Nov 13, 2023

William Shin of Pruco Securities, LLC

DID WILLIAM SHIN CAUSE YOU INVESTMENT LOSSES? William Shin Of Pruco Securities, LLC And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct William Shin Customer Complaint William Shin has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative did not fully disclose all the facts regarding the hidden costs of insurance. Pruco Securities denied the customer complaint recently and, so far, investor has not taken any further action. William Shin Red Flags & Your Rights As An Investor Of course, William Shin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Shin at Pruco Securities, LLC and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether William Shin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To William Shin If you have questions about Pruco Securities, LLC, J.P. Morgan Securities LLC and/or William Shin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 12, 2023

Lei Shan of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID LEI SHAN CAUSE YOU INVESTMENT LOSSES? Lei Shan Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Lei Shan Customer Complaint Lei Shan has been the subject of at least one customer complaint that we know about seeking to recover investment fees. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of fees associated with a managed/wrap the account. Merrill Lynch Pierce Fenner and Smith recently denied the customer complaint and so far, the investor has not taken any further action. Lei Shan Red Flags & Your Rights As An Investor Of course, Lei Shan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lei Shan at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Lei Shan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Lei Shan If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Lei Shan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 12, 2023

Stephen Seiber of UBS Financial Services Inc.

DID STEPHEN JOHN SEIBER CAUSE YOU INVESTMENT LOSSES? Stephen Seiber Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Stephen Seiber Customer Complaint Stephen Seiber has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were made by family members that the advisor and his team failed to follow the instructions of the client and disbursed all the client’s assets to an unauthorized individual. The successor trustees and family members are now litigating the matter in a court proceeding which on information and belief is still pending. Stephen Seiber Red Flags & Your Rights As An Investor Of course, Stephen Seiber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Seiber at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Seiber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Stephen Seiber If you have questions about UBS Financial Services Inc. and/or Stephen Seiber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 12, 2023

John Seiber of UBS Financial Services Inc.

DID JOHN MITCHELL SEIBER CAUSE YOU INVESTMENT LOSSES? John Seiber Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct John Seiber Customer Complaint John Seiber has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were UBS financial advisor team failed to follow client’s instructions and disbursed all the assets to an unauthorized individual. The customer complaint was recently filed and denied by the brokerage firm. Thereafter, the beneficiaries filed a civil action which is still pending. John Seiber Red Flags & Your Rights As An Investor Of course, John Seiber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Seiber at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether John Seiber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To John Seiber If you have questions about UBS Financial Services Inc. and/or John Seiber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 12, 2023

Farhad Sediqi of Infinex Investments, Inc.

DID FARHAD SEDIQI CAUSE YOU INVESTMENT LOSSES? Farhad Sediqi Of Infinex Investments, Inc. And Formerly With Cuna Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Farhad Sediqi Customer Complaint Farhad Sediqi has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor recommended a short-term investment with a yearly 4% return, however, customer has suffered significant losses. The customer complaint is still pending with Cuna Brokerage Services. Farhad Sediqi Red Flags & Your Rights As An Investor Of course, Farhad Sediqi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Farhad Sediqi at Infinex Investments, Inc. and Cuna Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Farhad Sediqi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, Inc. and Cuna Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Infinex Investments, Inc. Due To Farhad Sediqi If you have questions about Infinex Investments, Inc., Cuna Brokerage Services, Inc. and/or Farhad Sediqi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 12, 2023

Valentino Scott of Centaurus Financial, Inc.

DID VALENTINO MICHAEL SCOTT CAUSE YOU INVESTMENT LOSSES? Valentino Scott Of Centaurus Financial, Inc. Has 11 Customer Complaints For Alleged Broker Misconduct Valentino Scott Customer Complaints Valentino Scott has been the subject of 11 customer complaints that we know about to recover investment losses. One arbitration award was entered against Centaurus Financial for Valentino Scott’s alleged misconduct causing investor losses. Two of the customer complaints were settled by Centaurus Financial in favor of the investors. Four of Valentino Scott’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 4 pending customer complaints filed against Centaurus Financial for investment losses caused by Valentino Scott’s alleged misconduct. Allegations Against Valentino Scott A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Valentino Scott Red Flags & Your Rights As An Investor Of course, Valentino Scott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Valentino Scott at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Valentino Scott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Valentino Scott If you have questions about Centaurus Financial, Inc. and/or Valentino Scott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 11, 2023

 Eric Schwartz of LPL Financial LLC

DID ERIC MATTHEW SCHWARTZ CAUSE YOU INVESTMENT LOSSES? Eric Schwartz Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Eric Schwartz Customer Complaint Eric Schwartz has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations of REITs. The FINRA arbitration proceeding is still pending against LPL Financial for Eric Schwartz’s alleged misconduct. Eric Schwartz Red Flags & Your Rights As An Investor Of course, Eric Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Schwartz at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Eric Schwartz If you have questions about LPL Financial LLC and/or Eric Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 11, 2023

Robin Schultz of Moloney Securities Co., Inc.

DID ROBIN CAROL SCHULTZ CAUSE YOU INVESTMENT LOSSES? Robin Schultz Of Moloney Securities Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct Robin Schultz Customer Complaint Robin Schultz has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations and negligence. The claim was recently filed and is still pending in a FINRA arbitration proceeding. Robin Schultz Red Flags & Your Rights As An Investor Of course, Robin Schultz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robin Schultz at Moloney Securities Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Robin Schultz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Moloney Securities Co., Inc.  Due To Robin Schultz If you have questions about Moloney Securities Co., Inc. and/or Robin Schultz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 11, 2023

Stewart Schrader formerly with Raymond James Financial Services, Inc.

DID STEWART E SCHRADER CAUSE YOU INVESTMENT LOSSES? Stewart Schrader Formerly With Raymond James Financial Services, Inc. and Fifth Third Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Stewart Schrader Customer Complaint Stewart Schrader has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of a surrender of a variable annuity contract. Fifth Third Securities recently denied the customer complaint and the investor took no further action. Stewart Schrader Red Flags & Your Rights As An Investor Of course, Stewart Schrader did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stewart Schrader at Raymond James Financial Services, Inc. and Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stewart Schrader has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Fifth Third Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Stewart Schrader If you have questions about Raymond James Financial Services, Inc., Fifth Third Securities, Inc. and/or Stewart Schrader and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 11, 2023

Gretchen Schorr formerly with Moloney Securities Co., Inc.

DID GRETCHEN MARIE SCHORR CAUSE YOU INVESTMENT LOSSES? Gretchen Schorr Formerly With Moloney Securities Co., Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Gretchen Schorr Customer Complaints Gretchen Schorr has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Moloney Securities in favor of the investors. The third customer complaint is still pending against the brokerage firm. Allegations Against Gretchen Schorr A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Gretchen Schorr Red Flags & Your Rights As An Investor Of course, Gretchen Schorr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gretchen Schorr at Moloney Securities Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Gretchen Schorr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Moloney Securities Co., Inc. Due To Gretchen Schorr If you have questions about Moloney Securities Co., Inc. and/or Gretchen Schorr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading