Nov 25, 2023

Darien Bonney formerly with MML Investors Services, LLC

DID DARIEN EUCLID BONNEY CAUSE YOU INVESTMENT LOSSES? Darien Bonney Formerly With MML Investors Services, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Darien Bonney Customer Complaints Darien Bonney has been the subject of 5 customer complaints that we know about to recover investment losses. Two of the customer complaints have been settled by MML Investors Services in favor of the investors. There are currently 3 customer complaints filed in connection with his employment at MML Investors Services that are still pending FINRA arbitration proceedings. Allegations Against Darien Bonney A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Darien Bonney Red Flags & Your Rights As An Investor Of course, Darien Bonney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darien Bonney at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Darien Bonney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Darien Bonney If you have questions about MML Investors Services, LLC and/or Darien Bonney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 25, 2023

Michael Blueweiss of Arete Wealth Management, LLC

DID MICHAEL ROY BLUEWEISS CAUSE YOU INVESTMENT LOSSES? Michael Blueweiss Of Arete Wealth Management, LLC And Formerly With National Securities Corporation Has 8 Customer Complaints For Alleged Broker Misconduct Michael Blueweiss Customer Complaints Michael Blueweiss has been the subject of 8 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by UBS Financial Services in favor of the investors. Michael Blueweiss’ former employer denied 5 other customer complaints and the investors took no further action. There is currently one customer complaint that was recently filed before FINRA dispute resolution that is still pending in arbitration. Allegations Against Michael Blueweiss A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Blueweiss Red Flags & Your Rights As An Investor Of course, Michael Blueweiss did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Blueweiss at Arete Wealth Management, LLC and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Michael Blueweiss has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arete Wealth Management, LLC and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arete Wealth Management, LLC Due To Michael Blueweiss If you have questions about Arete Wealth Management, LLC, National Securities Corporation and/or Michael Blueweiss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 25, 2023

David Baum of Lifemark Securities Corp.

DID DAVID ALAN BAUM CAUSE YOU INVESTMENT LOSSES? David Baum Of Lifemark Securities Corp. And Formerly With Pruco Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct David Baum Customer Complaints David Baum has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by David Baum’s former employers and, to date, the customers have not taken any further action. Allegations Against David Baum A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Baum Red Flags & Your Rights As An Investor Of course, David Baum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Baum at Lifemark Securities Corp. and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether David Baumhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lifemark Securities Corp. and Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lifemark Securities Corp. Due To David Baum If you have questions about Lifemark Securities Corp., Pruco Securities, LLC and/or David Baum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 24, 2023

Douglas Bauerband formerly with Gradient Securities, LLC

DID DOUGLAS J BAUERBAND CAUSE YOU INVESTMENT LOSSES? Douglas Bauerband Formerly With Gradient Securities, LLC and TFS Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Douglas Bauerband Customer Complaint Douglas Bauerband has been the subject of at least one customer complaint that we know about to seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an early withdrawal penalty associated with an annuity contract was never discussed or disclosed to the customer. The complaint which was just filed in July is still pending review by his former employer. Douglas Bauerband Red Flags & Your Rights As An Investor Of course, Douglas Bauerband did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Bauerband at Gradient Securities, LLC and TFS Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Douglas Bauerband has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Gradient Securities, LLC and TFS Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Gradient Securities, LLC Due To Douglas Bauerband If you have questions about Gradient Securities, LLC, TFS Securities, Inc. and/or Douglas Bauerband and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 24, 2023

Cynthia Barreira of NYLife Securities LLC

DID CYNTHIA ANN BARREIRA CAUSE YOU INVESTMENT LOSSES? Cynthia Barreira Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Cynthia Barreira Customer Complaint Cynthia Barreira has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the recommendation to purchase to variable annuities is not consistent with client’s need for current income and liquidity. The FINRA arbitration proceeding filed by the customer was settled in favor of the investor. Cynthia Barreira Red Flags & Your Rights As An Investor Of course, Cynthia Barreira did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cynthia Barreira at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Cynthia Barreira has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Cynthia Barreira If you have questions about NYLife Securities LLC and/or Cynthia Barreira and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 24, 2023

Matthew Barr of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MATTHEW BARR CAUSE YOU INVESTMENT LOSSES? Matthew Barr Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Matthew Barr Customer Complaint Matthew Barr has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Merrill Lynch, Pierce, Fenner & Smith recently denied the customer complaint and, to date, the investor has not taken any further action. Matthew Barr Red Flags & Your Rights As An Investor Of course, Matthew Barr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Barr at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Matthew Barr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Matthew Barr If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Matthew Barr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 24, 2023

Edward Barfield of Geneos Wealth Management, Inc.

DID EDWARD JOSEPH BARFIELD CAUSE YOU INVESTMENT LOSSES? Edward Barfield Of Geneos Wealth Management, Inc. And Formerly With Cetera Advisor Networks LLC Has Had Seven Customer Complaints For Alleged Broker Misconduct Edward Barfield Customer Complaints Edward Barfield has been the subject of at least one customer complaint that we know about seeking to recover investment losses. Three of the customer complaints were settled by OneAmerica Securities in favor of the investors. The same brokerage firm denied 3 other customer complaints, and, to date, those investors have not taken any further action. There is currently one customer complaint made against the advisor in connection with his employment at Geneos Wealth Management that was recently filed and is still pending. Allegations Against Edward Barfield A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Edward Barfield Red Flags & Your Rights As An Investor Of course, Edward Barfield did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Barfield at Geneos Wealth Management, Inc. and Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Barfield has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Geneos Wealth Management, Inc., and Cetera Advisor Networks LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Geneos Wealth Management, Inc. Due To Edward Barfield If you have questions about Geneos Wealth Management, Inc., Cetera Advisor Networks LLC and/or Edward Barfield and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 24, 2023

Theodore Balthazor of Osaic Wealth, Inc.

DID THEODORE THOMAS BALTHAZOR CAUSE YOU INVESTMENT LOSSES? Theodore Balthazor Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Theodore Balthazor Customer Complaint Theodore Balthazor has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were transactions were effected in the client’s account without authorization. Sagepoint Financial recently denied the customer complaint and, to date, the investor has not taken any further action. Theodore Balthazor Red Flags & Your Rights As An Investor Of course, Theodore Balthazor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Balthazor at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Theodore Balthazor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Theodore Balthazor If you have questions about Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or Theodore Balthazor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 23, 2023

Mohsen Babaeian of Ameriprise Financial Services, LLC

DID MOHSEN BABAEIAN CAUSE YOU INVESTMENT LOSSES? Mohsen Babaeian Of Ameriprise Financial Services, LLC And Bankers Life Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Mohsen Babaeian Customer Complaints Mohsen Babaeianhas been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by either Mohsen Babaeian’s current or former employers and, to date, the investors have not taken any further action. Allegations Against Mohsen Babaeian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mohsen Babaeian Red Flags & Your Rights As An Investor Of course, Mohsen Babaeian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mohsen Babaeian at Ameriprise Financial Services, LLC and Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mohsen Babaeianhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Bankers Life Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Mohsen Babaeian If you have questions about Ameriprise Financial Services, LLC, Bankers Life Securities, Inc. and/or Mohsen Babaeian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 23, 2023

Frederick Azzurro of Securities America, Inc.

DID FREDERICK JOSEPH AZZURRO CAUSE YOU INVESTMENT LOSSES? Frederick Azzurro Of Securities America, Inc. And Formerly With Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Frederick Azzurro Customer Complaint Frederick Azzurro has been the subject of at least one customer complaint that we know about seeking to recover misappropriated funds. The allegations made in the FINRA reported customer complaint for investment losses were funds were misappropriated with the assistance of the registered representative to the customer’s spouse. A lawsuit was recently filed in June 2023 and is pending in the Supreme Court of the State of New York. Frederick Azzurro Red Flags & Your Rights As An Investor Of course, Frederick Azzurro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Azzurro at Securities America, Inc. and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Frederick Azzurro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Frederick Azzurro If you have questions about Securities America, Inc., Equitable Advisors, LLC and/or Frederick Azzurro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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