Oct 22, 2023

Raymond Harrison of Morgan Stanley

DID RAYMOND ERIC HARRISON CAUSE YOU INVESTMENT LOSSES? Raymond Harrison Of Morgan Stanley And Formerly With E-Trade Capital Management, LLC Has A Customer Complaint For Alleged Broker Misconduct Raymond Harrison Customer Complaint Raymond Harrison has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty for permitting clients father to trade and withdrawal of funds from clients custodial account for father’s own benefit. The recently filed FINRA arbitration proceeding is still pending. Raymond Harrison Red Flags & Your Rights As An Investor Of course, Raymond Harrison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Harrison at Morgan Stanley and E-Trade Capital Management, LLC on alert to review carefully the activity and performance of their accounts and question whether Raymond Harrison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and E-Trade Capital Management, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Raymond Harrison If you have questions about Morgan Stanley, E-Trade Capital Management, LLC and/or Raymond Harrison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 22, 2023

Rick Kent of LPL Financial LLC

DID RICK LEE KENT CAUSE YOU INVESTMENT LOSSES? Rick Kent Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Rick Kent Customer Complaint Rick Kent has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow client’s instructions and unauthorized withdrawals from an annuity. The customer complaint is still pending with the firm. Rick Kent Red Flags & Your Rights As An Investor Of course, Rick Kent did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rick Kent at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Rick Kent has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Rick Kent If you have questions about LPL Financial LLC and/or Rick Kent and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 22, 2023

 Kelly Lawson of Portsmouth Financial Services

DID KELLY S LAWSON CAUSE YOU INVESTMENT LOSSES? Kelly Lawson Of Portsmouth Financial Services Has A Customer Complaint For Alleged Broker Misconduct Kelly Lawson Customer Complaint Kelly Lawson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable investment recommendation and misrepresentation of a GWG L Bond. The customer complaint is still pending. Kelly Lawson Red Flags & Your Rights As An Investor Of course, Kelly Lawson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kelly Lawson at Portsmouth Financial Services on alert to review carefully the activity and performance of their accounts and question whether Kelly Lawson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Portsmouth Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Portsmouth Financial Services Due To Kelly Lawson If you have questions about Portsmouth Financial Services and/or Kelly Lawson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 21, 2023

Mary Kenny of Equitable Advisors, LLC

DID MARY SUE KENNY CAUSE YOU INVESTMENT LOSSES? Mary Kenny Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Mary Kenny Customer Complaint Mary Kenny has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor recommended unsuitable investments for a senior citizen. The customer complaint is still pending. Mary Kenny Red Flags & Your Rights As An Investor Of course, Mary Kenny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mary Kenny at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Mary Kenny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Mary Kenny If you have questions about Equitable Advisors, LLC and/or Mary Kenny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 21, 2023

Teri Kelley of Morgan Stanley

DID TERI TWARKINS KELLEY CAUSE YOU INVESTMENT LOSSES? Teri Kelley Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Teri Kelley Customer Complaint Teri Kelley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure of broker of record on variable life insurance policy to recommend changes in subaccounts there were unsuitable for her. The FINRA arbitration proceeding file against Morgan Stanley for the advisor’s alleged misconduct is still pending. Teri Kelley Red Flags & Your Rights As An Investor Of course, Teri Kelley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Teri Kelley at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Teri Kelley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Teri Kelley If you have questions about Morgan Stanley and/or Teri Kelley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 21, 2023

Brieane Kelley of Wells Fargo Clearing Services, LLC

DID BRIEANE S KELLEY CAUSE YOU INVESTMENT LOSSES? Brieane Kelley Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Brieane Kelley Customer Complaint Brieane Kelley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresenting a variable annuity contract. Wells Fargo Clearing Services settled the customer complaint in favor of the investor. Brieane Kelley Red Flags & Your Rights As An Investor Of course, Brieane Kelley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brieane Kelley at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Brieane Kelley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Brieane Kelley If you have questions about Wells Fargo Clearing Services, LLC and/or Brieane Kelley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 21, 2023

Joseph Katzaroff of UBS Financial Services Inc.

DID JOSEPH P KATZAROFF CAUSE YOU INVESTMENT LOSSES? Joseph Katzaroff Of UBS Financial Services Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Joseph Katzaroff Customer Complaints Joseph Katzaroffhas been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Joseph Katzaroff’s former employer in favor of the investors. One complaint was denied and the other is still pending. Allegations Against Joseph Katzaroff A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Katzaroff Red Flags & Your Rights As An Investor Of course, Joseph Katzaroff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Katzaroff at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Katzaroff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Joseph Katzaroff If you have questions about UBS Financial Services Inc. and/or Joseph Katzaroff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 20, 2023

Jeffrey Karp of LPL Financial LLC

DID JEFFREY RICHARD KARP CAUSE YOU INVESTMENT LOSSES? Jeffrey Karp Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Jeffrey Karp Customer Complaint Jeffrey Karp has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations. The arbitration claim was recently filed and is still pending. Jeffrey Karp Red Flags & Your Rights As An Investor Of course, Jeffrey Karp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Karp at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Karp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Jeffrey Karp If you have questions about LPL Financial LLC and/or Jeffrey Karp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 20, 2023

Mark Just of Triad Advisors LLC

DID MARK WILLIAM JUST CAUSE YOU INVESTMENT LOSSES? Mark Just Of Triad Advisors LLC Has 14 Customer Complaints For Alleged Broker Misconduct Mark Just Customer Complaints Mark Just has been the subject of 14 customer complaints that we know about to recover investment losses. Eight of the customer complaints were settled by Triad Advisors in favor of the investors due to Mark Just’s alleged misconduct. Three of the customer complaints were denied by the brokerage firm and the investors so far have not taken any further action. There are currently 3 arbitration proceedings still pending. Allegations Against Mark Just A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Just Red Flags & Your Rights As An Investor Of course, Mark Just did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Just at Triad Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Just has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Triad Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Triad Advisors LLC Due To Mark Just If you have questions about Triad Advisors LLC and/or Mark Just and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 20, 2023

Claudia Jasso of NYLife Securities LLC

DID CLAUDIA JASSO CAUSE YOU INVESTMENT LOSSES? Claudia Jasso Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Claudia Jasso Customer Complaint Claudia Jasso has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misinforming customer about the nature of the investment. Customer thought they were investing in traditional IRA accounts when in fact they purchased variable annuity contracts. NYLife denied the customer complaint earlier this year and so far the investor has not taken any further action. Claudia Jasso Red Flags & Your Rights As An Investor Of course, Claudia Jasso did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Claudia Jasso at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Claudia Jasso has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Claudia Jasso If you have questions about NYLife Securities LLC and/or Claudia Jasso and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading