May 17, 2023

Norbert Witt of SCF Securities, Inc.

DID NORBERT MICHAEL WITT CAUSE YOU INVESTMENT LOSSES? Norbert Witt Of SCF Securities, Inc. And Formerly With LPL Financial LLC and Invest Financial Corporation Has 4 Customer Complaints For Alleged Broker Misconduct Norbert Witt Customer Complaints Norbert Witt has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Royal Alliance in favor of the investors. The other 2 customer complaints were denied by Norbert Witt’s former employers and, today, the customers have not taken any further action. Allegations Against Norbert Witt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Norbert Witt Red Flags & Your Rights As An Investor Of course, Norbert Witt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Norbert Witt at SCF Securities, Inc., LPL Financial LLC and Invest Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether Norbert Witt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SCF Securities, Inc., LPL Financial LLC and Invest Financial Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At SCF Securities, Inc. Due To Norbert Witt If you have questions about SCF Securities, Inc., LPL Financial LLC, Invest Financial Corporation and/or Norbert Witt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 16, 2023

Niraj Bhanderi of Performance Trust Capital Partners, LLC

DID NIRAJ M BHANDERI CAUSE YOU INVESTMENT LOSSES? Niraj Bhanderi Of Performance Trust Capital Partners, LLC Has A Customer Complaint For Alleged Broker Misconduct Niraj Bhanderi Customer Complaint Niraj Bhanderi has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the investment manager fraudulently overstated the value of customers holdings. The state court action in New York New York is still pending. Niraj Bhanderi Red Flags & Your Rights As An Investor Of course, Niraj Bhanderi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Niraj Bhanderi at Performance Trust Capital Partners, LLC on alert to review carefully the activity and performance of their accounts and question whether Niraj Bhanderi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Performance Trust Capital Partners, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Performance Trust Capital Partners, LLC Due To Niraj Bhanderi If you have questions about Performance Trust Capital Partners, LLC and/or Niraj Bhanderi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 16, 2023

Nicole Bertsch formerly with American Independent Securities Group, LLC

DID NICOLE JUSTINA BERTSCH CAUSE YOU INVESTMENT LOSSES? Nicole Bertsch Formerly With American Independent Securities Group, LLC and Capital Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Nicole Bertsch Customer Complaints Nicole Bertsch has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer disputes were settled by Capital Financial Services in favor of the investors. Allegations Against Nicole Bertsch A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Nicole Bertsch Red Flags & Your Rights As An Investor Of course, Nicole Bertsch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicole Bertsch at American Independent Securities Group, LLC and Capital Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicole Bertsch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Independent Securities Group, LLC and Capital Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At American Independent Securities Group, LLC Due To Nicole Bertsch If you have questions about American Independent Securities Group, LLC, Capital Financial Services, Inc. and/or Nicole Bertsch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 16, 2023

Nicole Falciano of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID NICOLE A FALCIANO CAUSE YOU INVESTMENT LOSSES? Nicole Falciano Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Nicole Falciano Customer Complaint Nicole Falciano has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions with respect to transactions in the account. Merrill, Lynch Pierce Fenner and Smith settled the customer dispute in favor of the investor. Nicole Falciano Red Flags & Your Rights As An Investor Of course, Nicole Falciano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicole Falciano at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Nicole Falciano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Nicole Falciano If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Nicole Falciano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 16, 2023

Nicholas Wasielewski of TIAA-CREF Individual & Institutional Services, LLC

DID NICHOLAS MARK WASIELEWSKI CAUSE YOU INVESTMENT LOSSES? Nicholas Wasielewski Of TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Nicholas Wasielewski Customer Complaint Nicholas Wasielewski has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to execute sales of stocks and bonds that the client agreed to in a timely manner. TIAA-CREF settled the customer dispute in favor of the investor. Nicholas Wasielewski Red Flags & Your Rights As An Investor Of course, Nicholas Wasielewski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Wasielewski at TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Wasielewski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TIAA-CREF Individual & Institutional Services, LLC Due To Nicholas Wasielewski If you have questions about TIAA-CREF Individual & Institutional Services, LLC and/or Nicholas Wasielewski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 16, 2023

Nicholas Canuso of LPL Financial LLC

DID NICHOLAS JR ANDREW CANUSO CAUSE YOU INVESTMENT LOSSES? Nicholas Canuso Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Nicholas Canuso Customer Complaint Nicholas Canuso has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an unsuitable investment recommendations of an alternative investment. LPL Financial settled the customer dispute in favor of the investor. Nicholas Canuso Red Flags & Your Rights As An Investor Of course, Nicholas Canuso did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Canuso at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Canuso has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Nicholas Canuso If you have questions about LPL Financial LLC and/or Nicholas Canuso and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 15, 2023

Nicholas Webster of RBC Capital Markets, LLC

DID NICHOLAS THOMAS WEBSTER CAUSE YOU INVESTMENT LOSSES? Nicholas Webster Of RBC Capital Markets, LLC Has A Customer Complaint For Alleged Broker Misconduct Nicholas Webster Customer Complaint Nicholas Webster has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions with respect to changes in the managed account. RBC Capital Markets settled the customer dispute in favor of the investor. Nicholas Webster Red Flags & Your Rights As An Investor Of course, Nicholas Webster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Webster at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Webster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Nicholas Webster If you have questions about RBC Capital Markets, LLC and/or Nicholas Webster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 15, 2023

Nicholas Schiano of Spartan Capital Securities, LLC

DID NICHOLAS JAMES SCHIANO CAUSE YOU INVESTMENT LOSSES? Nicholas Schiano Of Spartan Capital Securities, LLC and Worden Capital Management LLC Has 8 Customer Complaints For Alleged Broker Misconduct Nicholas Schiano Customer Complaints Nicholas Schiano has been the subject of 8 customer complaints that we know about to recover investment losses. Five of the customer complaints were settled by Nicholas Schiano’s current and former employers in favor of the investors. There are currently 3 arbitration proceedings pending against his current and former employers. Allegations Against Nicholas Schiano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Nicholas Schiano Red Flags & Your Rights As An Investor Of course, Nicholas Schiano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Schiano at Spartan Capital Securities, LLC and Worden Capital Management LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Schiano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC and Worden Capital Management LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Nicholas Schiano If you have questions about Spartan Capital Securities, LLC, Worden Capital Management LLC and/or Nicholas Schiano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 15, 2023

Nicholas Baecker formerly with Thrivent Investment Management Inc.

DID NICHOLAS GREGORY BAECKER CAUSE YOU INVESTMENT LOSSES? Nicholas Baecker Formerly With Thrivent Investment Management Inc. Has A Customer Complaint For Alleged Broker Misconduct Nicholas Baecker Customer Complaint Nicholas Baecker has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for selling a whole life insurance policy and a variable annuity that was not in the customer’s best interest. Thrivent Investment Management settled the customer complaint in favor of the investor. It also terminated Nicholas Baecker’s employment at the firm. Nicholas Baecker Red Flags & Your Rights As An Investor Of course, Nicholas Baecker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Baecker at Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicholas Baecker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Thrivent Investment Management Inc. Due To Nicholas Baecker If you have questions about Thrivent Investment Management Inc. and/or Nicholas Baecker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 15, 2023

Nicholas Alencewicz of Fidelity Brokerage Services LLC

DID NICHOLAS EDWARD ALENCEWICZ CAUSE YOU INVESTMENT LOSSES? Nicholas Alencewicz Of Fidelity Brokerage Services LLC and Formerly With Strategic Advisers LLC Has A Customer Complaint For Alleged Broker Misconduct Nicholas Alencewicz Customer Complaint Nicholas Alencewicz has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions to liquidate securities. Fidelity Brokerage Services denied the customer complaint and, to date, the customer has not taken any further action. Nicholas Alencewicz Red Flags & Your Rights As An Investor Of course, Nicholas Alencewicz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Alencewicz at Fidelity Brokerage Services LLC and Strategic Advisers LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Alencewicz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and Strategic Advisers LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Nicholas Alencewicz If you have questions about Fidelity Brokerage Services LLC, Strategic Advisers LLC and/or Nicholas Alencewicz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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