grove Point Investments, LLC, Independent Financial Group, LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Andrea Klipfel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Grove Point Investments, LLC, Independent Financial Group, LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Grove Point Investments, LLC Due To Andrea Klipfel If you have questions about Grove Point Investments, LLC, Independent Financial Group, LLC, LPL Financial LLC and/or Andrea Klipfel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2023

 Marcus Kline of Morgan Stanley

DID MARCUS F KLINE CAUSE YOU INVESTMENT LOSSES? Marcus Kline Of Morgan Stanley And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Marcus Kline Customer Complaint Marcus Kline has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of the rate customer will be charged on her managed accounts. Morgan Stanley recently denied the customer complaint and, to date, the investor has not filed any arbitration proceeding. Marcus Kline Red Flags & Your Rights As An Investor Of course, Marcus Kline did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus Kline at Morgan Stanley and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Marcus Kline has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Marcus Kline If you have questions about Morgan Stanley, J.P. Morgan Securities LLC and/or Marcus Kline and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2023

Colin Kelty of Cetera Investment Services LLC

DID COLIN CHRISTY KELTY CAUSE YOU INVESTMENT LOSSES? Colin Kelty Of Cetera Investment Services LLC Has 4 Customer Complaints For Alleged Broker Misconduct Colin Kelty Customer Complaints Colin Kelty has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint was settled by Cetera Investment Services in favor of the investor. The brokerage firm denied another customer complaint and the investor took no further action. There are currently 2 FINRA arbitration proceedings pending against Cetera Investment Services for Colin Kelty’s alleged misconduct. Allegations Against Colin Kelty A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Colin Kelty Red Flags & Your Rights As An Investor Of course, Colin Kelty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Colin Kelty at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Colin Kelty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Colin Kelty If you have questions about Cetera Investment Services LLC and/or Colin Kelty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 4, 2023

Christopher Kelly of MML Investors Services, LLC

DID CHRISTOPHER GEORGE KELLY CAUSE YOU INVESTMENT LOSSES? Christopher Kelly Of MML Investors Services, LLC And Formerly With NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Christopher Kelly Customer Complaint Christopher Kelly has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for negligence in connection with the sale of mutual funds that triggered additional taxes. MML Investors Services recently denied the customer complaint and, so far, the investor has not taken any further action. Christopher Kelly Red Flags & Your Rights As An Investor Of course, Christopher Kelly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Kelly at MML Investors Services, LLC and NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Kelly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and NYLife Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Christopher Kelly If you have questions about MML Investors Services, LLC, NYLife Securities LLC and/or Christopher Kelly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 4, 2023

Michael Kearney of Arkadios Capital

DID MICHAEL ALEXANDER KEARNEY CAUSE YOU INVESTMENT LOSSES? Michael Kearney Of Arkadios Capital And Formerly With Thrivent Investment Management Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Kearney Customer Complaints Michael Kearney has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were recently denied by Thrivent Investment Management and, to date, the investors have not taken any further action. Allegations Against Michael Kearney A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Kearney Red Flags & Your Rights As An Investor Of course, Michael Kearney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Kearney at Arkadios Capital and Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Kearney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital and Thrivent Investment Management Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arkadios Capital Due To Michael Kearney If you have questions about Arkadios Capital, Thrivent Investment Management Inc. and/or Michael Kearney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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