Jun 16, 2023

Robert Yasnis formerly with Aegis Capital Corp.

DID ROBERT RUVEIN YASNIS CAUSE YOU INVESTMENT LOSSES? Robert Yasnis Formerly With Aegis Capital Corp., Monmouth Capital Management LLC and Worden Capital Management LLC Has 3 Customer Complaints For Alleged Broker Misconduct Robert Yasnis Customer Complaints Robert Yasnis has been the subject of 3 customer complaints that we know about to recover investment losses. Two customer complaints were settled by Robert Yasnis’ former employers in favor of the investors. Buckman Buckman and Reed denied the other customer complaint and no further action was taken. Allegations Against Robert Yasnis     A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Yasnis Red Flags & Your Rights As An Investor Of course, Robert Yasnis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Yasnis at Aegis Capital Corp., Monmouth Capital Management LLC and Worden Capital Management LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Yasnis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp., Monmouth Capital Management LLC and Worden Capital Management LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Robert Yasnis If you have questions about Aegis Capital Corp., Monmouth Capital Management LLC, Worden Capital Management LLC and/or Robert Yasnis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 15, 2023

Robert Holland of Stifel, Nicolaus & Company, Incorporated

DID ROBERT PIERRE HOLLAND CAUSE YOU INVESTMENT LOSSES? Robert Holland Of Stifel, Nicolaus & Company, Incorporated Has A Customer Complaint For Alleged Broker Misconduct Robert Holland Customer Complaint Robert Holland has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were negligence and breach of fiduciary duty in connection with the purchase of common and preferred stock. Stifel Nicholas & Co. settled the customer dispute in favor of the investor. Robert Holland Red Flags & Your Rights As An Investor Of course, Robert Holland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Holland at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Robert Holland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Robert Holland If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Robert Holland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 15, 2023

Robert Donlan of The Investment Center, Inc.

DID ROBERT PAUL DONLAN CAUSE YOU INVESTMENT LOSSES? Robert Donlan Of The Investment Center, Inc. Has 11 Customer Complaints For Alleged Broker Misconduct Robert Donlan Customer Complaints Robert Donlan has been the subject of 11 customer complaints that we know about to recover investment losses. Seven of the customer complaints were settled in favor of the investors. Three customer complaints were denied and the investors took no further action. There is currently one FINRA arbitration proceeding pending against Windham Financial. Allegations Against Robert Donlan        A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Donlan Red Flags & Your Rights As An Investor Of course, Robert Donlan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Donlan at The Investment Center, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Donlan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Investment Center, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Investment Center, Inc. Due To Robert Donlan If you have questions about The Investment Center, Inc. and/or Robert Donlan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 15, 2023

Robert Ladino of IDB Capital Corp.

DID ROBERT OTHMAN LADINO CAUSE YOU INVESTMENT LOSSES? Robert Ladino Of IDB Capital Corp. And Formerly With NYLife Securities LLC and Safra Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Ladino Customer Complaint Robert Ladino has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor recommended they purchase and hold foreign corporate Bonds that were not suitable, further, the advisor did not diversify their accounts. Customer complaint was settled for $250,000 in favor of the investor. Robert Ladino Red Flags & Your Rights As An Investor Of course, Robert Ladino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Ladino at IDB Capital Corp., NYLife Securities LLC and Safra Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Ladino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IDB Capital Corp., NYLife Securities LLC and Safra Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At IDB Capital Corp. Due To Robert Ladino If you have questions about IDB Capital Corp., NYLife Securities LLC, Safra Securities LLC and/or Robert Ladino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 15, 2023

Robert Ford of Maxim Group LLC

DID ROBERT PATRICK FORD CAUSE YOU INVESTMENT LOSSES? Robert Ford Of Maxim Group LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Ford Customer Complaint Robert Ford has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor did not follow instructions to liquidate the client’s entire portfolio in a timely manner. Maxim Group settled the customer complaint favorably with the investor. Robert Ford Red Flags & Your Rights As An Investor Of course, Robert Ford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Ford at Maxim Group LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Ford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Maxim Group LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Maxim Group LLC Due To Robert Ford If you have questions about Maxim Group LLC and/or Robert Ford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 14, 2023

Robert Ambrus of Ameriprise Financial Services, LLC

DID ROBERT MARK AMBRUS CAUSE YOU INVESTMENT LOSSES? Robert Ambrus Of Ameriprise Financial Services, LLC And Formerly With Citigroup Global Markets Inc. Has A Customer Complaint For Alleged Broker Misconduct Robert Ambrus Customer Complaint Robert Ambrus has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer deposited $901,000 with the financial advisor and instructed him to keep the funds fully liquid. The advisor allegedly assured her that the money would be liquid, principal would be protected with no risk of loss and client would receive 2% interest guaranteed. The customer complaint was denied but Robert Ambrus was terminated by Citigroup Global Markets for concerns over client complaint and communications with that client about the status of principal and risk of a mutual fund investment. Robert Ambrus Red Flags & Your Rights As An Investor Of course, Robert Ambrus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Ambrus at Ameriprise Financial Services, LLC and Citigroup Global Markets Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Ambrus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Citigroup Global Markets Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Robert Ambrus If you have questions about Ameriprise Financial Services, LLC, Citigroup Global Markets Inc. and/or Robert Ambrus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 14, 2023

Robert Nagy of Comerica Securities

DID ROBERT LOUIS NAGY CAUSE YOU INVESTMENT LOSSES? Robert Nagy Of Comerica Securities Has 2 Customer Complaints For Alleged Broker Misconduct Robert Nagy Customer Complaints Robert Nagyhas been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Comerica Securities in favor of the investor. The Bank of America Investment Services denied the other customer complaint and no further action was taken. Allegations Against Robert Nagy       A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Nagy Red Flags & Your Rights As An Investor Of course, Robert Nagy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Nagy at Comerica Securitieson alert to review carefully the activity and performance of their accounts and question whether Robert Nagyhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Comerica Securitiesalso raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Comerica Securities Due To Robert Nagy If you have questions about Comerica Securities and/or Robert Nagy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 14, 2023

Robert Young, Jr. of Woodbury Financial Services, Inc.

DID ROBERT LEON YOUNG, JR CAUSE YOU INVESTMENT LOSSES? Robert Young, Jr. Of Woodbury Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Robert Young, Jr. Customer Complaint Robert Young, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unauthorized transaction. Woodbury Financial Services denied the customer complaint and no further action was taken by the investor to date. Robert Young, Jr. Red Flags & Your Rights As An Investor Of course, Robert Young, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Young, Jr. at Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Young, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodbury Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Woodbury Financial Services, Inc. Due To Robert Young, Jr. If you have questions about Woodbury Financial Services, Inc. and/or Robert Young, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 13, 2023

Robert McConnell formerly with TIAA-CREF Individual & Institutional Services, LLC

DID ROBERT KALADIN MCCONNELL CAUSE YOU INVESTMENT LOSSES? Robert McConnell Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Robert McConnell Customer Complaint Robert McConnell has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for investment advice concerning changes in customer’s portfolio causing financial damages. Robert McConnell’s former employer denied the customer complaint and, to date, no further action has been taken by the investor. Robert McConnell Red Flags & Your Rights As An Investor Of course, Robert McConnell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert McConnell at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert McConnell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Robert McConnell If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Robert McConnell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 13, 2023

Robert Lapetina of Nationwide Planning Associates Inc.

DID ROBERT JOSEPH LAPETINA CAUSE YOU INVESTMENT LOSSES? Robert Lapetina Of Nationwide Planning Associates Inc. Has 66 Customer Complaints For Alleged Broker Misconduct Robert Lapetina Customer Complaints Robert Lapetina has been the subject of 66 customer complaints that we know about to recover investment losses. Sixty-two of the customer complaints was settled by UBS Financial Services in favor of the investors. The brokerage firm only denied 3 customer complaints and no further action has been taken. There is currently one FINRA arbitration proceeding pending. Allegations Against Robert Lapetina         The majority of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses related to the offer and sale of Puerto Rico municipal bonds and Puerto Rico denominated closed-end bond funds. The allegations generally are for unsuitable investment recommendations, overconcentration of Puerto Rico products in client’s accounts and misrepresentations related thereto. Robert Lapetina Red Flags & Your Rights As An Investor Of course, Robert Lapetina did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Lapetina at Nationwide Planning Associates Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Lapetina has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Nationwide Planning Associates Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Nationwide Planning Associates Inc. Due To Robert Lapetina If you have questions about Nationwide Planning Associates Inc. and/or Robert Lapetina and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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