Nov 10, 2023

Gary Sauve of Centaurus Financial, Inc.

DID GARY LEE SAUVE CAUSE YOU INVESTMENT LOSSES? Gary Sauve Of Centaurus Financial, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Gary Sauve Customer Complaints Gary Sauve has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint was settled by Centaurus Financial for Gary Sauve’s alleged misconduct. The other 3 customer complaints are still pending against Centaurus Financial for its advisor’s alleged misconduct. Allegations Against Gary Sauve A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Gary Sauve Red Flags & Your Rights As An Investor Of course, Gary Sauve did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Sauve at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gary Sauve has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Gary Sauve If you have questions about Centaurus Financial, Inc. and/or Gary Sauve and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 10, 2023

Surya Sapra of Santander Securities LLC

DID SURYA KAREN SAPRA CAUSE YOU INVESTMENT LOSSES? Surya Sapra Of Santander Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Surya Sapra Customer Complaints Surya Sapra has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Santander Securities and the investor took no further action. The other customer complaint was recently filed and is still pending against the brokerage firm for Surya Sapra’s alleged misconduct. Allegations Against Surya Sapra A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Surya Sapra Red Flags & Your Rights As An Investor Of course, Surya Sapra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Surya Sapra at Santander Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Surya Sapra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Santander Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Santander Securities LLC Due To Surya Sapra If you have questions about Santander Securities LLC and/or Surya Sapra and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 9, 2023

Ariel Santana of Morgan Stanley

DID ARIEL KRYSTINE SANTANA CAUSE YOU INVESTMENT LOSSES? Ariel Santana Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Ariel Santana Customer Complaint Ariel Santana has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were filed by a Co-trustee stating that the other Co-trustee never authorized liquidation of a trust account. The customer complaint was recently filed and is still under review and pending with Morgan Stanley. Ariel Santana Red Flags & Your Rights As An Investor Of course, Ariel Santana did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ariel Santana at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ariel Santana has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ariel Santana If you have questions about Morgan Stanley and/or Ariel Santana and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 9, 2023

Elan Sanker formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ELAN SANKER CAUSE YOU INVESTMENT LOSSES? Elan Sanker Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated and Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Elan Sanker Customer Complaint Elan Sanker has been the subject ofat least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for “selling away” which is the sale of a product or transaction which is undisclosed and unauthorized by his employer. The customer complaint was recently filed and is still pending against Merrill Lynch Pierce Fenner and Smith for Elan Sanker’s alleged misconduct. Elan Sanker Red Flags & Your Rights As An Investor Of course, Elan Sanker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elan Sanker at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Elan Sankerhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Elan Sanker If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Northwestern Mutual Investment Services, LLC and/or Elan Sanker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 9, 2023

Raymond Samuels of Fidelity Brokerage Services LLC

DID RAYMOND QUINN SAMUELS CAUSE YOU INVESTMENT LOSSES? Raymond Samuels Of Fidelity Brokerage Services LLC And Formerly With UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Raymond Samuels Customer Complaints Raymond Samuels has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were recently denied by UBS Financial Services and to date, the investors have not taken any further action. Allegations Against Raymond Samuels A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Raymond Samuels Red Flags & Your Rights As An Investor Of course, Raymond Samuels did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Samuels at Fidelity Brokerage Services LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Raymond Samuels has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Raymond Samuels If you have questions about Fidelity Brokerage Services LLC, UBS Financial Services Inc. and/or Raymond Samuels and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 9, 2023

Monem Salam of Saturna Brokerage Services, Inc.

DID MONEM ABDUL SALAM CAUSE YOU INVESTMENT LOSSES? Monem Salam Of Saturna Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Monem Salam Customer Complaint Monem Salam has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions on when to liquidate investments in the managed account. The FINRA arbitration proceeding is still pending against Saturna Brokerage Services. Monem Salam Red Flags & Your Rights As An Investor Of course, Monem Salam did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Monem Salam at Saturna Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Monem Salam has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Saturna Brokerage Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Saturna Brokerage Services, Inc. Due To Monem Salam If you have questions about Saturna Brokerage Services, Inc. and/or Monem Salam and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2023

Kenji Saito of Centaurus Financial, Inc.

DID KENJI SAITO CAUSE YOU INVESTMENT LOSSES? Kenji Saito Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Kenji Saito Customer Complaints Kenji Saito has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Centaurus Financial for Kenji Saito’s alleged misconduct. The other customer complaint is currently pending in a recently filed FINRA arbitration proceeding against Centaurus Financial for the advisor’s alleged misconduct. Allegations Against Kenji Saito A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Kenji Saito Red Flags & Your Rights As An Investor Of course, Kenji Saito did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenji Saito at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kenji Saito has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Kenji Saito If you have questions about Centaurus Financial, Inc. and/or Kenji Saito and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2023

Daniel Ruben of Independent Financial Group, LLC

DID DANIEL RUBEN CAUSE YOU INVESTMENT LOSSES? Daniel Ruben Of Independent Financial Group, LLC Has A Customer Complaint For Alleged Broker Misconduct Daniel Ruben Customer Complaint Daniel Ruben has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were non-traded REIT investments were unsuitable for customer. The FINRA arbitration proceeding is still pending against the Independent Financial Group for Daniel Ruben’s alleged misconduct. Daniel Ruben Red Flags & Your Rights As An Investor Of course, Daniel Ruben did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Ruben at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Ruben has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Daniel Ruben If you have questions about Independent Financial Group, LLC and/or Daniel Ruben and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 8, 2023

Andrew Kubicsko, Jr. of Raymond James & Associates, Inc.

DID ANDREW JOSEPH KUBICSKO JR CAUSE YOU INVESTMENT LOSSES? Andrew Kubicsko, Jr. Of Raymond James & Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Andrew Kubicsko, Jr. Customer Complaints Andrew Kubicsko, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. One was settled by PaineWebber in favor the investor for Andrew Kubicsko’s alleged misconduct. Raymond James & and Associates recently denied the other customer complaint and, to date, the investor has not taken any further action. Allegations Against Andrew Kubicsko, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Andrew Kubicsko, Jr. Red Flags & Your Rights As An Investor Of course, Andrew Kubicsko, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Kubicsko, Jr. at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Kubicsko, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Andrew Kubicsko, Jr. If you have questions about Raymond James & Associates, Inc. and/or Andrew Kubicsko, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 7, 2023

Michael Kloubec of Ameriprise Financial Services, LLC

DID MICHAEL KEITH KLOUBEC CAUSE YOU INVESTMENT LOSSES? Michael Kloubec Of Ameriprise Financial Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Michael Kloubec Customer Complaints Michael Kloubec has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were recently denied by Ameriprise Financial Services and, to date, the investors have not taken any further action. Allegations Against Michael Kloubec A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Michael Kloubec Red Flags & Your Rights As An Investor Of course, Michael Kloubec did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Kloubec at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Kloubec has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Michael Kloubec If you have questions about Ameriprise Financial Services, LLC and/or Michael Kloubec and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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