Nov 6, 2023

Michael Risko Infinex Investments, Inc.

DID MICHAEL WILLIAM RISKO CAUSE YOU INVESTMENT LOSSES? Michael Risko Of Infinex Investments, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Michael Risko Customer Complaints Michael Risko has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints are still pending, one with Infinex Investments and the other with Essex National Securities in a recently filed FINRA arbitration proceeding. Allegations Against Michael Risko A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Michael Risko Red Flags & Your Rights As An Investor Of course, Michael Risko did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Risko at Infinex Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Risko has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Infinex Investments, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Infinex Investments, Inc. Due To Michael Risko If you have questions about Infinex Investments, Inc. and/or Michael Risko and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 5, 2023

Matthew Rigoli of Citigroup Global Markets Inc.

DID MATTHEW J RIGOLI CAUSE YOU INVESTMENT LOSSES? Matthew Rigoli Of Citigroup Global Markets Inc. And Formerly With BBVA Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Matthew Rigoli Customer Complaint Matthew Rigoli has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions to sell mutual fund investments and reinvest the proceeds and the variable annuity. The customer complaint is still pending and awaiting a response from Citigroup Global Markets. Matthew Rigoli Red Flags & Your Rights As An Investor Of course, Matthew Rigoli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Rigoli at Citigroup Global Markets Inc. and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Rigoli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citigroup Global Markets Inc. and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Citigroup Global Markets Inc. Due To Matthew Rigoli If you have questions about Citigroup Global Markets Inc., BBVA Securities Inc. and/or Matthew Rigoli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 5, 2023

Cheryl Richardson of MML Investors Services, LLC

DID CHERYL DIANE RICHARDSON CAUSE YOU INVESTMENT LOSSES? Cheryl Richardson Of MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Cheryl Richardson Customer Complaints Cheryl Richardson has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by MML Investors Services for Cheryl Richardson’s alleged misconduct in favor of the investors. The other customer dispute was denied by the brokerage firm and the investor took no further action. Allegations Against Cheryl Richardson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Cheryl Richardson Red Flags & Your Rights As An Investor Of course, Cheryl Richardson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cheryl Richardson at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Cheryl Richardson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Cheryl Richardson If you have questions about MML Investors Services, LLC and/or Cheryl Richardson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 5, 2023

Aaron Rice of PNC Investments

DID AARON V RICE CAUSE YOU INVESTMENT LOSSES? Aaron Rice Of PNC Investments And Formerly With BBVA Securities Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Aaron Rice Customer Complaints Aaron Rice has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint was settled by BBVA Securities in favor of the investor. The other 3 customer complaints were denied by the same brokerage firm and, to date, the investors have not taken any further action. Allegations Against Aaron Rice A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Aaron Rice Red Flags & Your Rights As An Investor Of course, Aaron Rice did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Rice at PNC Investments and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Aaron Rice has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PNC Investments and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PNC Investments Due To Aaron Rice If you have questions about PNC Investments, BBVA Securities Inc. and/or Aaron Rice and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 5, 2023

Harold Reinstein of First Republic Securities Company, LLC

DID HAROLD LOUIS REINSTEIN CAUSE YOU INVESTMENT LOSSES? Harold Reinstein Of First Republic Securities Company, LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Harold Reinstein Customer Complaint Harold Reinstein has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations and misrepresentations related to a managed account. If an arbitration proceeding which was recently filed is still pending. Harold Reinstein Red Flags & Your Rights As An Investor Of course, Harold Reinstein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harold Reinstein at First Republic Securities Company, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Harold Reinstein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Republic Securities Company, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Republic Securities Company, LLC Due To Harold Reinstein If you have questions about First Republic Securities Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Harold Reinstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 5, 2023

Kevin Reed formerly with U.S. Bancorp Investments, Inc.

DID KEVIN MILAN REED CAUSE YOU INVESTMENT LOSSES? Kevin Reed Formerly With U.S. Bancorp Investments, Inc., PNC Investments and BBVA Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Kevin Reed Customer Complaint Kevin Reed has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client was solicited to invest in a brokerage account and assured investment was safe which appears to be untrue. Wells Fargo Advisors denied the customer complaint and the investor took no further action. Kevin Reed Red Flags & Your Rights As An Investor Of course, Kevin Reed did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Reed at U.S. Bancorp Investments, Inc., PNC Investments and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Reed has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc., PNC Investments and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Kevin Reed If you have questions about U.S. Bancorp Investments, Inc., PNC Investments, BBVA Securities Inc. and/or Kevin Reed and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2023

Lawrence Raymond of Sentinel Securities, Inc.

DID LAWRENCE BRIAN RAYMOND CAUSE YOU INVESTMENT LOSSES? Lawrence Raymond Of Sentinel Securities, Inc. And Formerly With Valmark Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Lawrence Raymond Customer Complaints Lawrence Raymond has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by EQ Financial Consultants in favor of the investor. His former employer, Equitable Advisors, recently denied the other customer complaint and to date the investor has not taken any further action. Allegations Against Lawrence Raymond A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Lawrence Raymond Red Flags & Your Rights As An Investor Of course, Lawrence Raymond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Raymond at Sentinel Securities, Inc. and Valmark Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lawrence Raymond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sentinel Securities, Inc. and Valmark Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sentinel Securities, Inc. Due To Lawrence Raymond If you have questions about Sentinel Securities, Inc., Valmark Securities, Inc. and/or Lawrence Raymond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2023

Joseph Randolph of Wells Fargo Clearing Services, LLC

DID JOSEPH ANTHONY RANDOLPH CAUSE YOU INVESTMENT LOSSES? Joseph Randolph Of Wells Fargo Clearing Services, LLC And Formerly With Fifth Third Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Joseph Randolph Customer Complaint Joseph Randolph has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser gave erroneous advice relating to beneficiary designation causing improper withdrawals and/or transfer of monies from client’s accounts. The customer complaint is currently pending in West Virginia State Court. Joseph Randolph Red Flags & Your Rights As An Investor Of course, Joseph Randolph did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Randolph at Wells Fargo Clearing Services, LLC and Fifth Third Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Randolph has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Fifth Third Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Joseph Randolph If you have questions about Wells Fargo Clearing Services, LLC, Fifth Third Securities, Inc. and/or Joseph Randolph and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2023

Arthur Randall, III of UBS Financial Services Inc.

DID ARTHUR RANDALL III  CAUSE YOU INVESTMENT LOSSES? Arthur Randall, III Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Arthur Randall, III Customer Complaints Arthur Randall, III has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by UBS Financial Services in favor of the investor. The brokerage firm denied another customer complaint in June 2023 and so far, the investor has not taken any further action. Allegations Against Arthur Randall, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Arthur Randall, III Red Flags & Your Rights As An Investor Of course, Arthur Randall, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Arthur Randall, III at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Arthur Randall, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Arthur Randall, III If you have questions about UBS Financial Services Inc. and/or Arthur Randall, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2023

Andy Rampersaud of LPL Financial LLC

DID ANDY S RAMPERSAUD CAUSE YOU INVESTMENT LOSSES? Andy Rampersaud Of LPL Financial LLC And Formerly With Securities America, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Andy Rampersaud Customer Complaints Andy Rampersaud has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint was settled by Cambridge Investment Research in favor of the investor. Two of Andy Rampersaud’s former employers denied customer complaints and the investors took no further action. There is currently one arbitration proceeding recently filed against Securities America, Inc. for the advisor’s alleged misconduct that is still pending. Allegations Against Andy Rampersaud A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Andy Rampersaud Red Flags & Your Rights As An Investor Of course, Andy Rampersaud did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andy Rampersaud at LPL Financial LLC and Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Andy Rampersaud has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Securities America, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Andy Rampersaud If you have questions about LPL Financial LLC, Securities America, Inc. and/or Andy Rampersaud and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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