Oct 5, 2023

Harlem Valdez formerly with J.P. Morgan Securities LLC

DID HARLEM A VALDEZ CAUSE YOU INVESTMENT LOSSES? Harlem Valdez Formerly With J.P. Morgan Securities LLC and Northwestern Mutual Investment Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Harlem Valdez Customer Complaints Harlem Valdez has been the subject of 4 customer complaints that we know about to recover investment losses. All four customer complaints were recently denied by J.P. Morgan Securities, and to date, the customers have not taken any further action. Allegations Against Harlem Valdez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Harlem Valdez Red Flags & Your Rights As An Investor Of course, Harlem Valdez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harlem Valdez at J.P. Morgan Securities LLC and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Harlem Valdez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Harlem Valdez If you have questions about J.P. Morgan Securities LLC, Northwestern Mutual Investment Services, LLC and/or Harlem Valdez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 5, 2023

James Unger of MML Investors Services, LLC

DID JAMES HAROLD UNGER CAUSE YOU INVESTMENT LOSSES? James Unger Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct James Unger Customer Complaint James Unger has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that their variable life insurance policy was misrepresented by James Unger in terms of subaccount returns and premiums being sufficient to fund the policy and the subaccounts being invested into the agreed upon asset allocations throughout the policy’s administration. The customer complaint filed against James Unger’s former employer, New England Securities, for investment losses caused by the alleged misconduct is still pending in Delaware County Court of Common Appeals as of the date of this report. James Unger Red Flags & Your Rights As An Investor Of course, James Unger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Unger at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Unger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To James Unger If you have questions about MML Investors Services, LLC and/or James Unger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 5, 2023

Amy Tucker of Edward Jones

DID AMY MARIE TUCKER CAUSE YOU INVESTMENT LOSSES? Amy Tucker Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Amy Tucker Customer Complaint Amy Tucker has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and other claims relating to the purchase of Lord Abbott Funds. The customer filed a FINRA arbitration proceeding which is still pending against Edward Jones for Amy Tucker’s alleged misconduct. Amy Tucker Red Flags & Your Rights As An Investor Of course, Amy Tucker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amy Tucker at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Amy Tucker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Amy Tucker If you have questions about Edward Jones and/or Amy Tucker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 5, 2023

Efrain Trujillo formerly with Western International Securities, Inc.

DID EFRAIN BALDERRAMA TRUJILLO CAUSE YOU INVESTMENT LOSSES? Efrain Trujillo Formerly With Western International Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Efrain Trujillo Customer Complaints Efrain Trujillo has been the subject of 2 customer complaints that we know about recovering investment losses. Financial West Group settled one of the customer complaints against the financial advisor in favor of the investor. There is currently one complaint filed against Western International Securities for Efrain Trujillo’s nonpayment of a promissory note and excessive trading. Allegations Against Efrain Trujillo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Efrain Trujillo Red Flags & Your Rights As An Investor Of course, Efrain Trujillo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Efrain Trujillo at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Efrain Trujillo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Efrain Trujillo If you have questions about Western International Securities, Inc. and/or Efrain Trujillo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 4, 2023

Stephanie Trentowski of MML Investors Services, LLC

DID STEPHANIE RINSCHLER TRENTOWSKI CAUSE YOU INVESTMENT LOSSES? Stephanie Trentowski Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Stephanie Trentowski Customer Complaint Stephanie Trentowski has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading and undisclosed fees. MML Investors Services recently denied the customer complaint and, to date, the investor has not taken any further action. Stephanie Trentowski Red Flags & Your Rights As An Investor Of course, Stephanie Trentowski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephanie Trentowski at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Stephanie Trentowski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Stephanie Trentowski If you have questions about MML Investors Services, LLC and/or Stephanie Trentowski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 4, 2023

Trent Bryson of LPL Financial LLC

DID TRENT DANA BRYSON CAUSE YOU INVESTMENT LOSSES? Trent Bryson Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Trent Bryson Customer Complaint Trent Bryson has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations to customer relating to retirement plan. The customer complaint recently filed is still pending with LPL Financial. Trent Bryson Red Flags & Your Rights As An Investor Of course, Trent Bryson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Trent Bryson at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Trent Bryson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Trent Bryson If you have questions about LPL Financial LLC and/or Trent Bryson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 4, 2023

Timothy Fitzgerald of NYLife Securities LLC

DID TIMOTHY COLLINS FITZGERALD CAUSE YOU INVESTMENT LOSSES? Timothy Fitzgerald Of NYLife Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Timothy Fitzgerald Customer Complaints Timothy Fitzgerald has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by NYLIFE Securities in favor of the investors. The other customer complaint that was recently filed is still pending against the brokerage firm for Timothy Fitzgerald’s alleged misconduct. Allegations Against Timothy Fitzgerald A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Timothy Fitzgerald Red Flags & Your Rights As An Investor Of course, Timothy Fitzgerald did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Fitzgerald at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Fitzgerald has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Timothy Fitzgerald If you have questions about NYLife Securities LLC and/or Timothy Fitzgerald and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 4, 2023

Timothy Brown of Emerson Equity LLC

DID TIMOTHY EUGENE BROWN CAUSE YOU INVESTMENT LOSSES? Timothy Brown Of Emerson Equity LLC Has 2 Customer Complaints For Alleged Broker Misconduct Timothy Brown Customer Complaints Timothy Brown has been the subject of 2 customer complaints that we know about recovering investment losses. Both of the customer complaints are still pending in recently filed FINRA arbitration proceedings against Newbridge Securities Corporation and Emerson Equity. Allegations Against Timothy Brown A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Timothy Brown Red Flags & Your Rights As An Investor Of course, Timothy Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Brown at Emerson Equity LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Emerson Equity LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Emerson Equity LLC Due To Timothy Brown If you have questions about Emerson Equity LLC and/or Timothy Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 3, 2023

Timothy Brennan of Morgan Stanley

DID TIMOTHY J BRENNAN CAUSE YOU INVESTMENT LOSSES? Timothy Brennan Of Morgan Stanley And Formerly With Jeffries LLC Has A Customer Complaint For Alleged Broker Misconduct Timothy Brennan Customer Complaint Timothy Brennan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the investment strategy implemented in customer’s accounts involving structured products was not in their best interest. The FINRA arbitration proceeding that was recently filed is still pending. Timothy Brennan Red Flags & Your Rights As An Investor Of course, Timothy Brennan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Brennan at Morgan Stanley and Jeffries LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Brennan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Jeffries LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Timothy Brennan If you have questions about Morgan Stanley, Jeffries LLC and/or Timothy Brennan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 3, 2023

Thomas Bennett formerly with Unionbanc Investment Services, LLC

DID THOMAS FRANCIS BENNETT CAUSE YOU INVESTMENT LOSSES? Thomas Bennett Formerly With Unionbanc Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Thomas Bennett Customer Complaint Thomas Bennett has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative sold securities without client’s authorization. The customer complaint was denied by Unionbanc Investment Services and to date, the investor has not taken any further action. Thomas Bennett Red Flags & Your Rights As An Investor Of course, Thomas Bennett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Bennett at Unionbanc Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas Bennett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Unionbanc Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Unionbanc Investment Services, LLC Due To Thomas Bennett If you have questions about Unionbanc Investment Services, LLC and/or Thomas Bennett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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