Dec 18, 2023

Nicholas Carter of Morgan Stanley

DID NICHOLAS C CARTER CAUSE YOU INVESTMENT LOSSES? Nicholas Carter Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Nicholas Carter Customer Complaint Nicholas Carter has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty with respect to lack of detection of an elected outside fraud perpetrated against the client. The recently filed FINRA arbitration proceeding against Morgan Stanley for Nicholas Carter’s alleged misconduct is still pending. Nicholas Carter Red Flags & Your Rights As An Investor Of course, Nicholas Carter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Carter at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Nicholas Carter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Nicholas Carter If you have questions about Morgan Stanley and/or Nicholas Carter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 18, 2023

Tyler Cardon of Fidelity Brokerage Services LLC

DID TYLER BRENT CARDON CAUSE YOU INVESTMENT LOSSES? Tyler Cardon Of Fidelity Brokerage Services LLC Has A Customer Complaint For Alleged Broker Misconduct Timothy Calabrese Customer Complaint Tyler Cardon has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses where adviser did not explain potential tax implications of investing in a managed account. The FINRA arbitration proceeding was recently filed against Fidelity Brokerage Services for Tyler Cardon’s alleged misconduct and is still pending. Tyler Cardon Red Flags & Your Rights As An Investor Of course, Tyler Cardon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tyler Cardon at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Tyler Cardon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Tyler Cardon If you have questions about Fidelity Brokerage Services LLC and/or Tyler Cardon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 18, 2023

Timothy Calabrese of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID TIMOTHY JAMES CALABRESE CAUSE YOU INVESTMENT LOSSES? Timothy Calabrese Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Timothy Calabrese Customer Complaint Timothy Calabrese has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading. Merrill Lynch Pierce Fenner and Smith recently denied the customer complaint and thus far the investor is not taken any further action. Timothy Calabrese Red Flags & Your Rights As An Investor Of course, Timothy Calabrese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Calabrese at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Timothy Calabrese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Timothy Calabrese If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Timothy Calabrese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 18, 2023

Raymond Byers of UBS Financial Services Inc.

DID RAYMOND SAMUEL BYERS CAUSE YOU INVESTMENT LOSSES? Raymond Byers Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Raymond Byers Customer Complaints Raymond Byers has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by UBS Financial Services and the investor took no further action. The other customer’s complaint filed against UBS Financial Services for Raymond Byers’ alleged misconduct is still pending before FINRA arbitrators. Allegations Against Raymond Byers A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Raymond Byers Red Flags & Your Rights As An Investor Of course, Raymond Byers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Byers at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Raymond Byers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Raymond Byers If you have questions about UBS Financial Services Inc. and/or Raymond Byers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 17, 2023

Herbert Buchbinder of Stifel, Nicolaus & Company, Incorporated

DID HERBERT CHARLES BUCHBINDER CAUSE YOU INVESTMENT LOSSES? Herbert Buchbinder Of Stifel, Nicolaus & Company, Incorporated Has 5 Customer Complaints For Alleged Broker Misconduct Herbert Buchbinder Customer Complaints Herbert Buchbinder has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by Herbert Buchbinder’s former employers in favor of the investors. Another customer complaint was denied by Kappel Co. v. a Securities and the investor took no further action. The last customer complaint evolved into a FINRA arbitration proceeding that was recently filed and is still pending. Allegations Against Herbert Buchbinder A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Herbert Buchbinder Red Flags & Your Rights As An Investor Of course, Herbert Buchbinder did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Herbert Buchbinder at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Herbert Buchbinder has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Herbert Buchbinder If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Herbert Buchbinder and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 17, 2023

Anthony Bui of J.P. Morgan Securities LLC

DID ANTHONY T BUI CAUSE YOU INVESTMENT LOSSES? Anthony Bui Of J.P. Morgan Securities LLC And Formerly With LPL Financial, LLC, Has A Customer Complaint For Alleged Broker Misconduct Anthony Bui Customer Complaint Anthony Bui has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor transacted purchases and sales to generate commissions and fees. Wells Fargo Advisors recently denied the customer complaint and thus far, the investor has not taken any further action. Anthony Bui Red Flags & Your Rights As An Investor Of course, Anthony Bui did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Bui at J.P. Morgan Securities LLC and LPL Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Anthony Bui has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and LPL Financial, LLC also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Anthony Bui If you have questions about J.P. Morgan Securities LLC, LPL Financial, LLC and/or Anthony Bui and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 17, 2023

Barry Bruner of Stifel, Nicolaus & Company, Incorporated

DID BARRY CLARENCE BRUNER CAUSE YOU INVESTMENT LOSSES? Barry Bruner Of Stifel, Nicolaus & Company, Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Barry Bruner Customer Complaints Barry Bruner has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Wedbush Securities in favor of the investor. The other 2 customer complaints were denied by Barry Bruner’s employers and so far, the investors have not taken any further action. Allegations Against Barry Bruner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Barry Bruner Red Flags & Your Rights As An Investor Of course, Barry Bruner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Bruner at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Barry Bruner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Barry Bruner If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Barry Bruner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 17, 2023

Scott Brown of Wells Fargo Advisors Financial Network, LLC

DID SCOTT LAWRENCE BROWN CAUSE YOU INVESTMENT LOSSES? Scott Brown Of Wells Fargo Advisors Financial Network, LLC Has A Customer Complaint For Alleged Broker Misconduct Scott Brown Customer Complaint Scott Brown has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor recommended securities not in client’s best interest, purchased securities without authorization, and misrepresented and failed to disclose facts related to equity-indexed annuities. Scott Brown Red Flags & Your Rights As An Investor Of course, Scott Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Brown at Wells Fargo Advisors Financial Network, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Scott Brown If you have questions about Wells Fargo Advisors Financial Network, LLC and/or Scott Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 17, 2023

Robert Brooks of Fidelity Brokerage Services LLC

DID ROBERT WARREN BROOKS CAUSE YOU INVESTMENT LOSSES? Robert Brooks Of Fidelity Brokerage Services LLC And Formerly With MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Brooks Customer Complaint Robert Brooks has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the REIT, the registered representative purchase for client was a horrible investment. The recently filed customer complaint was denied by MSI Financial Services and thus far, the investor has not taken any further action. Robert Brooks Red Flags & Your Rights As An Investor Of course, Robert Brooks did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Brooks at Fidelity Brokerage Services LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Brooks has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Robert Brooks If you have questions about Fidelity Brokerage Services LLC, MML Investors Services, LLC and/or Robert Brooks and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 16, 2023

Jeffrey Bridge of J.P. Morgan Securities LLC

DID JEFFREY BRIDGE CAUSE YOU INVESTMENT LOSSES? Jeffrey Bridge Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Jeffrey Bridge Customer Complaint Jeffrey Bridge has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor’s recommendations resulted in lost market opportunity. The customer complaint was recently filed in the Circuit Court of the 9th Judicial Cir., in and for Orange County, Florida and still pending. Jeffrey Bridge Red Flags & Your Rights As An Investor Of course, Jeffrey Bridge did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Bridge at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Bridge has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At State Farm VP Management Corp Due To Michael Bratton If you have questions about J.P. Morgan Securities LLC and/or Jeffrey Bridge and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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