Nov 1, 2023

Sharon Pensabene of NYLife Securities LLC

DID SHARON LYNN PENSABENE CAUSE YOU INVESTMENT LOSSES? Sharon Pensabene NYLife Securities LLC Has 4 Customer Complaints For Alleged Broker Misconduct Sharon Pensabene Customer Complaints Sharon Pensabene has been the subject of 4 customer complaints that we know about to recover investment losses. All 4 customer complaints were settled by NYLife Securities, LLC in favor of the investors. Allegations Against Sharon Pensabene A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Sharon Pensabene Red Flags & Your Rights As An Investor Of course, Sharon Pensabene did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sharon Pensabene at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Sharon Pensabene has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Sharon Pensabene If you have questions about NYLife Securities LLC and/or Sharon Pensabene and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 1, 2023

Donna Payne of Centaurus Financial, Inc.

DID DONNA LOUISE PAYNE CAUSE YOU INVESTMENT LOSSES? Donna Payne Of Centaurus Financial, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Donna Payne Customer Complaints Donna Payne has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by PaineWebber, Inc. in favor of the investor. The recently filed FINRA arbitration proceeding against Centaurus Financial for Donna Payne’s alleged misconduct is still pending. Allegations Against Donna Payne A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Donna Payne Red Flags & Your Rights As An Investor Of course, Donna Payne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donna Payne at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donna Payne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Donna Payne If you have questions about Centaurus Financial, Inc. and/or Donna Payne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 1, 2023

Nathan Paulson formerly with APW Capital, Inc.

DID NATHAN ROBERT PAULSON CAUSE YOU INVESTMENT LOSSES? Nathan Paulson Formerly With APW Capital, Inc. Has A Customer Complaint For Alleged Broker Misconduct Nathan Paulson Customer Complaint Nathan Paulson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty by willfully and recklessly disregarding the interests of the client in the management of the brokerage account. An arbitration proceeding that was recently filed is still pending against Paulson Wealth Management, Inc. Nathan Paulson Red Flags & Your Rights As An Investor Of course, Nathan Paulson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Paulson at APW Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nathan Paulson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at APW Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At APW Capital, Inc. Due To Nathan Paulson If you have questions about APW Capital, Inc. and/or Nathan Paulson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 1, 2023

William Parse formerly with Stifel, Nicolaus & Company, Incorporated

DID WILLIAM HENRY PARSE CAUSE YOU INVESTMENT LOSSES? William Parse Formerly With Stifel, Nicolaus & Company, Incorporated Has 4 Customer Complaints For Alleged Broker Misconduct William Parse Customer Complaints William Parse has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by William Parse’s former employers in favor of the investors. One recently filed FINRA arbitration proceeding against Stifel Nicholas & Company for William Parse’s alleged misconduct is still pending. Allegations Against William Parse A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: William Parse Red Flags & Your Rights As An Investor Of course, William Parse did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Parse at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether William Parse has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To William Parse If you have questions about Stifel, Nicolaus & Company, Incorporated and/or William Parse and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2023

 Todd Paradise formerly with United Planners’ Financial Services of America A Limited Partner

DID TODD FOSTER PARADISE CAUSE YOU INVESTMENT LOSSES? Todd Paradise Formerly With United Planners’ Financial Services of America A Limited Partner and Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Todd Paradise Customer Complaint Todd Paradise has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommendations of high-risk investments. The customer complaint is still pending with Cambridge Investment Research in a FINRA arbitration proceeding that was recently filed. Todd Paradise Red Flags & Your Rights As An Investor Of course, Todd Paradise did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Paradise at United Planners’ Financial Services of America A Limited Partner and Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Todd Paradise has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at United Planners’ Financial Services of America A Limited Partner and Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At United Planners’ Financial Services of America A Limited Partner Due To Todd Paradise If you have questions about United Planners’ Financial Services of America A Limited Partner, Cambridge Investment Research, Inc. and/or Todd Paradise and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2023

Nikolaos Paloumbis of Alexander Capital, L.P.

DID NIKOLAOS PALOUMBIS CAUSE YOU INVESTMENT LOSSES? Nikolaos Paloumbis Of Alexander Capital, L.P. Has A Customer Complaint For Alleged Broker Misconduct Nikolaos Paloumbis Customer Complaint Nikolaos Paloumbis has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations and negligence related to certain common stock and preferred stock investments. The FINRA arbitration proceeding filed against Alexander Capital for the advisor’s alleged misconduct is still pending. Nikolaos Paloumbis Red Flags & Your Rights As An Investor Of course, Nikolaos Paloumbis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nikolaos Paloumbis at Alexander Capital, L.P. on alert to review carefully the activity and performance of their accounts and question whether Nikolaos Paloumbis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Alexander Capital, L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Alexander Capital, L.P. Due To Nikolaos Paloumbis If you have questions about Alexander Capital, L.P. and/or Nikolaos Paloumbis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2023

Scott Oliphant of Cetera Advisors LLC

DID SCOTT EDWARD OLIPHANT CAUSE YOU INVESTMENT LOSSES? Scott Oliphant Of Cetera Advisors LLC And Formerly With CFD Investments, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Scott Oliphant Customer Complaints Scott Oliphant has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by CFD Investments and the investor has not yet taken any further action. The other customer complaint is still pending in a FINRA arbitration proceeding filed against CFD Investments. Allegations Against Scott Oliphant A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Scott Oliphant Red Flags & Your Rights As An Investor Of course, Scott Oliphant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Oliphant at Cetera Advisors LLC and CFD Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Oliphant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and CFD Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Scott Oliphant If you have questions about Cetera Advisors LLC, CFD Investments, Inc. and/or Scott Oliphant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2023

Todd Oldham of NYLife Securities LLC

DID TODD GORDON OLDHAM CAUSE YOU INVESTMENT LOSSES? Todd Oldham Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Todd Oldham Customer Complaint Todd Oldham has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misleading statements related to the purchase of a variable annuity contract. NYLIFE Securities denied the customer complaint recently and the investor has yet to file her arbitration proceeding. Todd Oldham Red Flags & Your Rights As An Investor Of course, Todd Oldham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Oldham at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Oldham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Todd Oldham If you have questions about NYLife Securities LLC and/or Todd Oldham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2023

William O’Brien Of Cetera Advisors LLC

DID WILLIAM JAMES O’BRIEN CAUSE YOU INVESTMENT LOSSES? William O’Brien Of Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct William O’Brien Customer Complaints William O’Brien has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Commonwealth Financial Network and the investor took no further action. The other customer complaint is pending against NYLife Securities in a FINRA arbitration proceeding. Allegations Against William O’Brien A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: William O’Brien Red Flags & Your Rights As An Investor Of course, William O’Brien did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William O’Brien at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether William O’Brien has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To William O’Brien If you have questions about Cetera Advisors LLC and/or William O’Brien and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2023

John Nole of Paulson Investment Company LLC

DID JOHN ANTHONY NOLE CAUSE YOU INVESTMENT LOSSES? John Nole Of Paulson Investment Company LLC Has A Customer Complaint For Alleged Broker Misconduct John Nole Customer Complaint John Nole has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendations to invest in GWG L Bonds. The FINRA arbitration proceeding that was recently filed against Paulson Investment Company for John Nole’s alleged misconduct is still pending. John Nole Red Flags & Your Rights As An Investor Of course, John Nole did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Nole at Paulson Investment Company LLC on alert to review carefully the activity and performance of their accounts and question whether John Nole has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Paulson Investment Company LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Paulson Investment Company LLC Due To John Nole If you have questions about Paulson Investment Company LLC and/or John Nole and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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