Oct 3, 2023

Taylor Cole of U.S. Bancorp Investments, Inc.

DID TAYLOR KENT COLE CAUSE YOU INVESTMENT LOSSES? Taylor Cole Of U.S. Bancorp Investments, Inc. And Formerly With PNC Investments Has A Customer Complaint For Alleged Broker Misconduct Taylor Cole Customer Complaint Taylor Cole has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose nature of bond fund investment in terms of fluctuation relative to individual bonds. The customer complaint was just filed with US Bancorp Investments for Taylor Cole’s alleged misconduct and is pending review. Taylor Cole Red Flags & Your Rights As An Investor Of course, Taylor Cole did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Taylor Cole at U.S. Bancorp Investments, Inc. and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Taylor Cole has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at U.S. Bancorp Investments, Inc. and PNC Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At U.S. Bancorp Investments, Inc. Due To Taylor Cole If you have questions about U.S. Bancorp Investments, Inc., PNC Investments and/or Taylor Cole and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 3, 2023

Mark Tangen of PFS Investments Inc.

DID MARK EVAN TANGEN CAUSE YOU INVESTMENT LOSSES? Mark Tangen Of PFS Investments Inc. Has A Customer Complaint For Alleged Broker Misconduct Mark Tangen Customer Complaint Mark Tangen has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an investment recommendation of an annuity was not suitable and that the back-end fees were not properly disclosed. PFS Investments has recently denied the customer complaint and, to date, the investor has not taken any further action. Mark Tangen Red Flags & Your Rights As An Investor Of course, Mark Tangen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Tangen at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Tangen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Mark Tangen If you have questions about PFS Investments Inc. and/or Mark Tangen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 2, 2023

Thomas Swan of Western International Securities

DID THOMAS BRIAN SWAN CAUSE YOU INVESTMENT LOSSES? Thomas Swan Of Western International Securities Has 4 Customer Complaints For Alleged Broker Misconduct Thomas Swan Customer Complaints Thomas Swan has been the subject of 4 customer complaints that we know about to recover investment losses. Three customer complaints were settled by Western International Securities in favor of the investors. Another customer complaint was denied by Thomas Swan’s former employer and the customer took no further action. There is currently one arbitration proceeding pending against Western International Securities for Thomas Swan’s alleged misconduct. Allegations Against Thomas Swan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Swan Red Flags & Your Rights As An Investor Of course, Thomas Swan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Swan at Western International Securities on alert to review carefully the activity and performance of their accounts and question whether Thomas Swan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities Due To Thomas Swan If you have questions about Western International Securities and/or Thomas Swan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 2, 2023

Sean Sullivan of Sovereign Global Advisors LLC

DID SEAN T SULLIVAN CAUSE YOU INVESTMENT LOSSES? Sean Sullivan Of Sovereign Global Advisors LLC And Formerly With Spartan Capital Securities, LLC and Aegis Capital Corp. Has 7 Customer Complaints For Alleged Broker Misconduct Sean Sullivan Customer Complaints Sean Sullivan has been the subject of at least 7 customer complaints that we know about recovering investment losses. Three of the customer complaints have been settled by Aegis Capital Corp. in favor of the investors. One customer complaint was withdrawn by the customer. There are 3 FINRA arbitrations still pending for Sean Sullivan’s alleged misconduct while employed at Aegis Capital Corp. Allegations Against Sean Sullivan The allegations made in the FINRA reported in the multiple arbitration claim settlements and/or pending complaints for investment losses were unauthorized trading, excessive trading, unsuitable investment recommendations, fraud, and negligence. Sean Sullivan Red Flags & Your Rights As An Investor Of course, Sean Sullivan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Sullivan at Sovereign Global Advisors LLC, Spartan Capital Securities, LLC and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Sean Sullivan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sovereign Global Advisors LLC, Spartan Capital Securities, LLC and Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Sovereign Global Advisors LLC Due To Sean Sullivan If you have questions about Sovereign Global Advisors LLC, Spartan Capital Securities, LLC, Aegis Capital Corp. and/or Sean Sullivan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 2, 2023

Casey Styer of Edward Jones

DID CASEY CAUSE YOU INVESTMENT LOSSES? Casey Styer Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Casey Styer Customer Complaint Casey Styer has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose capital gains, tax consequences, and impact on Medicare premium from shift in investment strategy. Edward Jones recently denied the customer complaint and, to date, the investor has not taken any further action. Casey Styer Red Flags & Your Rights As An Investor Of course, Casey Styer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Casey Styer at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Casey Styer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Casey Styer If you have questions about Edward Jones and/or Casey Styer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 2, 2023

Matthew Stratman of Western International Securities, Inc.

DID MATTHEW THOMAS STRATMAN CAUSE YOU INVESTMENT LOSSES? Matthew Stratman Of Western International Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Matthew Stratman Customer Complaints Matthew Stratman has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Western International Securities in favor of the investor. The other customer complaint filed against Western International Securities for Matthew Stratman’s alleged misconduct is still pending in a FINRA arbitration proceeding. Allegations Against Matthew Stratman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Stratman Red Flags & Your Rights As An Investor Of course, Matthew Stratman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Stratman at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Stratman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Matthew Stratman If you have questions about Western International Securities, Inc. and/or Matthew Stratman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 1, 2023

Robert Strang, III of Next Financial Group, Inc.

DID ROBERT W STRANG III CAUSE YOU INVESTMENT LOSSES? Robert Strang, III Of Next Financial Group, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Robert Strang, III Customer Complaints Robert Strang, III has been the subject of 2 customer complaints that we know about recovering investment losses. One customer complaint was settled by Financial Group in favor of the investor. Equitable Advisors denied the other customer complaint recently and to date, no further action has been taken by the investor. Allegations Against Robert Strang, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Strang, III Red Flags & Your Rights As An Investor Of course, Robert Strang, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Strang, III at Next Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Strang, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Next Financial Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Next Financial Group, Inc. Due To Robert Strang, III If you have questions about Next Financial Group, Inc. and/or Robert Strang, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 1, 2023

Thomas Stiller UBS Financial Services Inc.

DID THOMAS ALAN STILLER CAUSE YOU INVESTMENT LOSSES? Thomas Stiller Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Stiller Customer Complaints Thomas Stiller has been the subject of 2 customer complaints that we know about recovering investment losses. One customer complaint was settled by UBS Financial Services in favor of the investor. The brokerage firm denied the other customer complaint recently and to date, the investor has not taken any further action. Allegations Against Thomas Stiller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Stiller Red Flags & Your Rights As An Investor Of course, Thomas Stiller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Stiller at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Stiller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Thomas Stiller If you have questions about UBS Financial Services Inc. and/or Thomas Stiller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 1, 2023

Steven Gessner formerly with United Planners’ Financial Services of America A Limited Partner

DID STEVEN JOSEPH GESSNER CAUSE YOU INVESTMENT LOSSES? Steven Gessner Formerly With United Planners’ Financial Services of America A Limited Partner and Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Steven Gessner Customer Complaint Steven Gessner has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were oil and gas and real estate products sold to customer were too risky and unsuitable. The FINRA arbitration proceeding was recently filed and is still pending against Cambridge Investment Research for Steven Gessner’s alleged misconduct. Steven Gessner Red Flags & Your Rights As An Investor Of course, Steven Gessner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Gessner at United Planners’ Financial Services of America A Limited Partner and Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Gessner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at United Planners’ Financial Services of America A Limited Partner and Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At United Planners’ Financial Services of America A Limited Partner Due To Steven Gessner If you have questions about United Planners’ Financial Services of America A Limited Partner, Cambridge Investment Research, Inc. and/or Steven Gessner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 30, 2023

Edward Speas formerly with Centaurus Financial, Inc.

DID EDWARD CLAYTON SPEAS CAUSE YOU INVESTMENT LOSSES? Edward Speas Formerly With Centaurus Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Edward Speas Customer Complaint Edward Speas has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor recommended high-risk, high-commission, and unsuitable investments in the equipment leasing and oil and gas sectors of the market. Centaurus Financial settled the customer complaint in favor of the investor. Edward Speas Red Flags & Your Rights As An Investor Of course, Edward Speas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Speas at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Edward Speas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Edward Speas If you have questions about Centaurus Financial, Inc. and/or Edward Speas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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