Jun 2, 2023

Richard Stoyeck formerly with Titus Rockefeller, LLC

DID RICHARD CHRISTOPHER STOYECK CAUSE YOU INVESTMENT LOSSES? Richard Stoyeck Formerly With Titus Rockefeller, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Richard Stoyeck Customer Complaints Richard Stoyeck has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding and award against Richard Stoyeck for $572,000 in compensatory damages, $100,000 in punitive damages, plus attorney’s fees, costs and other sanctions. Three of the other customer disputes settled by the adviser’s former employers in favor of the investors. One FINRA Arbitration proceeding is still pending against his employers for his alleged misconduct. Allegations Against Richard Stoyeck A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Stoyeck Red Flags & Your Rights As An Investor Of course, Richard Stoyeck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Stoyeck at Titus Rockefeller, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Stoyeck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Titus Rockefeller, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Titus Rockefeller, LLC Due To Richard Stoyeck If you have questions about Titus Rockefeller, LLC and/or Richard Stoyeck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 2, 2023

Richard Schultz formerly with Stifel, Nicolaus & Company, Incorporated

DID RICHARD C. SCHULTZ CAUSE YOU INVESTMENT LOSSES? Richard Schultz Formerly With Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Richard Schultz Customer Complaints Richard Schultz has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints evolved into an arbitration proceeding an award in favor of the investor. The other customer complaint was denied by Stifel Nicolaus & Co. and, to date, the customer has not taken any further action. Allegations Against Richard Schultz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Schultz Red Flags & Your Rights As An Investor Of course, Richard Schultz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Schultz at Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Schultz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and Wells Fargo Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Richard Schultz If you have questions about Stifel, Nicolaus & Company, Incorporated, Wells Fargo Advisors, LLC and/or Richard Schultz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 1, 2023

Richard Hinesley of The Huntington Investment Company

DID RICHARD CHARLES HINESLEY CAUSE YOU INVESTMENT LOSSES? Richard Hinesley Of The Huntington Investment Company Has A Customer Complaint For Alleged Broker Misconduct Richard Hinesley Customer Complaint Richard Hinesley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose significant tax consequences in moving out of a variable annuity contract into a managed account. The Huntington Investment Company settled the customer complaint in favor of the investor. Richard Hinesley Red Flags & Your Rights As An Investor Of course, Richard Hinesley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Hinesley at The Huntington Investment Company on alert to review carefully the activity and performance of their accounts and question whether Richard Hinesley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Huntington Investment Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Huntington Investment Company Due To Richard Hinesley If you have questions about The Huntington Investment Company and/or Richard Hinesley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 1, 2023

Ricardo Latta of Kovack Securities Inc.

DID RICARDO LATTA CAUSE YOU INVESTMENT LOSSES? Ricardo Latta Of Kovack Securities Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Ricardo Latta Customer Complaints Ricardo Latta has been the subject of 4 customer complaints that we know about to recover investment losses. All 4 customer complaints were settled by Ricardo Latta’s former employers in favor of the investors. Allegations Against Ricardo Latta A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ricardo Latta Red Flags & Your Rights As An Investor Of course, Ricardo Latta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ricardo Latta at Kovack Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Ricardo Latta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kovack Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kovack Securities Inc. Due To Ricardo Latta If you have questions about Kovack Securities Inc. and/or Ricardo Latta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 1, 2023

Ricardo Urrutia formerly with Mutual of Omaha Investor Services, Inc.

DID RICARDO ENRIQUE URRUTIA CAUSE YOU INVESTMENT LOSSES? Ricardo Urrutia Formerly With Mutual of Omaha Investor Services, Inc. and AKA Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Ricardo Urrutia Customer Complaints Ricardo Urrutia has been the subject of 3 other customer complaints that we know about to recover investment losses. All 3 customer complaints were denied and, to date, no further action has been taken. Allegations Against Ricardo Urrutia A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ricardo Urrutia Red Flags & Your Rights As An Investor Of course, Ricardo Urrutia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ricardo Urrutia at Mutual of Omaha Investor Services, Inc. and AKA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Ricardo Urrutiahas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual of Omaha Investor Services, Inc. and AKA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Mutual of Omaha Investor Services, Inc Due To Ricardo Urrutia If you have questions about Mutual of Omaha Investor Services, Inc., AKA Advisors, LLC and/or Ricardo Urrutia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 1, 2023

Ric Reyes formerly with The Tidal Group, Inc

DID RIC A REYES CAUSE YOU INVESTMENT LOSSES? Ric Reyes Formerly With The Tidal Group, Inc Has 2 Customer Complaints For Alleged Broker Misconduct Ric Reyes Customer Complaints Ric Reyes has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by the Tidal Group in favor of the investor. The brokerage firm denied the other customer complaint and no further action was taken. Allegations Against Ric Reyes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ric Reyes Red Flags & Your Rights As An Investor Of course, Ric Reyes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ric Reyes at The Tidal Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ric Reyes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Tidal Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Tidal Group, Inc. Due To Ric Reyes If you have questions about The Tidal Group, Inc. and/or Ric Reyes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 31, 2023

Reese Gneiting of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID REESE C GNEITING CAUSE YOU INVESTMENT LOSSES? Reese Gneiting Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Reese Gneiting Customer Complaint Reese Gneiting has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were or an unsuitable investment recommendation. Merrill Lynch Pierce Fenner and Smith denied the customer complaint and, to date, no further action has been taken. Reese Gneiting Red Flags & Your Rights As An Investor Of course, Reese Gneiting did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Reese Gneiting at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Reese Gneiting has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Reese Gneiting If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Reese Gneiting and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 30, 2023

Raymond Velasco, Sr. formerly with LPL Financial LLC

DID RAYMOND ALAGAO VELASCO, SR. CAUSE YOU INVESTMENT LOSSES? Raymond Velasco, Sr. Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Raymond Velasco, Sr. Customer Complaint Raymond Velasco, Sr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for replacing an existing life insurance policy with a new variable universal life insurance policy without customer’s knowledge. The arbitration against MetLife Securities is still pending. Raymond Velasco, Sr. Red Flags & Your Rights As An Investor Of course, Raymond Velasco, Sr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Velasco, Sr. at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Raymond Velasco, Sr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Raymond Velasco, Sr. If you have questions about LPL Financial LLC and/or Raymond Velasco, Sr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 30, 2023

Ray Reese of Money Concepts Capital Corp.

DID RAY GENE REESE CAUSE YOU INVESTMENT LOSSES? Ray Reese Of Money Concepts Capital Corp. Has 6 Customer Complaints For Alleged Broker Misconduct Ray Reese Customer Complaints Ray Reese has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Ray Reese’s current and former employers in favor of the investors. One customer complaint was denied by Pruco Securities and the customer took no further action. There is currently one pending FINRA arbitration proceeding against Money Concepts Capital Corp. for Ray Reese’s alleged misconduct. Allegations Against Ray Reese A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ray Reese Red Flags & Your Rights As An Investor Of course, Ray Reese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ray Reese at Money Concepts Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Ray Reese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Money Concepts Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Money Concepts Capital Corp. Due To Ray Reese If you have questions about Money Concepts Capital Corp. and/or Ray Reese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 30, 2023

Rashid Bissat of Sorrento Pacific Financial, LLC

DID RASHID HASSAN BISSAT CAUSE YOU INVESTMENT LOSSES? Rashid Bissat Of Sorrento Pacific Financial, LLC Has A Customer Complaint For Alleged Broker Misconduct Rashid Bissat Customer Complaint Rashid Bissat has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions related to a mutual fund exchange. Rashid Bissat’s employer denied the customer complaint and, to date, no further action has been taken. Rashid Bissat Red Flags & Your Rights As An Investor Of course, Rashid Bissat did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rashid Bissat at Sorrento Pacific Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Rashid Bissat has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sorrento Pacific Financial, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sorrento Pacific Financial, LLC Due To Rashid Bissat If you have questions about Sorrento Pacific Financial, LLC and/or Rashid Bissat and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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