May 24, 2023

Peter Rhee of Cetera Investment Advisers LLC

DID PETER KYUNG HOON RHEE CAUSE YOU INVESTMENT LOSSES? Peter Rhee Of Cetera Investment Advisers LLC And Formerly With First Allied Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Peter Rhee Customer Complaints Peter Rhee has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Peter Rhee’s former employers in favor of the investors. There is currently one FINRA arbitration proceeding pending against Investment Planners for the adviser’s alleged misconduct. Allegations Against Peter Rhee A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Rhee Red Flags & Your Rights As An Investor Of course, Peter Rhee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Rhee at Cetera Investment Advisers LLC and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Rhee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Advisers LLC and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Advisers LLC Due To Peter Rhee If you have questions about Cetera Investment Advisers LLC, First Allied Securities, Inc. and/or Peter Rhee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 24, 2023

Peter Kalmus of IBN Financial Services, Inc.

DID PETER JOSEPH KALMUS CAUSE YOU INVESTMENT LOSSES? Peter Kalmus Of IBN Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Peter Kalmus Customer Complaints Peter Kalmus has been the subject of 4 customer complaints that we know about to recover investment losses. All 4 customer complaints were settled by Peter Kalmus’ current and former employers in favor of the investors. Allegations Against Peter Kalmus A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Kalmus Red Flags & Your Rights As An Investor Of course, Peter Kalmus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Kalmus at IBN Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Kalmus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IBN Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At IBN Financial Services, Inc. Due To Peter Kalmus If you have questions about IBN Financial Services, Inc. and/or Peter Kalmus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 23, 2023

Peter Mersberger of LPL Financial LLC

DID PETER JEROME MERSBERGER CAUSE YOU INVESTMENT LOSSES? Peter Mersberger Of LPL Financial LLC And Formerly With Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Peter Mersberger Customer Complaints Peter Mersberger has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints was settled by Peter Mersberger’s former employer Voya Financial Advisors in favor of the investors. The other customer dispute was denied by ING Financial Services and the customer took no further action. Allegations Against Peter Mersberger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Mersberger Red Flags & Your Rights As An Investor Of course, Peter Mersberger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Mersberger at LPL Financial LLC, Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Mersberger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Peter Mersberger If you have questions about LPL Financial LLC, Cambridge Investment Research, Inc., Voya Financial Advisors, Inc. and/or Peter Mersberger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 23, 2023

Peter Wagner of Oppenheimer & Co. Inc.

DID PETER HENRY WAGNER CAUSE YOU INVESTMENT LOSSES? Peter Wagner Of Oppenheimer & Co. Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Peter Wagner Customer Complaints Peter Wagner has been the subject of 4 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by UBS Financial Services in favor of the investors. The other 3 customer complaints were denied by Peter Wagner’s current and former employers and, to date, no further action has been taken by any of the customers. Allegations Against Peter Wagner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Wagner Red Flags & Your Rights As An Investor Of course, Peter Wagner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Wagner at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Wagner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Peter Wagner If you have questions about Oppenheimer & Co. Inc. and/or Peter Wagner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 23, 2023

Peter Cassell of MML Investors Services, LLC

DID PETER EVERETT CASSELL CAUSE YOU INVESTMENT LOSSES? Peter Cassell Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Peter Cassell Customer Complaint Peter Cassell has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose the variable life insurance policy purchase could lapse due to insufficient funding. MML Investors Services denied the customer complaint and, to date, the customer has not taken any further action. Peter Cassell Red Flags & Your Rights As An Investor Of course, Peter Cassell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Cassell at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Peter Cassell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Peter Cassell If you have questions about MML Investors Services, LLC and/or Peter Cassell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2023

Peter Maller of Lincoln Financial Advisors Corporation

DID PETER DAVID MALLER CAUSE YOU INVESTMENT LOSSES? Peter Maller Of Lincoln Financial Advisors Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Peter Maller Customer Complaints Peter Maller has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Lincoln Financial Advisors in favor of the investors. The brokerage firm denied the other 2 customer complaints and, to date, no further action has been taken. Allegations Against Peter Maller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Maller Red Flags & Your Rights As An Investor Of course, Peter Maller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Maller at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Peter Maller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Peter Maller If you have questions about Lincoln Financial Advisors Corporation and/or Peter Maller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2023

Pauline Chu of UBS Financial Services Inc

DID PAULINE PUI YUEN CHU CAUSE YOU INVESTMENT LOSSES? Pauline Chu Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Pauline Chu Customer Complaint Pauline Chu has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions to invest in liquids investments. UBS Financial Services denied the customer complaint and, to date, no further action has been taken by the customer. Pauline Chu Red Flags & Your Rights As An Investor Of course, Pauline Chu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pauline Chu at UBS Financial Services Inc on alert to review carefully the activity and performance of their accounts and question whether Pauline Chu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Pauline Chu If you have questions about UBS Financial Services Inc. and/or Pauline Chu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2023

Paul Murphy of Calton & Associates, Inc.

DID PAUL WILLIAM MURPHY CAUSE YOU INVESTMENT LOSSES? Paul Murphy Of Calton & Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Paul Murphy Customer Complaints Paul Murphy has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors by Calton and Associates and/or Newport Coast Securities in favor of the investors. The other customer complaint is still pending against Calton and Associates in a FINRA arbitration proceeding. Allegations Against Paul Murphy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Murphy Red Flags & Your Rights As An Investor Of course, Paul Murphy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Murphy at Calton & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Murphy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Calton & Associates, Inc. Due To Paul Murphy If you have questions about Calton & Associates, Inc. and/or Paul Murphy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 21, 2023

Paul Haberek, Jr. of Wells Fargo Clearing Services, LLC

DID PAUL STEPHEN HABEREK JR CAUSE YOU INVESTMENT LOSSES? Paul Haberek, Jr. Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Paul Haberek, Jr. Customer Complaints Paul Haberek, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Wells Fargo Advisors and UBS Financial Services in favor of the investors. Allegations Against Paul Haberek, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Haberek, Jr. Red Flags & Your Rights As An Investor Of course, Paul Haberek, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Haberek, Jr. at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Paul Haberek, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Paul Haberek, Jr. If you have questions about Wells Fargo Clearing Services, LLC and/or Paul Haberek, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 21, 2023

Paul Snider of Morgan Stanley

DID PAUL RUSSELL SNIDER CAUSE YOU INVESTMENT LOSSES? Paul Snider Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Paul Snider Customer Complaints Paul Snider has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints was settled by Morgan Stanley in favor of the investors. Allegations Against Paul Snider A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Snider Red Flags & Your Rights As An Investor Of course, Paul Snider did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Snider at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Paul Snider has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Paul Snider If you have questions about Morgan Stanley and/or Paul Snider and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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