Sep 30, 2023

Angela Spears of NYLife Securities LLC

DID ANGELA JEAN SPEARS CAUSE YOU INVESTMENT LOSSES? Angela Spears Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Angela Spears Customer Complaint Angela Spears has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the terms of a fixed annuity investment or misrepresented with proceeds from a roll over 401(k) held at Fidelity Investments. The customer complaint against NYLIFE Securities for Angela Spears’ alleged misconduct is still pending. Angela Spears Red Flags & Your Rights As An Investor Of course, Angela Spears did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Angela Spears at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Angela Spears has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Angela Spears If you have questions about NYLife Securities LLC and/or Angela Spears and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 30, 2023

Stanley Smith of Wells Fargo Clearing Services, LLC

DID STANLEY WILLIAM SMITH CAUSE YOU INVESTMENT LOSSES? Stanley Smith Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Stanley Smith Customer Complaint Stanley Smith has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an unsuitable investment strategy. The customer complaint filed against Wells Fargo Clearing Services for Stanley Smith’s alleged misconduct is still pending in a FINRA arbitration proceeding. Stanley Smith Red Flags & Your Rights As An Investor Of course, Stanley Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stanley Smith at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Stanley Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Stanley Smith If you have questions about Wells Fargo Clearing Services, LLC and/or Stanley Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 30, 2023

Helen Smith of MML Investors Services, LLC

DID HELEN MARIE SMITH CAUSE YOU INVESTMENT LOSSES? Helen Smith Of MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Helen Smith Customer Complaints Helen Smith has been the subject of 2 customer complaints that we know about recovering investment losses. Both customer complaints were denied by MML Investors Services and, to date, the investors have not taken any further action. Allegations Against Helen Smith A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Helen Smith Red Flags & Your Rights As An Investor Of course, Helen Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Helen Smith at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Helen Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Helen Smith If you have questions about MML Investors Services, LLC and/or Helen Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 29, 2023

Bradley Small of Purshe Kaplan Sterling Investments

DID BRADLEY WAYNE SMALL CAUSE YOU INVESTMENT LOSSES? Bradley Small Of Purshe Kaplan Sterling Investments And Formerly With Triad Advisors LLC Has 4 Customer Complaints For Alleged Broker Misconduct Bradley Small Customer Complaints Bradley Small has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were denied by Bradley Small’s former employers and the customers took no further action. There is currently one pending complaint against Wells Fargo Clearing Services for Bradley Small’s alleged misconduct. Allegations Against Bradley Small A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Bradley Small Red Flags & Your Rights As An Investor Of course, Bradley Small did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Small at Purshe Kaplan Sterling Investments  and Triad Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Bradley Small has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Purshe Kaplan Sterling Investments, and Triad Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Purshe Kaplan Sterling Investments Due To Bradley Small If you have questions about Purshe Kaplan Sterling Investments Triad Advisors LLC and/or Bradley Small and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 29, 2023

Joshua Slocum formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JOSHUA MCCLELLAN SLOCUM CAUSE YOU INVESTMENT LOSSES? Joshua Slocum Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Joshua Slocum Customer Complaint Joshua Slocum has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint about investment losses were recommendation of unsuitable and undiversified investment strategy. The customer complaint against Advisory Services Network for Joshua Slocum’s alleged misconduct is still pending. Joshua Slocum Red Flags & Your Rights As An Investor Of course, Joshua Slocum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Slocum at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Joshua Slocum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Joshua Slocum If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Joshua Slocum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 29, 2023

Michael Sloan of Wintrust Investments LLC

DID MICHAEL PETER SLOAN CAUSE YOU INVESTMENT LOSSES? Michael Sloan Of Wintrust Investments LLC Has 7 Customer Complaints For Alleged Broker Misconduct Michael Sloan Customer Complaints Michael Sloan has been the subject of 7 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Michael Sloan’s employers in favor of the investors. Four other customer complaints were denied by the brokerage firm and, to date, the customers have not taken any further action. There is currently one FINRA arbitration proceeding pending against Wintrust Investments for Michael Sloan’s alleged misconduct. Allegations Against Michael Sloan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Sloan Red Flags & Your Rights As An Investor Of course, Michael Sloan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Sloan at Wintrust Investments LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Sloan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wintrust Investments LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wintrust Investments LLC Due To Michael Sloan If you have questions about Wintrust Investments LLC and/or Michael Sloan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 29, 2023

Jason Slezak of Landolt Securities, Inc.

DID JASON NICHOLAS SLEZAK CAUSE YOU INVESTMENT LOSSES? Jason Slezak Of Landolt Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Jason Slezak Customer Complaints Jason Slezak has been the subject of 3 customer complaints that we know about recovering investment losses. Two of the customer complaints were settled by Landolt Securities in favor of the investors. There is currently one FINRA arbitration proceeding still pending against Landolt Securities for Jason Slezak’s alleged misconduct. Allegations Against Jason Slezak A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jason Slezak Red Flags & Your Rights As An Investor Of course, Jason Slezak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Slezak at Landolt Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jason Slezak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Landolt Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Landolt Securities, Inc. Due To Jason Slezak If you have questions about Landolt Securities, Inc. and/or Jason Slezak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 29, 2023

Leonard Silvester of Oppenheimer & Co. Inc.

DID LEONARD JOSEPH SILVESTER CAUSE YOU INVESTMENT LOSSES? Leonard Silvester Of Oppenheimer & Co. Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Leonard Silvester Customer Complaints Leonard Silvester has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by Leonard Silvester’s former employers and the customers took no further action. Allegations Against Leonard Silvester A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Leonard Silvester Red Flags & Your Rights As An Investor Of course, Leonard Silvester did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leonard Silvester at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Leonard Silvester has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Leonard Silvester If you have questions about Oppenheimer & Co. Inc. and/or Leonard Silvester and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 28, 2023

Lance Silva of Pruco Securities, LLC

DID LANCE ANTHONY SILVA CAUSE YOU INVESTMENT LOSSES? Lance Silva Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Lance Silva Customer Complaint Lance Silva has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and misrepresentations about the guarantees and risk of investments. Pruco Securities recently denied a customer complaint, and, to date, the investor has not taken any further action. Lance Silva Red Flags & Your Rights As An Investor Of course, Lance Silva did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lance Silva at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Lance Silva has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Lance Silva If you have questions about Pruco Securities, LLC and/or Lance Silva and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 28, 2023

Victor Sibilla of Westpark Capital, Inc.

DID VICTOR CARMINE SIBILLA CAUSE YOU INVESTMENT LOSSES? Victor Sibilla Of Westpark Capital, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Victor Sibilla Customer Complaints Victor Sibilla has been the subject of 7 customer complaints that we know about to recover investment losses. One of the customer complaints resulted in an arbitration award being entered against Victor Sibilla and his employer for over $200,000. Four other customer complaints were settled by the advisor’s employers in favor of the investors. Only one of the customer complaints was denied and the investor took no further action. Allegations Against Victor Sibilla A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Victor Sibilla Red Flags & Your Rights As An Investor Of course, Victor Sibilla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Victor Sibilla at Westpark Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Victor Sibilla has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Westpark Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Westpark Capital, Inc. Due To Victor Sibilla If you have questions about Westpark Capital, Inc. and/or Victor Sibilla and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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