Nov 6, 2024

Jeffrey Ragland of Fidelity Brokerage Services LLC FIRED

DID JEFFREY GANT RAGLAND CAUSE YOU INVESTMENT LOSSES? Jeffrey Ragland Formerly With Fidelity Brokerage Services LLC fired following allegations that he documented planning interactions without confirming the accuracy of the information with clients. Jeffrey Ragland Employment History and Termination Jeffrey G. Ragland began his securities career in 2004 with Fidelity Brokerage Services LLC, where he remained until May 2024. His experience includes a significant period in advisory roles, specializing in client relationship management and financial planning. His extensive career highlights his long-standing industry involvement. Throughout his tenure, Ragland passed two general industry/product exams and two multi-state securities law exams. On May 10, 2024, Fidelity Brokerage Services LLC terminated Ragland, following allegations that Ragland documented planning interactions and input data into planning tools without conducting conversations with clients or verifying the accuracy of the information. Disclosure Jeffrey Ragland Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jeffrey Ragland is a red flag which should put all current and former customers of Jeffrey Ragland at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Ragland engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Jeffrey Ragland If you have questions about Fidelity Brokerage Services LLC and/or Jeffrey Ragland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 6, 2024

Imdadur Rahman of L.M. Kohn & Company FIRED

DID IMDADUR RAHMAN CAUSE YOU INVESTMENT LOSSES? Imdadur Rahman Formerly With L.M. Kohn & Company was terminated on June 10, 2024, following the FINRA findings related to his conduct while employed at Merrill Lynch Imdadur Rahman Employment History Imdadur Rahman has a lengthy career in the securities industry, having been registered with several prominent firms over the years. He has worked with five firms, including L.M. Kohn & Company from October 2023 to June 2024 and Merrill Lynch, Pierce, Fenner & Smith Incorporated from November 2005 to October 2023. His career began in 1994 with Montano Securities Corporation. Throughout his career, Rahman passed five industry exams, including three general industry/product exams and two multi-state securities law exams. He did not complete any principal/supervisory exams and is currently not registered with any firm. Allegations Against Imdadur Rahman Imdadur Rahman has three negative disclosures on his record, including a regulatory action and two terminations. Imdadur Rahman Red Flags & Your Rights As An Investor Of course, Imdadur Rahman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Imdadur Rahman at L.M. Kohn & Company on alert to review carefully the activity and performance of their accounts and question whether Imdadur Rahman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at L.M. Kohn & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At L.M. Kohn & Company Due To Imdadur Rahman If you have questions about L.M. Kohn & Company and/or Imdadur Rahman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 6, 2024

Alton Raney II of St Bernard Financial Services, Inc. FIRED

DID ALTON B RANEY II CAUSE YOU INVESTMENT LOSSES? Alton Raney II Formerly With St Bernard Financial Services, Inc. was terminated on May 16, 2024, for complaint filed by the Arkansas Securities Department alleging violations of Arkansas Code Alton Raney II Employment History Allegations Against Alton Raney II Alton B. Raney II has one regulatory event, and one employment termination summarized below: Alton Raney II Red Flags & Your Rights As An Investor Of course, Alton Raney II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Alton Raney II at St Bernard Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alton Raney II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at St Bernard Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At St Bernard Financial Services, Inc. Due To Alton Raney II If you have questions about St Bernard Financial Services, Inc.and/or Alton Raney II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 5, 2024

Bowman Nicholson of Capital Investment Group, Inc. Reviews

DID JAMES BOWMAN NICHOLSON CAUSE YOU INVESTMENT LOSSES? Bowman Nicholson Customer Complaints and Reviews Allegations Against Bowman Nicholson Bowman Nicholson Red Flags & Your Rights As An Investor Of course, Bowman Nicholson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bowman Nicholson at Capital Investment Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Bowman Nicholson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital Investment Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Capital Investment Group, Inc.  Due To Bowman Nicholson If you have questions about Capital Investment Group, Inc. and/or Bowman Nicholson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 5, 2024

Kirk O’Brien of Osaic FA, Inc.  Reviews

DID KIRK A O’BRIEN CAUSE YOU INVESTMENT LOSSES? Kirk O’Brien Customer Complaints and Reviews Allegations Against Kirk O’Brien Kirk O’Brien Red Flags & Your Rights As An Investor Of course, Kirk O’Brien did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk O’Brien at Osaic FA, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kirk O’Brien has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic FA, Inc.  also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic FA, Inc. Due To Kirk O’Brien If you have questions about Osaic FA, Inc. and/or Kirk O’Brien and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 5, 2024

Derrick Brauner of Moloney Securities Co., Inc.  Reviews

DID DERRICK ALLEN BRAUNER CAUSE YOU INVESTMENT LOSSES? Derrick Brauner Customer Complaints and Reviews Allegations Against Derrick Brauner Derrick Brauner Red Flags & Your Rights As An Investor Of course, Derrick Brauner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Derrick Brauner at Moloney Securities Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Derrick Brauner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Moloney Securities Co., Inc.  Due To Derrick Brauner If you have questions about Moloney Securities Co., Inc.  and/or Derrick Brauner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 5, 2024

Timothy Cleveland of LPL Financial LLC Reviews

DID TIMOTHY JOHN CLEVELAND CAUSE YOU INVESTMENT LOSSES? Timothy Cleveland Customer Complaints and Reviews Allegations Against Timothy Cleveland Timothy Cleveland Red Flags & Your Rights As An Investor Of course, Timothy Cleveland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Cleveland at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Cleveland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Timothy Cleveland If you have questions about LPL Financial LLC and/or Timothy Cleveland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 5, 2024

Stephen Fortin of Cambridge Investment Research, Inc. Reviews

DID STEPHEN PATRICK FORTIN CAUSE YOU INVESTMENT LOSSES? Stephen Fortin Customer Complaints and Reviews Allegations Against Stephen Fortin Stephen Patrick Fortin is accused of recommending an unsuitable Oil & Gas investment, which allegedly resulted in a financial loss for the customer. Stephen Fortin Red Flags & Your Rights As An Investor Of course, Stephen Fortin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Fortin at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Fortin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Stephen Fortin If you have questions about Cambridge Investment Research, Inc. and/or Stephen Fortin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2024

Roger Given of LPL Financial LLC Reviews

DID ROGER RANDALL GIVEN CAUSE YOU INVESTMENT LOSSES? Roger Given Customer Complaints and Reviews Allegations Against Roger Given Roger Randall Given is accused of recommending an unsuitable direct investment in DPP & LP Interests to a customer in 2015, which allegedly resulted in a financial loss for the customer. Outcome: The dispute is still under investigation and remains unresolved, with the customer seeking $25,000 in damages. Roger Given Red Flags & Your Rights As An Investor Of course, Roger Given did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roger Given at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Roger Given has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Roger Given If you have questions about LPL Financial LLC and/or Roger Given and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2024

Robert Hesse Formerly With Edward Jones Reviews

DID ROBERT CLEVELAND HESSE CAUSE YOU INVESTMENT LOSSES? Robert Hesse Customer Complaints and Reviews Allegations Against Robert Hesse Robert Hesse Red Flags & Your Rights As An Investor Of course, Robert Hesse did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Hesse at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Robert Hesse has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Robert Hesse If you have questions about Edward Jones and/or Robert Hesse and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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