Oct 31, 2023

 Todd Paradise formerly with United Planners’ Financial Services of America A Limited Partner

DID TODD FOSTER PARADISE CAUSE YOU INVESTMENT LOSSES? Todd Paradise Formerly With United Planners’ Financial Services of America A Limited Partner and Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Todd Paradise Customer Complaint Todd Paradise has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommendations of high-risk investments. The customer complaint is still pending with Cambridge Investment Research in a FINRA arbitration proceeding that was recently filed. Todd Paradise Red Flags & Your Rights As An Investor Of course, Todd Paradise did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Paradise at United Planners’ Financial Services of America A Limited Partner and Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Todd Paradise has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at United Planners’ Financial Services of America A Limited Partner and Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At United Planners’ Financial Services of America A Limited Partner Due To Todd Paradise If you have questions about United Planners’ Financial Services of America A Limited Partner, Cambridge Investment Research, Inc. and/or Todd Paradise and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2023

Nikolaos Paloumbis of Alexander Capital, L.P.

DID NIKOLAOS PALOUMBIS CAUSE YOU INVESTMENT LOSSES? Nikolaos Paloumbis Of Alexander Capital, L.P. Has A Customer Complaint For Alleged Broker Misconduct Nikolaos Paloumbis Customer Complaint Nikolaos Paloumbis has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations and negligence related to certain common stock and preferred stock investments. The FINRA arbitration proceeding filed against Alexander Capital for the advisor’s alleged misconduct is still pending. Nikolaos Paloumbis Red Flags & Your Rights As An Investor Of course, Nikolaos Paloumbis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nikolaos Paloumbis at Alexander Capital, L.P. on alert to review carefully the activity and performance of their accounts and question whether Nikolaos Paloumbis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Alexander Capital, L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Alexander Capital, L.P. Due To Nikolaos Paloumbis If you have questions about Alexander Capital, L.P. and/or Nikolaos Paloumbis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2023

Scott Oliphant of Cetera Advisors LLC

DID SCOTT EDWARD OLIPHANT CAUSE YOU INVESTMENT LOSSES? Scott Oliphant Of Cetera Advisors LLC And Formerly With CFD Investments, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Scott Oliphant Customer Complaints Scott Oliphant has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by CFD Investments and the investor has not yet taken any further action. The other customer complaint is still pending in a FINRA arbitration proceeding filed against CFD Investments. Allegations Against Scott Oliphant A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Scott Oliphant Red Flags & Your Rights As An Investor Of course, Scott Oliphant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Oliphant at Cetera Advisors LLC and CFD Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Oliphant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and CFD Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Scott Oliphant If you have questions about Cetera Advisors LLC, CFD Investments, Inc. and/or Scott Oliphant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2023

Todd Oldham of NYLife Securities LLC

DID TODD GORDON OLDHAM CAUSE YOU INVESTMENT LOSSES? Todd Oldham Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Todd Oldham Customer Complaint Todd Oldham has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misleading statements related to the purchase of a variable annuity contract. NYLIFE Securities denied the customer complaint recently and the investor has yet to file her arbitration proceeding. Todd Oldham Red Flags & Your Rights As An Investor Of course, Todd Oldham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Oldham at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Oldham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Todd Oldham If you have questions about NYLife Securities LLC and/or Todd Oldham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2023

William O’Brien Of Cetera Advisors LLC

DID WILLIAM JAMES O’BRIEN CAUSE YOU INVESTMENT LOSSES? William O’Brien Of Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct William O’Brien Customer Complaints William O’Brien has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Commonwealth Financial Network and the investor took no further action. The other customer complaint is pending against NYLife Securities in a FINRA arbitration proceeding. Allegations Against William O’Brien A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: William O’Brien Red Flags & Your Rights As An Investor Of course, William O’Brien did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William O’Brien at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether William O’Brien has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To William O’Brien If you have questions about Cetera Advisors LLC and/or William O’Brien and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2023

John Nole of Paulson Investment Company LLC

DID JOHN ANTHONY NOLE CAUSE YOU INVESTMENT LOSSES? John Nole Of Paulson Investment Company LLC Has A Customer Complaint For Alleged Broker Misconduct John Nole Customer Complaint John Nole has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendations to invest in GWG L Bonds. The FINRA arbitration proceeding that was recently filed against Paulson Investment Company for John Nole’s alleged misconduct is still pending. John Nole Red Flags & Your Rights As An Investor Of course, John Nole did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Nole at Paulson Investment Company LLC on alert to review carefully the activity and performance of their accounts and question whether John Nole has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Paulson Investment Company LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Paulson Investment Company LLC Due To John Nole If you have questions about Paulson Investment Company LLC and/or John Nole and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2023

Jeffrey Noard of Emerson Equity LLC

DID JEFFREY DONALD NOARD CAUSE YOU INVESTMENT LOSSES? Jeffrey Noard Of Emerson Equity LLC And Formerly With Cabot Lodge Securities LLC Has 4 Customer Complaints For Alleged Broker Misconduct Jeffrey Noard Customer Complaints Jeffrey Noard has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint was settled by Cabot Lodge Securities in favor of the investor for more than the alleged damages. There are currently 3 FINRA arbitration proceedings pending against Cabot Lodge Securities for Jeffrey Noard’s alleged misconduct. Allegations Against Jeffrey Noard A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Jeffrey Noard Red Flags & Your Rights As An Investor Of course, Jeffrey Noard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Noard at Emerson Equity LLC and Cabot Lodge Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Noard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerson Equity LLC and Cabot Lodge Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Emerson Equity LLC Due To Jeffrey Noard If you have questions about Emerson Equity LLC, Cabot Lodge Securities LLC and/or Jeffrey Noard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2023

 Boris Niko of Ameriprise Financial Services, LLC

DID BORIS NIKO CAUSE YOU INVESTMENT LOSSES? Boris Niko Of Ameriprise Financial Services, LLC And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Boris Niko Customer Complaint Boris Niko has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for continuous unsuitable recommendations of high-risk investments. The customer’s FINRA arbitration proceeding is still pending against Wells Fargo Clearing Services for the advisor’s alleged misconduct. Boris Niko Red Flags & Your Rights As An Investor Of course, Boris Niko did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Boris Niko at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Boris Niko has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Boris Niko If you have questions about Ameriprise Financial Services, LLC, Wells Fargo Clearing Services, LLC and/or Boris Niko and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 29, 2023

Kristy Nicol of LPL Financial LLC

DID KRISTY H NICOL CAUSE YOU INVESTMENT LOSSES? Kristy Nicol Of LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Kristy Nicol Customer Complaints Kristy Nicol has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by LPL Financial in favor of the investor. LPL Financial and Raymond James denied two other customer complaints and the investors took no further action. Allegations Against Kristy Nicol A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Kristy Nicol Red Flags & Your Rights As An Investor Of course, Kristy Nicol did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristy Nicol at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Kristy Nicol has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kristy Nicol If you have questions about LPL Financial LLC and/or Kristy Nicol and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 29, 2023

Marylu Nicholls of Citigroup Global Markets Inc.

DID MARYLU ESCOBAR NICHOLLS CAUSE YOU INVESTMENT LOSSES? Marylu Nicholls Of Citigroup Global Markets Inc. And Formerly With Citi International Financial Services LLC Has A Customer Complaint For Alleged Broker Misconduct Marylu Nicholls Customer Complaint Marylu Nicholls has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to fully explain nature, mechanics, and risks of structured product investment. Citigroup Global Markets denied the customer complaint and to date, the investors have not taken any further action. Marylu Nicholls Red Flags & Your Rights As An Investor Of course, Marylu Nicholls did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marylu Nicholls at Citigroup Global Markets Inc. and Citi International Financial Services LLC on alert to review carefully the activity and performance of their accounts and question whether Marylu Nicholls has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citigroup Global Markets Inc. and Citi International Financial Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Citigroup Global Markets Inc. Due To Marylu Nicholls If you have questions about Citigroup Global Markets Inc., Citi International Financial Services LLC and/or Marylu Nicholls and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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