Oct 17, 2023

Kevin Gleim of Thrivent Investment Management Inc.

DID KEVIN GERALD GLEIM CAUSE YOU INVESTMENT LOSSES? Kevin Gleim Of Thrivent Investment Management Inc. Has A Customer Complaint For Alleged Broker Misconduct Kevin Gleim Customer Complaint Kevin Gleim has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the single premium immediate annuity funded with partial redemption of a mutual fund is not a suitable investment for the client. Kevin Gleim’s current employer recently denied the customer complaint and, to date, the investor has not taken any further action. Kevin Gleim Red Flags & Your Rights As An Investor Of course, Kevin Gleim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Gleim at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Gleim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Kevin Gleim If you have questions about Thrivent Investment Management Inc. and/or Kevin Gleim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 17, 2023

Kenneth Frasier of Fidelity Brokerage Services LLC

DID KENNETH DALE FRASIER CAUSE YOU INVESTMENT LOSSES? Kenneth Frasier Of Fidelity Brokerage Services LLC Has A Customer Complaint For Alleged Broker Misconduct Kenneth Frasier Customer Complaint Kenneth Frasier has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the registered representatives recommendation to sell certain equity positions in her account was unsuitable and not in her best interests considering the potential tax implications. Fidelity Brokerage Services recently denied the customer complaint and, to date, investor has not taken any further action. Kenneth Frasier Red Flags & Your Rights As An Investor Of course, Kenneth Frasier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Frasier at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Kenneth Frasier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Kenneth Frasier If you have questions about Fidelity Brokerage Services LLC and/or Kenneth Frasier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 17, 2023

Stephen Fraser of Goldman Sachs & Co. LLC

DID STEPHEN FRASER CAUSE YOU INVESTMENT LOSSES? Stephen Fraser Of Goldman Sachs & Co. LLC And Formerly with First Republic Securities Company, LLC and Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Stephen Fraser Customer Complaint Stephen Fraser has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that investments in corporate bonds through a discretionary investment account is not in alignment with than investment plan discussed between the registered representative and the client. The FINRA arbitration proceeding filed against Goldman Sachs for Stephen Fraser’s alleged misconduct is still pending. Stephen Fraser Red Flags & Your Rights As An Investor Of course, Stephen Fraser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Fraser at Goldman Sachs & Co. LLC, First Republic Securities Company, LLC and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Stephen Fraser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Goldman Sachs & Co. LLC, First Republic Securities Company, LLC and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Goldman Sachs & Co. LLC Due To Stephen Fraser If you have questions about Goldman Sachs & Co. LLC, First Republic Securities Company, LLC, Northwestern Mutual Investment Services, LLC and/or Stephen Fraser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 16, 2023

Jeffrey Forbes of JP Morgan Securities LLC

DID JEFFREY M FORBES CAUSE YOU INVESTMENT LOSSES? Jeffrey Forbes Of JP Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Jeffrey Forbes Customer Complaint Jeffrey Forbes has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations involving REITs. The customer dispute is still pending in a FINRA arbitration proceeding filed against J.P. Turner and Co., LLC. Jeffrey Forbes Red Flags & Your Rights As An Investor Of course, Jeffrey Forbes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Forbes at JP Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Forbes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at JP Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At JP Morgan Securities LLC Due To Jeffrey Forbes If you have questions about JP Morgan Securities LLC and/or Jeffrey Forbes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 16, 2023

Peter Evans of LPL Financial LLC

DID PETER MARTIN EVANS CAUSE YOU INVESTMENT LOSSES? Peter Evans Of LPL Financial LLC And Formerly With Securian Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Peter Evans Customer Complaints Peter Evans has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Securian Financial Services in favor of the investor. Another FINRA arbitration proceeding filed against LPL Financial for Peter Evans alleged misconduct is still pending. Allegations Against Peter Evans A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Evans Red Flags & Your Rights As An Investor Of course, Peter Evans did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Evans at LPL Financial LLC and Securian Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Evans has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Securian Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Peter Evans If you have questions about LPL Financial LLC, Securian Financial Services, Inc. and/or Peter Evans and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 16, 2023

John Enright of Wells Fargo Clearing Services, LLC

DID JOHN GRAHAM ENRGHT CAUSE YOU INVESTMENT LOSSES? John Enright Of Wells Fargo Clearing Services, LLC And Formerly With Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct John Enright Customer Complaints John Enright has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor. Wells Fargo Clearing Services recently denied the other customer complaint against the firm for John Graham’s alleged misconduct and, to date, the investor has not taken any further action. John Enright Red Flags & Your Rights As An Investor Of course, John Enright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Enright at Wells Fargo Clearing Services, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether John Enright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To John Enright If you have questions about Wells Fargo Clearing Services, LLC, Edward Jones and/or John Enright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 16, 2023

Benjamin Eastman of Thrivent Investment Management Inc.

DID BENJAMIN BRADLEY EASTMAN CAUSE YOU INVESTMENT LOSSES? Benjamin Eastman Of Thrivent Investment Management Inc. Has A Customer Complaint For Alleged Broker Misconduct Benjamin Eastman Customer Complaint Benjamin Eastman has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor misrepresented the terms of a variable universal life insurance contract. Benjamin Eastman’s employer recently denied the customer complaint and to date, no further action has been taken. Benjamin Eastman Red Flags & Your Rights As An Investor Of course, Benjamin Eastman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Benjamin Eastman at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Benjamin Eastman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Benjamin Eastman If you have questions about Thrivent Investment Management Inc. and/or Benjamin Eastman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 15, 2023

Adam Donlevie of Centaurus Financial, Inc.

DID ADAM JAMES DONLEVIE CAUSE YOU INVESTMENT LOSSES? Adam Donlevie Of Centaurus Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Adam Donlevie Customer Complaint Adam Donlevie has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the recommendation of a high risk, illiquid investment was unsuitable for the client. The arbitration proceeding recently filed against Centaurus Financial for Adam Donlevie’s alleged misconduct is still pending. Adam Donlevie Red Flags & Your Rights As An Investor Of course, Adam Donlevie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Donlevie at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Donlevie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Adam Donlevie If you have questions about Centaurus Financial, Inc. and/or Adam Donlevie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 15, 2023

Brenton Ditto of LPL Financial LLC

DID BRENTON E DITTO CAUSE YOU INVESTMENT LOSSES? Brenton Ditto Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Brenton Ditto Customer Complaint Brenton Ditto has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation of government debt. LPL Financial settled the customer complaint in favor of the investor. Brenton Ditto Red Flags & Your Rights As An Investor Of course, Brenton Ditto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brenton Ditto at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Brenton Ditto has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Brenton Ditto If you have questions about LPL Financial LLC and/or Brenton Ditto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 15, 2023

Timothy Derouin of Northwestern Mutual Investment Services, LLC

DID TIMOTHY PATRICK DEROUIN CAUSE YOU INVESTMENT LOSSES? Timothy Derouin Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Timothy Derouin Customer Complaint Timothy Derouin has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor move funds from customers IRA account without his consent and open a fixed income annuity. Northwestern Mutual Investment Services recently denied the customer complaint and, to date, the investor has not taken any further action. Timothy Derouin Red Flags & Your Rights As An Investor Of course, Timothy Derouin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Derouin at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Derouin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Timothy Derouin If you have questions about Northwestern Mutual Investment Services, LLC and/or Timothy Derouin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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