Nov 18, 2023

Jason Turner of Ameriprise Financial Services, LLC

DID JASON BRIAN TURNER CAUSE YOU INVESTMENT LOSSES? Jason Turner Of Ameriprise Financial Services, LLC And Formerly With Investment Professionals, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Jason Turner Customer Complaints Jason Turner has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Edward Jones and the investor took no further action. The other customer complaint against Newbridge Securities Corporation for Jason Turner’s alleged misconduct is still pending. Allegations Against Jason Turner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Jason Turner Red Flags & Your Rights As An Investor Of course, Jason Turner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Turner at Ameriprise Financial Services, LLC and Investment Professionals, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jason Turner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Investment Professionals, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Jason Turner If you have questions about Ameriprise Financial Services, LLC, Investment Professionals, Inc. and/or Jason Turner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 18, 2023

Timothy Tremblay of Centaurus Financial, Inc

DID TIMOTHY NEIL TREMBLAY CAUSE YOU INVESTMENT LOSSES? Timothy Tremblay Of Centaurus Financial, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Timothy Tremblay Customer Complaints Timothy Tremblay has been the subject of 8 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award entered against Prudential Securities for Timothy Tremblay’s alleged misconduct. Five customer complaints were settled by Timothy Tremblay’s current and former employers. There are currently two FINRA arbitration proceedings pending against Centaurus Financial for Timothy Tremblay’s alleged misconduct. Allegations Against Timothy Tremblay A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Timothy Tremblay Red Flags & Your Rights As An Investor Of course, Timothy Tremblay did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Tremblay at Centaurus Financial, Inc on alert to review carefully the activity and performance of their accounts and question whether Timothy Tremblay has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc Due To Timothy Tremblay If you have questions about Centaurus Financial, Inc and/or Timothy Tremblay and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 18, 2023

Todd Trautmann of Thrivent Investment Management Inc.

DID TODD ARTHUR TRAUTMANN CAUSE YOU INVESTMENT LOSSES? Todd Trautmann Of Thrivent Investment Management Inc. Has A Customer Complaint For Alleged Broker Misconduct Todd Trautmann Customer Complaint Todd Trautmann has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an insurance contract was misrepresented to the customer as an investment. Thrivent Investment Management recently denied the customer complaint and, to date, the investor has not taken any further action. Todd Trautmann Red Flags & Your Rights As An Investor Of course, Todd Trautmann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Trautmann at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Todd Trautmann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Todd Trautmann If you have questions about Thrivent Investment Management Inc. and/or Todd Trautmann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 18, 2023

Taylor Thompson of UBS Financial Services Inc.

DID TAYLOR MICHAEL THOMPSON CAUSE YOU INVESTMENT LOSSES? Taylor Thompson Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Taylor Thompson Customer Complaint Taylor Thompson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations, the failure to consider trustee’s best interest and management of her portfolio. The customer complaint was recently filed and still pending. Taylor Thompson Red Flags & Your Rights As An Investor Of course, Taylor Thompson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Taylor Thompson at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Taylor Thompson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Taylor Thompson If you have questions about UBS Financial Services Inc. and/or Taylor Thompson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 17, 2023

Matthew Thompson of Fifth Third Securities, Inc.

DID MATTHEW TODD THOMPSON CAUSE YOU INVESTMENT LOSSES? Matthew Thompson Of Fifth Third Securities, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Matthew Thompson Customer Complaints Matthew Thompson has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Two customer complaints were settled by Matthew Thompson’s employer in favor of the investors. Three customer complaints were denied by Fifth Third Securities, Inc. and the investors took no further action. Allegations Against Matthew Thompson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Matthew Thompson Red Flags & Your Rights As An Investor Of course, Matthew Thompson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Thompson at Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Thompson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fifth Third Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fifth Third Securities, Inc. Due To Matthew Thompson If you have questions about Fifth Third Securities, Inc. and/or Matthew Thompson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 17, 2023

Raymond Thompson, Jr of Edward Jones

DID RAYMOND CLYDE THOMPSON JR CAUSE YOU INVESTMENT LOSSES? Raymond Thompson, Jr of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Raymond Thompson, Jr Customer Complaints Raymond Thompson, Jr has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Edward Jones and Co. and, to date, the investor has not taken any further action. The other customer dispute against Edward Jones for Raymond Clyde’s alleged misconduct that was recently filed is still pending. Allegations Against Raymond Thompson, Jr A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Raymond Thompson, Jr Red Flags & Your Rights As An Investor Of course, Raymond Thompson, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Thompson, Jr at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Raymond Thompson, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Raymond Thompson, Jr If you have questions about Edward Jones and/or Raymond Thompson, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 17, 2023

Adam Thies of Fidelity Brokerage Services LLC

DID ADAM THIES CAUSE YOU INVESTMENT LOSSES? Adam Thies Of Fidelity Brokerage Services LLC And Formerly With Axa Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Adam Thies Customer Complaint Adam Thies has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor’s recommendation to sell certain equity positions in her account was unsuitable and not in her best interest considering the potential tax implications. Adam Thies Red Flags & Your Rights As An Investor Of course, Adam Thies did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Thies at Fidelity Brokerage Services LLC and Axa Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Thies has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and Axa Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Adam Thies If you have questions about Fidelity Brokerage Services LLC, Axa Advisors, LLC and/or Adam Thies and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 17, 2023

Scott Taylor, Jr. of Northwestern Mutual Investment Services, LLC

DID SCOTT JAMES TAYLOR JR CAUSE YOU INVESTMENT LOSSES? Scott Taylor, Jr. Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Scott Taylor, Jr. Customer Complaint Scott Taylor, Jr. has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative failed to act in customer’s best interest in offering and selling a variable universal life insurance policy to that customer. The customer complaint is under review by Northwestern Mutual Investment Services and still pending. Scott Taylor, Jr.  Red Flags & Your Rights As An Investor Of course, Scott Taylor, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Taylor, Jr. at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Taylor, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Scott Taylor, Jr. If you have questions about Northwestern Mutual Investment Services, LLC and/or Scott Taylor, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 16, 2023

Timothy Sweeney of Centaurus Financial, Inc.

DID TIMOTHY PATRICK SWEENEY CAUSE YOU INVESTMENT LOSSES? Timothy Sweeney Of Centaurus Financial, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Timothy Sweeney Customer Complaints Timothy Sweeney has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Raymond James Financial Services in favor of the investor. Another customer complaint was denied by the brokerage firm and the investor took no further action. There is currently one FINRA arbitration proceeding that was recently filed and still pending against Centaurus Financial for Timothy Sweeney’s alleged misconduct and still pending. Allegations Against Timothy Sweeney A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Timothy Sweeney Red Flags & Your Rights As An Investor Of course, Timothy Sweeney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Sweeney at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Timothy Sweeney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Timothy Sweeney If you have questions about Centaurus Financial, Inc. and/or Timothy Sweeney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 16, 2023

Thomas Swan of Western International Securities, Inc.

DID THOMAS BRIAN SWAN CAUSE YOU INVESTMENT LOSSES? Thomas Swan Of Western International Securities, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Thomas Swan Customer Complaints Thomas Swan has been the subject of 5 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Western International Securities in favor of the investors. One customer complaint was denied and the investor took no further action. Recently, investors filed 2 separate FINRA arbitration proceedings against Western International Securities for Thomas Swan’s alleged misconduct. Allegations Against Thomas Swan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Thomas Swan Red Flags & Your Rights As An Investor Of course, Thomas Swan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Swan at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Swan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Thomas Swan If you have questions about Western International Securities, Inc. and/or Thomas Swan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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