Nov 19, 2023

Juan Villalobos formerly with Money Concepts Capital Corp.

DID JUAN CARLOS VILLALOBOS CAUSE YOU INVESTMENT LOSSES? Juan Villalobos Formerly With Money Concepts Capital Corp. Has 3 Customer Complaints For Alleged Broker Misconduct Juan Villalobos Customer Complaints Juan Villalobos has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Money Concepts Capital Corp. in favor of the investors. The brokerage firm denied the other customer complaint and so far, the investor has not taken any further action. Allegations Against Juan Villalobos A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Juan Villalobos Red Flags & Your Rights As An Investor Of course, Juan Villalobos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Villalobos at Money Concepts Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Juan Villalobos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Money Concepts Capital Corp. Due To Juan Villalobos If you have questions about Money Concepts Capital Corp. and/or Juan Villalobos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 19, 2023

Ajay Verma of Ameriprise Financial Services, LLC

DID AJAY VERMA CAUSE YOU INVESTMENT LOSSES? Ajay Verma Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Ajay Verma Customer Complaint Ajay Verma has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were improper recommendation to exchange variable annuity contracts. The customer complaint evolved into a FINRA arbitration proceeding that is still pending. Ajay Verma Red Flags & Your Rights As An Investor Of course, Ajay Verma did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ajay Verma at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Ajay Verma has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Ajay Verma If you have questions about Ameriprise Financial Services, LLC and/or Ajay Verma and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 19, 2023

Alfred Vanderlaan formerly with Westpark Capital, Inc.

DID ALFRED SIETZE VANDERLAAN CAUSE YOU INVESTMENT LOSSES? Alfred Vanderlaan Formerly With Westpark Capital, Inc. And Sandlapper Securities, LLC Has 12 Customer Complaints For Alleged Broker Misconduct Alfred Vanderlaan Customer Complaints Alfred Vanderlaan has been the subject of 12 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Capwest Securities in favor the investors. Six of the customer complaints were denied by Alfred Vanderlaan’s former employer and the investors took no further action. There are currently 4 FINRA arbitration proceedings recently filed against Westpark Capital for Alfred Vanderlaan’s alleged misconduct in connection with the offer and sale of GWG L-bonds that are still pending. Allegations Against Alfred Vanderlaan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alfred Vanderlaan Red Flags & Your Rights As An Investor Of course, Alfred Vanderlaan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfred Vanderlaan at Westpark Capital, Inc. and Sandlapper Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Alfred Vanderlaan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Westpark Capital, Inc. and Sandlapper Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Westpark Capital, Inc. Due To Alfred Vanderlaan If you have questions about Westpark Capital, Inc., Sandlapper Securities, LLC and/or Alfred Vanderlaan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 18, 2023

Jason Turner of Ameriprise Financial Services, LLC

DID JASON BRIAN TURNER CAUSE YOU INVESTMENT LOSSES? Jason Turner Of Ameriprise Financial Services, LLC And Formerly With Investment Professionals, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Jason Turner Customer Complaints Jason Turner has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Edward Jones and the investor took no further action. The other customer complaint against Newbridge Securities Corporation for Jason Turner’s alleged misconduct is still pending. Allegations Against Jason Turner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Jason Turner Red Flags & Your Rights As An Investor Of course, Jason Turner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Turner at Ameriprise Financial Services, LLC and Investment Professionals, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jason Turner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Investment Professionals, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Jason Turner If you have questions about Ameriprise Financial Services, LLC, Investment Professionals, Inc. and/or Jason Turner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 18, 2023

Timothy Tremblay of Centaurus Financial, Inc

DID TIMOTHY NEIL TREMBLAY CAUSE YOU INVESTMENT LOSSES? Timothy Tremblay Of Centaurus Financial, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Timothy Tremblay Customer Complaints Timothy Tremblay has been the subject of 8 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award entered against Prudential Securities for Timothy Tremblay’s alleged misconduct. Five customer complaints were settled by Timothy Tremblay’s current and former employers. There are currently two FINRA arbitration proceedings pending against Centaurus Financial for Timothy Tremblay’s alleged misconduct. Allegations Against Timothy Tremblay A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Timothy Tremblay Red Flags & Your Rights As An Investor Of course, Timothy Tremblay did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Tremblay at Centaurus Financial, Inc on alert to review carefully the activity and performance of their accounts and question whether Timothy Tremblay has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc Due To Timothy Tremblay If you have questions about Centaurus Financial, Inc and/or Timothy Tremblay and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 18, 2023

Todd Trautmann of Thrivent Investment Management Inc.

DID TODD ARTHUR TRAUTMANN CAUSE YOU INVESTMENT LOSSES? Todd Trautmann Of Thrivent Investment Management Inc. Has A Customer Complaint For Alleged Broker Misconduct Todd Trautmann Customer Complaint Todd Trautmann has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an insurance contract was misrepresented to the customer as an investment. Thrivent Investment Management recently denied the customer complaint and, to date, the investor has not taken any further action. Todd Trautmann Red Flags & Your Rights As An Investor Of course, Todd Trautmann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Trautmann at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Todd Trautmann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Todd Trautmann If you have questions about Thrivent Investment Management Inc. and/or Todd Trautmann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 18, 2023

Taylor Thompson of UBS Financial Services Inc.

DID TAYLOR MICHAEL THOMPSON CAUSE YOU INVESTMENT LOSSES? Taylor Thompson Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Taylor Thompson Customer Complaint Taylor Thompson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations, the failure to consider trustee’s best interest and management of her portfolio. The customer complaint was recently filed and still pending. Taylor Thompson Red Flags & Your Rights As An Investor Of course, Taylor Thompson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Taylor Thompson at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Taylor Thompson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Taylor Thompson If you have questions about UBS Financial Services Inc. and/or Taylor Thompson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 17, 2023

Matthew Thompson of Fifth Third Securities, Inc.

DID MATTHEW TODD THOMPSON CAUSE YOU INVESTMENT LOSSES? Matthew Thompson Of Fifth Third Securities, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Matthew Thompson Customer Complaints Matthew Thompson has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Two customer complaints were settled by Matthew Thompson’s employer in favor of the investors. Three customer complaints were denied by Fifth Third Securities, Inc. and the investors took no further action. Allegations Against Matthew Thompson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Matthew Thompson Red Flags & Your Rights As An Investor Of course, Matthew Thompson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Thompson at Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Thompson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fifth Third Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fifth Third Securities, Inc. Due To Matthew Thompson If you have questions about Fifth Third Securities, Inc. and/or Matthew Thompson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 17, 2023

Raymond Thompson, Jr of Edward Jones

DID RAYMOND CLYDE THOMPSON JR CAUSE YOU INVESTMENT LOSSES? Raymond Thompson, Jr of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Raymond Thompson, Jr Customer Complaints Raymond Thompson, Jr has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Edward Jones and Co. and, to date, the investor has not taken any further action. The other customer dispute against Edward Jones for Raymond Clyde’s alleged misconduct that was recently filed is still pending. Allegations Against Raymond Thompson, Jr A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Raymond Thompson, Jr Red Flags & Your Rights As An Investor Of course, Raymond Thompson, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Thompson, Jr at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Raymond Thompson, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Raymond Thompson, Jr If you have questions about Edward Jones and/or Raymond Thompson, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 17, 2023

Adam Thies of Fidelity Brokerage Services LLC

DID ADAM THIES CAUSE YOU INVESTMENT LOSSES? Adam Thies Of Fidelity Brokerage Services LLC And Formerly With Axa Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Adam Thies Customer Complaint Adam Thies has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor’s recommendation to sell certain equity positions in her account was unsuitable and not in her best interest considering the potential tax implications. Adam Thies Red Flags & Your Rights As An Investor Of course, Adam Thies did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Thies at Fidelity Brokerage Services LLC and Axa Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Thies has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and Axa Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Adam Thies If you have questions about Fidelity Brokerage Services LLC, Axa Advisors, LLC and/or Adam Thies and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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