Dec 14, 2023

Jennifer Basey of Stifel, Nicolaus & Company, Incorporated

DID JENNIFER LILLIAN BASEY CAUSE YOU INVESTMENT LOSSES? Jennifer Basey Of Stifel, Nicolaus & Company, Incorporated And Formerly With Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Jennifer Basey Customer Complaints Jennifer Basey has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Edward Jones in favor of the investors. Stifel, Nicholas and Co. recently denied the other customer’s complaint and thus far, the investor has not taken any further action in the form of an arbitration proceeding or otherwise. Allegations Against Jennifer Basey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jennifer Basey Red Flags & Your Rights As An Investor Of course, Jennifer Basey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jennifer Basey at Stifel, Nicolaus & Company, Incorporated and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jennifer Basey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Jennifer Basey If you have questions about Stifel, Nicolaus & Company, Incorporated, Edward Jones and/or Jennifer Basey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 13, 2023

Matthew Barcia of J.P. Morgan Securities LLC

DID MATTHEW C BARCIA CAUSE YOU INVESTMENT LOSSES? Matthew Barcia Of J.P. Morgan Securities LLC Has 2 Customer Complaints for Alleged Broker Misconduct Matthew Barcia Customer Complaints Matthew Barcia has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were recently denied by J.P. Morgan Securities and so far, the investors have not taken any further action. Allegations Against Matthew Barcia The allegations made in the FINRA reported in both pending complaints for investment losses are the advisor made misrepresentations on August 26, 2021, related to managed accounts. Matthew Barcia Red Flags & Your Rights As An Investor Matthew Barcia Red Flags & Your Rights As An Investor Of course, Matthew Barcia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Barcia at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew Barcia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Matthew Barcia If you have questions about .P. Morgan Securities LLC and/or Matthew Barcia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 13, 2023

Alexandra Babb of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ALEXANDRA FIONA BABB CAUSE YOU INVESTMENT LOSSES? Alexandra Babb Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Oppenheimer & Co. Inc Has A Customer Complaint For Alleged Broker Misconduct Alexandra Babb Customer Complaint Alexandra Babb has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client was allegedly not consulted on transactions effected in a discretionary managed account which created unwanted tax implications. Oppenheimer & Co. denied the customer complaint recently. So far, the client has not filed any arbitration proceeding or taken any other action. Thomas Avant Red Flags & Your Rights As An Investor Of course, Alexandra Babb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexandra Babb at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Oppenheimer & Co. Inc on alert to review carefully the activity and performance of their accounts and question whether Alexandra Babb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Oppenheimer & Co. Inc also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Alexandra Babb If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Oppenheimer & Co. Inc and/or Alexandra Babb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 13, 2023

Thomas Avant Wells Fargo Clearing Services, LLC

DID THOMAS HENRY AVANT CAUSE YOU INVESTMENT LOSSES? Thomas Avant Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Thomas Avant Customer Complaint Thomas Avant has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor applied and investment strategy that did not apply to their phase of life and investment objectives. The complaint was recently made to Wells Fargo Advisors and awaiting determination by the brokerage firm. Thomas Avant Red Flags & Your Rights As An Investor Of course, Thomas Avant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Avant at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas Avant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Thomas Avant If you have questions about Wells Fargo Clearing Services, LLC and/or Thomas Avant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 12, 2023

Jerome Aron of LPL Financial LLC

DID JEROME SAMUEL ARON CAUSE YOU INVESTMENT LOSSES? Jerome Aron Of LPL Financial LLC And Formerly With Western International Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jerome Aron Customer Complaint Jerome Aron has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative misrepresented the features of corporate debt, most likely GWG L Bonds. The customer complaint was recently filed and still pending in the FINRA arbitration forum. Jerome Aron Red Flags & Your Rights As An Investor Of course, Jerome Aron did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerome Aron at LPL Financial LLC and Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jerome Aron has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Western International Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Jerome Aron If you have questions about LPL Financial LLC, Western International Securities, Inc. and/or Jerome Aron and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 12, 2023

Edgar Arango of J.P. Morgan Securities LLC

DID EDGAR ARANGO CAUSE YOU INVESTMENT LOSSES? Edgar Arango Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Edgar Arango Customer Complaint Edgar Arango has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations relating to managed account. J.P. Morgan Securities recently received and denied the customer complaint and the investor has yet to file an arbitration proceeding. Edgar Arango Red Flags & Your Rights As An Investor Of course, Edgar Arango did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edgar Arango at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Edgar Arango has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Edgar Arango If you have questions about J.P. Morgan Securities LLC and/or Edgar Arango and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 12, 2023

Jeremy Angevine of Edward Jones

DID JEREMY WILLIAM ANGEVINE CAUSE YOU INVESTMENT LOSSES? Jeremy Angevine Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Jeremy Angevine Customer Complaint Jeremy Angevine has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor did not advise client of tax implications resulting from a variable annuity contract distribution. The complaint was recently filed and still pending with Edward Jones for Jeremy Angevine’s alleged misconduct Jeremy Angevine Red Flags & Your Rights As An Investor Of course, Jeremy Angevine did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy Angevine at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jeremy Angevine has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Jeremy Angevine If you have questions about Edward Jones and/or Jeremy Angevi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 11, 2023

Jeffrey Akers of Arkadios Capital

DID JEFFREY LARRY AKERS CAUSE YOU INVESTMENT LOSSES? Jeffrey Akers Of Arkadios Capital And Formerly With Kalos Capital, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Jeffrey Akers Customer Complaints Jeffrey Akers has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Kalos Capital in favor of the investor. The other customer complaint was recently filed against Arkadios Capital in the FINRA arbitration forum and pending. Allegations Against Jeffrey Akers A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jeffrey Akers Red Flags & Your Rights As An Investor Of course, Jeffrey Akers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Akers at Arkadios Capital and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Akers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arkadios Capital Due To Jeffrey Akers If you have questions about Arkadios Capital, Kalos Capital, Inc.  and/or Jeffrey Akers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 11, 2023

Eric Perschke of Ameriprise Financial Services, LLC

DID ERIC MICHAEL PERSCHKE CAUSE YOU INVESTMENT LOSSES? Eric Perschke Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Eric Perschke Customer Complaint Eric Perschke has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser did not follow customer’s dividend reinvestment instructions, charged excessive fees, and made poor investment recommendations. Ameriprise Financial Services recently denied the customer complaint and, to date, no further action has been taken by the investor. Eric Perschke Red Flags & Your Rights As An Investor Of course, Eric Perschke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Perschke at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Perschke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Eric Perschke If you have questions about Ameriprise Financial Services, LLC and/or Eric Perschke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 11, 2023

Kevin Adam of Cetera Advisors LLC

DID KEVIN PATRICK ADAM CAUSE YOU INVESTMENT LOSSES? Kevin Adam Of Cetera Advisors LLC Has 4 Customer Complaints For Alleged Broker Misconduct Kevin Adam Customer Complaints Kevin Adam has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were denied by Kevin Adams current and former employers and to date, the investors have not taken any further action. There is currently one customer complaint pending against Cetera Advisors LLC for Kevin Adam’s alleged misconduct in the Circuit Court of Boone County, Missouri. Allegations Against Kevin Adam A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Adam Red Flags & Your Rights As An Investor Of course, Kevin Adam did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Adam at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Adam has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Kevin Adam If you have questions about Cetera Advisors LLC and/or Kevin Adam and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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