May 30, 2023

Rashid Bissat of Sorrento Pacific Financial, LLC

DID RASHID HASSAN BISSAT CAUSE YOU INVESTMENT LOSSES? Rashid Bissat Of Sorrento Pacific Financial, LLC Has A Customer Complaint For Alleged Broker Misconduct Rashid Bissat Customer Complaint Rashid Bissat has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions related to a mutual fund exchange. Rashid Bissat’s employer denied the customer complaint and, to date, no further action has been taken. Rashid Bissat Red Flags & Your Rights As An Investor Of course, Rashid Bissat did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rashid Bissat at Sorrento Pacific Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Rashid Bissat has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sorrento Pacific Financial, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sorrento Pacific Financial, LLC Due To Rashid Bissat If you have questions about Sorrento Pacific Financial, LLC and/or Rashid Bissat and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 28, 2023

Ramiro Colon III of ACP Securities, LLC

DID RAMIRO LUIS COLON III CAUSE YOU INVESTMENT LOSSES? Ramiro Colon III Of ACP Securities, LLC And Formerly With UBS Financial Services Inc. Has 42 Customer Complaints For Alleged Broker Misconduct Ramiro Colon III Customer Complaints Ramiro Colon III has been the subject of 42 customer complaints that we know about to recover investment losses. One of the customer complaints resulted in an arbitration award against UBS Financial Services for the advisor’s alleged misconduct. Thirty-four of the customer complaints were settled for millions of dollars by UBS Financial Services in favor of the investors. Five of the customer complaints were denied and no further action was taken. There are currently 2 customer complaints pending in arbitration for the advisor’s alleged misconduct. Allegations Against Ramiro Colon III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses generally relate to the offer and sale of misrepresented, overconcentration, and therefore unsuitable Puerto Rico municipal bonds in Puerto Rico closed-end bond fund transactions by Ramiro Colon III and other advisors he allegedly failed to supervise. Ramiro Colon III Red Flags & Your Rights As An Investor Of course, Ramiro Colon III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ramiro Colon III at ACP Securities, LLC and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Ramiro Colon III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at ACP Securities, LLC and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At ACP Securities, LLC Due To Ramiro Colon III If you have questions about ACP Securities, LLC, UBS Financial Services Inc. and/or Ramiro Colon III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 28, 2023

Ralph Rager of Securian Financial Services, Inc.

DID RALPH DOUGLAS RAGER CAUSE YOU INVESTMENT LOSSES? Ralph Rager Of Securian Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Ralph Rager Customer Complaints Ralph Rager has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors by Ralph Rager’s current employer. The brokerage firm denied another customer complaint and, to date, no further action has been taken. There is currently one FINRA arbitration proceeding pending against Securian Financial Services for the adviser’s alleged misconduct. Allegations Against Ralph Rager A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ralph Rager Red Flags & Your Rights As An Investor Of course, Ralph Rager did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ralph Rager at Securian Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ralph Rager has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securian Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securian Financial Services, Inc. Due To Ralph Rager If you have questions about Securian Financial Services, Inc.  and/or Ralph Rager and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 28, 2023

Ralph Metz Jr. of Spartan Capital Securities, LLC

DID RALPH EDWARD METZ, JR CAUSE YOU INVESTMENT LOSSES? Ralph Metz, Jr. Of Spartan Capital Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Ralph Metz Jr. Customer Complaint Ralph Metz, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations in common and preferred stock. Spartan Capital Securities denied the customer complaint and no further action was taken. Ralph Metz Jr. Red Flags & Your Rights As An Investor Of course, Ralph Metz, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ralph Metz, Jr. at Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Ralph Metz, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Ralph Metz, Jr. If you have questions about Spartan Capital Securities, LLC and/or Ralph Metz, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 27, 2023

Ralph Jackson, III of Morgan Stanley

DID RALPH A. JACKSON III CAUSE YOU INVESTMENT LOSSES? Ralph Jackson, III Of Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Ralph Jackson, III Customer Complaints Ralph Jackson, III has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints are settled by Ralph Jackson’s current and former employers in favor of the investors. UBS Financial Services denied the other customer complaint and no further action was taken. Allegations Against Ralph Jackson, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ralph Jackson, III Red Flags & Your Rights As An Investor Of course, Ralph Jackson, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ralph Jackson, III at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ralph Jackson, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ralph Jackson, III If you have questions about Morgan Stanley and/or Ralph Jackson, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 27, 2023

Preston Rainer formerly with TIAA-CREF Individual & Institutional Services, LLC

DID PRESTON JERMAINE RAINER CAUSE YOU INVESTMENT LOSSES? Preston Rainer Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Preston Rainer Customer Complaint Preston Rainer has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations to “hold” an “stay the course and right this out.” The brokerage firm denied the customer complaint and, to date, no further action has been taken by the customer against the firm or broker. Preston Rainer Red Flags & Your Rights As An Investor Of course, Preston Rainer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Preston Rainer at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Preston Rainer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Preston Rainer If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Preston Rainer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 26, 2023

Philip Beviano, Jr. of Signature Securities

DID PHILIP DONALD BEVIANO JR CAUSE YOU INVESTMENT LOSSES? Philip Beviano, Jr. Of Signature Securities Has 11 Customer Complaints For Alleged Broker Misconduct Philip Beviano, Jr. Customer Complaints Philip Beviano, Jr. has been the subject of 11 customer complaints that we know about to recover investment losses. Eight of the customer complaints were settled by Philip Biviano’s current and former employers in favor of the investors. The brokerage firms denied the other customer complaints and no further action was taken. Allegations Against Philip Beviano, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Philip Beviano, Jr. Red Flags & Your Rights As An Investor Of course, Philip Beviano, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Philip Beviano, Jr. at Signature Securities on alert to review carefully the activity and performance of their accounts and question whether Philip Beviano, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Signature Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Signature Securities Due To Philip Beviano, Jr. If you have questions about Signature Securities and/or Philip Beviano, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 25, 2023

Peter Ianace formerly with Wells Fargo Clearing Services, LLC

DID PETER VINCENT IANACE CAUSE YOU INVESTMENT LOSSES? Peter Ianace Formerly With Wells Fargo Clearing Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 4 Customer Complaints For Alleged Broker Misconduct Peter Ianace Customer Complaints Peter Ianace has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by the advisors former employers in favor of the investors. AG Edwards and Sons denied the other customer complaint and no further action was taken. Allegations Against Peter Ianace A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Ianace Red Flags & Your Rights As An Investor Of course, Peter Ianace did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Ianace at Wells Fargo Clearing Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Peter Ianace has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Peter Ianace If you have questions about Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Peter Ianace and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 25, 2023

Peter Higgins of Janney Montgomery Scott LLC

DID PETER THOMPSON HIGGINS CAUSE YOU INVESTMENT LOSSES? Peter Higgins Of Janney Montgomery Scott LLC Has 4 Customer Complaints For Alleged Broker Misconduct Peter Higgins Customer Complaints Peter Higgins has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints evolved into arbitration proceedings and resulted in the awards against the brokerage firms and in favor of the customers. The other 2 customer complaints were settled by Janney Montgomery Scott in favor of the investors. Allegations Against Peter Higgins A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Higgins Red Flags & Your Rights As An Investor Of course, Peter Higgins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Higgins at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Peter Higginshas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Peter Higgins If you have questions about Janney Montgomery Scott LLC and/or Peter Higgins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 25, 2023

Peter Magni of Park Avenue Securities LLC

DID PETER ROBERT MAGNI CAUSE YOU INVESTMENT LOSSES? Peter Magni Of Park Avenue Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Peter Magni Customer Complaint Peter Magni has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions to liquidate their account. Park Avenue Securities denied the customer complaint and, to date, the customers have not taken any further action. Peter Magni Red Flags & Your Rights As An Investor Of course, Peter Magni did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Magni at Park Avenue Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Peter Magni has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Park Avenue Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Park Avenue Securities LLC Due To Peter Magni If you have questions about Park Avenue Securities LLC and/or Peter Magni and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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