Nov 27, 2023

Peter Clarke of Rockefeller Financial LLC

DID PETER JOHN CLARKE CAUSE YOU INVESTMENT LOSSES? Peter Clarke Of Rockefeller Financial LLC And Formerly With Truist Investment Services, Inc. and BB&T Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Peter Clarke Customer Complaints Peter Clarke has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Wheat First Securities in favor of the investor for Peter Clarke’s alleged misconduct. The other customer complaint was recently filed and is still pending in a FINRA arbitration proceeding against Truist Investment Services. Allegations Against Peter Clarke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Clarke Red Flags & Your Rights As An Investor Of course, Peter Clarke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Clarke at Rockefeller Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Peter Clarke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Rockefeller Financial LLC, Truist Investment Services, Inc. and BB&T Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Rockefeller Financial LLC Due To Peter Clarke If you have questions about Rockefeller Financial LLC, Truist Investment Services, Inc., BB&T Securities, LLC and/or Peter Clarke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 27, 2023

David Ciprich of UBS Financial Services Inc.

DID DAVID GEORGE CIPRICH CAUSE YOU INVESTMENT LOSSES? David Ciprich Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct David Ciprich Customer Complaint David Ciprich has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were elderly clients’ best interests were not taken into consideration when money was allowed to be withdrawn from client’s account by third party. UBS Financial Services recently denied the customer complaint and, to date, no further action has been taken. David Ciprich Red Flags & Your Rights As An Investor Of course, David Ciprich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Ciprich at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether David Ciprich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To David Ciprich If you have questions about UBS Financial Services Inc. and/or David Ciprich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 27, 2023

John Chaney of Moloney Securities Co., Inc.

DID JOHN HUBERT CHANEY CAUSE YOU INVESTMENT LOSSES? John Chaney Of Moloney Securities Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct John Chaney Customer Complaint John Chaney has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for suitability and negligence related to corporate debt investments. The FINRA arbitration proceeding was recently filed and is still pending resolution. John Chaney Red Flags & Your Rights As An Investor Of course, John Chaney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Chaney at Moloney Securities Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether John Chaney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Moloney Securities Co., Inc. Due To John Chaney If you have questions about Moloney Securities Co., Inc. and/or John Chaney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 27, 2023

Christopher Cavallaro of LPL Financial LLC

DID CHRISTOPHER CARL CAVALLARO CAUSE YOU INVESTMENT LOSSES? Christopher Cavallaro Of LPL Financial LLC Has 6 Customer Complaints For Alleged Broker Misconduct Christopher Cavallaro Customer Complaints Christopher Cavallaro has been the subject of 6 customer complaints that we know about to recover investment losses. One customer complaint was settled by Lincoln Financial Advisors Corporation and Christopher Cavallaro contributed $100,000 toward the settlement. The other 5 customer complaints filed against Lincoln Financial Advisors Corporation for Christopher Cavallaro’s alleged misconduct are still pending in FINRA arbitration proceedings. Allegations Against Christopher Cavallaro A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Christopher Cavallaro Red Flags & Your Rights As An Investor Of course, Christopher Cavallaro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Cavallaro at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Cavallaro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Christopher Cavallaro If you have questions about LPL Financial LLC and/or Christopher Cavallaro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 27, 2023

Charles Castro of David Lerner Associates, Inc.

DID CHARLES CHRISTOPHER CASTRO CAUSE YOU INVESTMENT LOSSES? Charles Castro Of David Lerner Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Charles Castro Customer Complaints Charles Castro has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by David Lerner Associates in favor of the investor. The other customer complaint is still pending against the same brokerage firm for Charles Castro’s alleged misconduct. Allegations Against Charles Castro A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Charles Castro Red Flags & Your Rights As An Investor Of course, Charles Castro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Castro at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charles Castro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Charles Castro If you have questions about David Lerner Associates, Inc. and/or Charles Castro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 26, 2023

Lisa Capobianco of Morgan Stanley

DID LISA CAPOBIANCO CAUSE YOU INVESTMENT LOSSES? Lisa Capobianco Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Lisa Capobianco Customer Complaint Lisa Capobianco has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations. The FINRA arbitration proceeding was just filed and still pending. Lisa Capobianco Red Flags & Your Rights As An Investor Of course, Lisa Capobianco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Capobianco at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Lisa Capobianco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Lisa Capobianco If you have questions about Morgan Stanley and/or Lisa Capobianco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 26, 2023

Jose Candelario Padilla formerly with Nationwide Planning Associates Inc.

DID JOSE MANUEL CANDELARIO PADILLA CAUSE YOU INVESTMENT LOSSES? Jose Candelario Padilla Formerly With Nationwide Planning Associates Inc. Has 45 Customer Complaints For Alleged Broker Misconduct Jose Candelario Padilla Customer Complaints Jose Candelario Padilla has been the subject of 43 customer complaints that we know about seeking to recover investment losses. Twenty-five of the customer complaints were settled by his former employer, Oriental Financial Services. The advisor’s’ former employers also denied 5 customer complaints and the investors took no further action. There are currently 15 customer complaints filed against Nationwide Planning Associates or Oriental Financial Services. Allegations Against Jose Candelario Padilla A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jose Candelario Padilla Red Flags & Your Rights As An Investor Of course, Jose Candelario Padilla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Candelario Padilla at Nationwide Planning Associates Inc. on alert to review carefully the activity and performance of their accounts and question whether Jose Candelario Padilla has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Nationwide Planning Associates Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Nationwide Planning Associates Inc. Due To Jose Candelario Padilla If you have questions about Nationwide Planning Associates Inc. and/or Jose Candelario Padilla and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 26, 2023

Harold Caldwell of PFS Investments Inc.

DID HAROLD RAY CALDWELL CAUSE YOU INVESTMENT LOSSES? Harold Caldwell Of PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct Harold Caldwell Customer Complaint Harold Caldwell has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor requested redemptions in client’s account without her knowledge or authorization. PFS Investments recently denied the customer complaint and, to date, investor has not taken any further action. Harold Caldwell Red Flags & Your Rights As An Investor Of course, Harold Caldwell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harold Caldwell at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Harold Caldwell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Thomas Bryant, Jr If you have questions about PFS Investments Inc. and/or Harold Caldwell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 26, 2023

John Bussa of Lincoln Financial Advisors Corporation

DID JOHN MARTIN BUSSA CAUSE YOU INVESTMENT LOSSES? John Bussa Of Lincoln Financial Advisors Corporation Has 6 Customer Complaints For Alleged Broker Misconduct John Bussa Customer Complaints John Bussa has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Lincoln Financial Advisors Corporation in favor of the investors. Two more customer complaints were denied by the same brokerage firm and the investors took no further action. There are currently 2 pending FINRA arbitration proceedings filed against Lincoln Financial Advisors Corporation for John Bussa’s alleged misconduct. Allegations Against John Bussa A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Bussa Red Flags & Your Rights As An Investor Of course, John Bussa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Bussa at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether John Bussa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To John Bussa If you have questions about Lincoln Financial Advisors Corporation and/or John Bussa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 26, 2023

Larry Burton of Western International Securities, Inc.

DID LARRY D BURTON CAUSE YOU INVESTMENT LOSSES? Larry Burton Of Western International Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Larry Burton Customer Complaints Larry Burton has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were settled by Western International Securities in favor of the investors. Allegations Against Larry Burton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Larry Burton Red Flags & Your Rights As An Investor Of course, Larry Burton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Burton at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Larry Burton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Larry Burton If you have questions about Western International Securities, Inc. and/or Larry Burton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading