Nov 30, 2023

Rene Espinoza of Ameriprise Financial Services, LLC

DID RENE TAPIA ESPINOZA CAUSE YOU INVESTMENT LOSSES? Rene Espinoza Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Rene Espinoza Customer Complaints Rene Espinoza has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Merrill Lynch, Pierce, Fenner & Smith in favor of the investor. Ameriprise Financial Services recently denied another customer complaint and the investor has yet to file an arbitration proceeding. Allegations Against Rene Espinoza A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rene Espinoza Red Flags & Your Rights As An Investor Of course, Rene Espinoza did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rene Espinoza at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Rene Espinoza has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Rene Espinoza If you have questions about Ameriprise Financial Services, LLC and/or Rene Espinoza and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 30, 2023

Theodore Ecker formerly with Ausdal Financial Partners, Inc.

DID THEODORE JAMES ECKER CAUSE YOU INVESTMENT LOSSES? Theodore Ecker Formerly With Ausdal Financial Partners, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Theodore Ecker Customer Complaints Theodore Ecker has been the subject of 7 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Theodore Ecker’s former employers in favor of the investors. The former employer denied 3 other customer complaints and the investors took no further action. There is currently one customer FINRA arbitration proceeding still pending against Madison Avenue Securities for Theodore Ecker’s alleged misconduct. Allegations Against Theodore Ecker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Theodore Ecker Red Flags & Your Rights As An Investor Of course, Theodore Ecker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Ecker at Ausdal Financial Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether Theodore Ecker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc. Due To Theodore Ecker If you have questions about Ausdal Financial Partners, Inc. and/or Theodore Ecker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 29, 2023

John Doiron of Cabot Lodge Securities LLC

DID JOHN NORMAN DOIRON CAUSE YOU INVESTMENT LOSSES? John Doiron Of Cabot Lodge Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct John Doiron Customer Complaints John Doiron has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were recently filed as FINRA arbitration proceedings and are still pending. Allegations Against John Doiron A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Doiron Red Flags & Your Rights As An Investor Of course, John Doiron did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Doiron at Cabot Lodge Securities LLC on alert to review carefully the activity and performance of their accounts and question whether John Doiron has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cabot Lodge Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cabot Lodge Securities LLC Due To John Doiron If you have questions about Cabot Lodge Securities LLC and/or John Doiron and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 29, 2023

 Lisa Detanna of Raymond James & Associates, Inc.

DID LISA ANN DETANNA CAUSE YOU INVESTMENT LOSSES? Lisa Detanna Of Raymond James & Associates, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Lisa Detanna Customer Complaints Lisa Detanna has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Lisa Detanna’s employers and to date, neither investor has taken any further action. Allegations Against Lisa Detanna A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lisa Detanna Red Flags & Your Rights As An Investor Of course, Lisa Detanna did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Detanna at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lisa Detanna has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Lisa Detanna If you have questions about Raymond James & Associates, Inc. and/or Lisa Detanna and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 29, 2023

Shane DeSherlia of Moloney Securities Co., Inc.

DID SHANE MICHAEL DESHERLIA CAUSE YOU INVESTMENT LOSSES? Shane DeSherlia Of Moloney Securities Co., Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Shane DeSherlia Customer Complaints and Reviews There are 4 customer disputes on record, 2 settled and 2 pending: Allegations Against Shane DeSherlia Shane DeSherlia Red Flags & Your Rights As An Investor Of course, Shane DeSherlia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shane DeSherlia at Moloney Securities Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Shane DeSherlia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Moloney Securities Co., Inc. Due To Shane DeSherlia If you have questions about Moloney Securities Co., Inc. and/or Shane DeSherlia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 29, 2023

Kevin Dery of Wells Fargo Advisors Financial Network, LLC

DID KEVIN MICHAEL DERY CAUSE YOU INVESTMENT LOSSES? Kevin Dery Of Wells Fargo Advisors Financial Network, LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 4 Customer Complaints For Alleged Broker Misconduct Kevin Dery Customer Complaints Kevin Dery has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer disputes were settled by Kevin Dery’s former employers in favor of the investors. The other 2 customer complaints were denied by the advisor’s employers and the investors took no further action. Allegations Against Kevin Dery A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Dery Red Flags & Your Rights As An Investor Of course, Kevin Dery did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Dery at Wells Fargo Advisors Financial Network, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kevin Dery has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Kevin Dery If you have questions about Wells Fargo Advisors Financial Network, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Kevin Dery and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 28, 2023

Darcy Dahl Morgan Stanley

DID DARCY RAE DAHL CAUSE YOU INVESTMENT LOSSES? Darcy Dahl Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Darcy Dahl Customer Complaint Darcy Dahl has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the establishment of a liquidity access line of credit was not in the client’s best interest. Morgan Stanley recently denied the customer complaint and the investor has not yet filed any arbitration proceeding. Darcy Dahl Red Flags & Your Rights As An Investor Of course, Darcy Dahl did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darcy Dahl at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Darcy Dahl has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Darcy Dahl If you have questions about Morgan Stanley and/or Darcy Dahl and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 28, 2023

John Cutrupi of Raymond James Financial Services, Inc.

DID ROBERT JOHN CUTRUPI CAUSE YOU INVESTMENT LOSSES? John Cutrupi Of Raymond James Financial Services, Inc. And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct John Cutrupi Customer Complaint John Cutrupi has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser promised an exchange traded fund investment that would yield 3 to 4% and failed to do so. Raymond James Financial Services recently denied the customer complaint and the investor has yet to take any action. John Cutrupi Red Flags & Your Rights As An Investor Of course, John Cutrupi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Cutrupi at Raymond James Financial Services, Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether John Cutrupi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To John Cutrupi If you have questions about Raymond James Financial Services, Inc., Morgan Stanley and/or John Cutrupi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 28, 2023

Michael Coughlin formerly with Morgan Stanley

DID MICHAEL WILLIAM COUGHLIN CAUSE YOU INVESTMENT LOSSES? Michael Coughlin Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Michael Coughlin Customer Complaints Michael Coughlin has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Morgan Stanley in favor the investor. The same brokerage firm denied another customer complaint related to closed-end funds and the investor took no further action. Allegations Against Michael Coughlin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Coughlin Red Flags & Your Rights As An Investor Of course, Michael Coughlin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Coughlin at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Coughlin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To  Michael Coughlin If you have questions about Morgan Stanley and/or Michael Coughlin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 28, 2023

Glennon Cole formerly with Moloney Securities Co., Inc.

DID GLENNON JAMES COLE CAUSE YOU INVESTMENT LOSSES? Glennon Cole Formerly With Moloney Securities Co., Inc. Has 11 Customer Complaints For Alleged Broker Misconduct Glennon Cole Customer Complaints Glennon Cole has been the subject of 11 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by the advisor’s former employers in favor of the investors. Another 3 customer complaints were denied by his former employers and the investors took no further action. There are currently 5 arbitration proceedings still pending against Moloney Securities for Glennon Cole’s alleged misconduct. Allegations Against Glennon Cole A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Glennon Cole Red Flags & Your Rights As An Investor Of course, Glennon Cole did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glennon Cole at Moloney Securities Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Glennon Cole has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Moloney Securities Co., Inc. Due To Glennon Cole If you have questions about Moloney Securities Co., Inc. and/or Glennon Cole and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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