Nov 14, 2023

Shawn Spellacy of Calton & Associates, Inc.

DID SHAWN CONAN SPELLACY CAUSE YOU INVESTMENT LOSSES? Shawn Spellacy Of Calton & Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Shawn Spellacy Customer Complaints Shawn Spellacy has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Calton & Associates in favor the investors. The other customer complaint which was recently filed is under review by Calton & Associates and is still pending. Allegations Against Shawn Spellacy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Shawn Spellacy Red Flags & Your Rights As An Investor Of course, Shawn Spellacy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shawn Spellacy at Calton & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Shawn Spellacy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Calton & Associates, Inc. Due To Shawn Spellacy If you have questions about Calton & Associates, Inc. and/or Shawn Spellacy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 14, 2023

David Soiferman of Ameriprise Financial Services, LLC

DID DAVID NEIL SOIFERMAN CAUSE YOU INVESTMENT LOSSES? David Soiferman Of Ameriprise Financial Services, LLC Has 6 Customer Complaints For Alleged Broker Misconduct David Soiferman Customer Complaints David Soiferman has been the subject of 6 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by David Soiferman’s former employers in favor the investors. Two of the other 3 customer complaints were recently denied by Ameriprise Financial Services and, to date, that the investors have not taken any further action. Allegations Against David Soiferman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: David Soiferman Red Flags & Your Rights As An Investor Of course, David Soiferman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Soiferman at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether David Soiferman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To David Soiferman If you have questions about Ameriprise Financial Services, LLC and/or David Soiferman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 13, 2023

Randall Skrabonja formerly with Green Vista Capital, LLC

DID RANDALL GEORGE SKRABONJA CAUSE YOU INVESTMENT LOSSES? Randall Skrabonja Of Green Vista Capital, LLC and Formerly With Sagepoint Financial, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Randall Skrabonja Customer Complaints Randall Skrabonja has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were denied by the advisor’s former employers and the investor took no further action. One customer complaint was recently settled by MetLife Securities in favor of the investor. Allegations Against Randall Skrabonja A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Randall Skrabonja Red Flags & Your Rights As An Investor Of course, Randall Skrabonja did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randall Skrabonja at Green Vista Capital, LLC and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Randall Skrabonjahas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Green Vista Capital, LLC and Sagepoint Financial, Inc.  also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Green Vista Capital, LLC Due To Randall Skrabonja If you have questions about Green Vista Capital, LLC, Sagepoint Financial, Inc. and/or Randall Skrabonja and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 13, 2023

Patrick Sizemore formerly with Vanguard Marketing Corporation

DID PATRICK M SIZEMORE CAUSE YOU INVESTMENT LOSSES? Patrick Sizemore Formerly With Vanguard Marketing Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Patrick Sizemore Customer Complaints Patrick Sizemore has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were settled by Vanguard in favor of the investors. Allegations Against Patrick Sizemore A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Patrick Sizemore Red Flags & Your Rights As An Investor Of course, Patrick Sizemore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Sizemore at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Patrick Sizemore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Patrick Sizemore If you have questions about Vanguard Marketing Corporation and/or Patrick Sizemore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 13, 2023

David Simon of Western International Securities, Inc.

DID DAVID GARY SIMON CAUSE YOU INVESTMENT LOSSES? David Simon Of Western International Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct David Simon Customer Complaints David Simon has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were recently filed and are still pending in court and two FINRA arbitration proceedings. Allegations Against David Simon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: David Simon Red Flags & Your Rights As An Investor Of course, David Simon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Simon at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Simon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To David Simon If you have questions about Western International Securities, Inc. and/or David Simon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 13, 2023

Clifford Shirah of Cabot Lodge Securities LLC

DID CLIFFORD WILLIAM SHIRAH CAUSE YOU INVESTMENT LOSSES? Clifford Shirah Of Cabot Lodge Securities LLC And Formerly With IFS Securities Has A Customer Complaint For Alleged Broker Misconduct Clifford Shirah Customer Complaint Clifford Shirah has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative recommended unsuitable oil and gas investment. The FINRA arbitration proceeding was recently filed and is still pending. Clifford Shirah Red Flags & Your Rights As An Investor Of course, Clifford Shirah did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clifford Shirah at Cabot Lodge Securities LLC and IFS Securities on alert to review carefully the activity and performance of their accounts and question whether Clifford Shirah has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cabot Lodge Securities LLC and IFS Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cabot Lodge Securities LLC Due To Clifford Shirah If you have questions about Cabot Lodge Securities LLC, IFS Securities and/or Clifford Shirah and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 13, 2023

William Shin of Pruco Securities, LLC

DID WILLIAM SHIN CAUSE YOU INVESTMENT LOSSES? William Shin Of Pruco Securities, LLC And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct William Shin Customer Complaint William Shin has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative did not fully disclose all the facts regarding the hidden costs of insurance. Pruco Securities denied the customer complaint recently and, so far, investor has not taken any further action. William Shin Red Flags & Your Rights As An Investor Of course, William Shin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Shin at Pruco Securities, LLC and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether William Shin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To William Shin If you have questions about Pruco Securities, LLC, J.P. Morgan Securities LLC and/or William Shin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 12, 2023

Lei Shan of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID LEI SHAN CAUSE YOU INVESTMENT LOSSES? Lei Shan Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Lei Shan Customer Complaint Lei Shan has been the subject of at least one customer complaint that we know about seeking to recover investment fees. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of fees associated with a managed/wrap the account. Merrill Lynch Pierce Fenner and Smith recently denied the customer complaint and so far, the investor has not taken any further action. Lei Shan Red Flags & Your Rights As An Investor Of course, Lei Shan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lei Shan at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Lei Shan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Lei Shan If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Lei Shan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 12, 2023

Stephen Seiber of UBS Financial Services Inc.

DID STEPHEN JOHN SEIBER CAUSE YOU INVESTMENT LOSSES? Stephen Seiber Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Stephen Seiber Customer Complaint Stephen Seiber has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were made by family members that the advisor and his team failed to follow the instructions of the client and disbursed all the client’s assets to an unauthorized individual. The successor trustees and family members are now litigating the matter in a court proceeding which on information and belief is still pending. Stephen Seiber Red Flags & Your Rights As An Investor Of course, Stephen Seiber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Seiber at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Seiber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Stephen Seiber If you have questions about UBS Financial Services Inc. and/or Stephen Seiber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 12, 2023

John Seiber of UBS Financial Services Inc.

DID JOHN MITCHELL SEIBER CAUSE YOU INVESTMENT LOSSES? John Seiber Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct John Seiber Customer Complaint John Seiber has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were UBS financial advisor team failed to follow client’s instructions and disbursed all the assets to an unauthorized individual. The customer complaint was recently filed and denied by the brokerage firm. Thereafter, the beneficiaries filed a civil action which is still pending. John Seiber Red Flags & Your Rights As An Investor Of course, John Seiber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Seiber at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether John Seiber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To John Seiber If you have questions about UBS Financial Services Inc. and/or John Seiber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading