Dec 2, 2023

Christopher Hall of Edward Jones

DID CHRISTOPHER EUGENE HALL CAUSE YOU INVESTMENT LOSSES? Christopher Hall Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Christopher Hall Customer Complaint Christopher Hall has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommended investments were unsuitable, exceeded the customer’s risk tolerance, and caused market losses. Edward Jones denied the customer complaint and, to date, the investor has not taken any further action. Christopher Hall Red Flags & Your Rights As An Investor Of course, Christopher Hall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Hall at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Christopher Hall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Christopher Hall If you have questions about  Edward Jones and/or Christopher Hall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2023

Plato Guerre of Osaic Wealth, Inc.

DID PLATO LOURO GUERRE CAUSE YOU INVESTMENT LOSSES? Plato Guerre Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Plato Guerre Customer Complaint Plato Guerre has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor recommended the unsuitable investment strategy and failed to follow specific instructions from the customer related to exchange traded funds. The customer complaint was recently denied and, to date, the investor has not taken any further action. Plato Guerre Red Flags & Your Rights As An Investor Of course, Plato Guerre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Plato Guerre at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Plato Guerre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Plato Guerre If you have questions about  Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or Plato Guerre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2023

Richard Goldston formerly with Edward Jones

DID RICHARD LYNN GOLDSTON CAUSE YOU INVESTMENT LOSSES? Richard Goldston Formerly With Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Richard Goldston Customer Complaints Richard Goldston has been the subject of 3 customer complaints that we know about to recover investment losses. Two customer complaints were settled by Edward Jones in favor the investors. The brokerage firm denied another customer complaint recently and, to date, the investor has not taken any further action. Allegations Against Richard Goldston A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Goldston Red Flags & Your Rights As An Investor Of course, Richard Goldston did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Goldston at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Richard Goldston has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Richard Goldston If you have questions about Edward Jones and/or Richard Goldston and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2023

Andy Gitipityapon of Western International Securities, Inc.

DID ANDY RAVI GITIPITYAPON CAUSE YOU INVESTMENT LOSSES? Andy Gitipityapon Of Western International Securities, Inc. And Formerly With Citigroup Global Markets Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Andy Gitipityapon Customer Complaints Andy Gitipityapon has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled in favor of the investors. The advisor’s former employer denied another customer complaint in the investor did not take any further action. Allegations Against Andy Gitipityapon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Andy Gitipityapon Red Flags & Your Rights As An Investor Of course, Andy Gitipityapon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andy Gitipityapon at Western International Securities, Inc. and Citigroup Global Markets Inc. on alert to review carefully the activity and performance of their accounts and question whether Andy Gitipityapon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and Citigroup Global Markets Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Andy Gitipityapon If you have questions about Western International Securities, Inc., Citigroup Global Markets Inc. and/or Andy Gitipityapon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2023

Ronald Giovino, Jr. formerly with GWN Securities Inc.

DID RONALD JOSEPH GIOVINO JR CAUSE YOU INVESTMENT LOSSES? Ronald Giovino, Jr. Formerly With GWN Securities Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Ronald Giovino, Jr. Customer Complaints Ronald Giovino, Jr. has been the subject of 4 customer complaints that we know about to recover investment losses. Two customer complaints were denied by GWN Securities and the investors took no further action. There are 2 customer complaints that are still pending with GWN Securities for Ronald Giovino’s alleged misconduct. Allegations Against Ronald Giovino, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ronald Giovino, Jr. Red Flags & Your Rights As An Investor Of course, Ronald Giovino, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Giovino, Jr. at GWN Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Ronald Giovino, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GWN Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At GWN Securities Inc. Due To Ronald Giovino, Jr. If you have questions about GWN Securities Inc. and/or Ronald Giovino, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2023

Kathryn Frank of Next Financial Group, Inc.

DID KATHRYN A FRANK CAUSE YOU INVESTMENT LOSSES? Kathryn Frank Of Next Financial Group, Inc. And Formerly With Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Kathryn Frank Customer Complaint Kathryn Frank has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the stockbroker instructed investment adviser to sell securities to increase cash on hand without consulting with customer and that investment advisory fees charged exceeded the amount that was reasonable for the services provided. Next Financial Group recently denied the customer complaint and thus far no further action has been taken. Kathryn Frank Red Flags & Your Rights As An Investor Of course, Kathryn Frank did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kathryn Frank at Next Financial Group, Inc and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kathryn Frank has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Next Financial Group, Inc and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Next Financial Group, Inc Due To Kathryn Frank If you have questions about Next Financial Group, Inc, Northwestern Mutual Investment Services, LLC and/or Kathryn Frank and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2023

Gina Francisco of LPL Financial LLC

DID GINA G FRANCISCO CAUSE YOU INVESTMENT LOSSES? Gina Francisco Of LPL Financial LLC And Formerly With Cetera Investment Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct Gina Francisco Customer Complaints Gina Francisco has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were denied by LPL Financial and the investors took no further action. There is currently one customer complaint that was recently filed that is still pending review by LPL Financial for Gina Francisco’s alleged misconduct. Allegations Against Gina Francisco A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gina Francisco Red Flags & Your Rights As An Investor Of course, Gina Francisco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gina Francisco at LPL Financial LLC and Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Gina Francisco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Gina Francisco If you have questions about LPL Financial LLC, Cetera Investment Services LLC and/or Gina Francisco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 30, 2023

Irving Flamer of NYLife Securities LLC

DID IRVING FLAMER CAUSE YOU INVESTMENT LOSSES? Irving Flamer Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Irving Flamer Customer Complaint Irving Flamer has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the variable annuity contracts that the advisor recommended were not suitable for the customer’s financial needs and goals. NYLIFE recently denied the customer complaint and so far the investor has not taken any further action. Irving Flamer Red Flags & Your Rights As An Investor Of course, Irving Flamer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Irving Flamer at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Irving Flamer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Irving Flamer If you have questions about NYLife Securities LLC and/or Irving Flamer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 30, 2023

Otho Evans, Jr. of RBC Capital Markets, LLC

DID OTHO FRANCIS EVANS JR CAUSE YOU INVESTMENT LOSSES? Otho Evans, Jr. Of RBC Capital Markets, LLC Has A Customer Complaint For Alleged Broker Misconduct Otho Evans, Jr. Customer Complaint Otho Evans, Jr. has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor misrepresented high-risk investments in breach of his fiduciary duty to act in the best interest of the clients related to structured product investments. RBC Capital Markets recently denied the customer complaint and so far the investor has not taken any further action. Otho Evans, Jr. Red Flags & Your Rights As An Investor Of course, Otho Evans, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Otho Evans, Jr. at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Otho Evans, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Otho Evans, Jr. If you have questions about RBC Capital Markets, LLC and/or Otho Evans, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 30, 2023

Rene Espinoza of Ameriprise Financial Services, LLC

DID RENE TAPIA ESPINOZA CAUSE YOU INVESTMENT LOSSES? Rene Espinoza Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Rene Espinoza Customer Complaints Rene Espinoza has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Merrill Lynch, Pierce, Fenner & Smith in favor of the investor. Ameriprise Financial Services recently denied another customer complaint and the investor has yet to file an arbitration proceeding. Allegations Against Rene Espinoza A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rene Espinoza Red Flags & Your Rights As An Investor Of course, Rene Espinoza did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rene Espinoza at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Rene Espinoza has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Rene Espinoza If you have questions about Ameriprise Financial Services, LLC and/or Rene Espinoza and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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