May 14, 2023

Neil Fineman formerly with First Allied Securities, Inc.

DID NEIL S FINEMAN CAUSE YOU INVESTMENT LOSSES? Neil Fineman Formerly With First Allied Securities, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Neil Fineman Customer Complaints Neil Fineman has been the subject of 8 customer complaints that we know about to recover investment losses. Seven of the customer complaints were settled by his former employers in favor of the investors. Only one of the customer complaints was denied by the brokerage firm and no further action was taken. Allegations Against Neil Fineman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Neil Fineman Red Flags & Your Rights As An Investor Of course, Neil Fineman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neil Fineman at First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Neil Fineman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Allied Securities, Inc. Due To Neil Fineman If you have questions about First Allied Securities, Inc. and/or Neil Fineman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 13, 2023

Ned Pascucci of 1st Discount Brokerage, Inc.

DID NED JOSEPH PASCUCCI CAUSE YOU INVESTMENT LOSSES? Ned Pascucci Of 1st Discount Brokerage, Inc. And Formerly With UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Ned Pascucci Customer Complaints Ned Pascucci has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by UBS Financial Services in favor of the investor. Ned Pascucci’s former employer denied the other customer complaint and no further action was taken. Ned Pascucci Red Flags & Your Rights As An Investor Of course, Ned Pascucci did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ned Pascucci at 1st Discount Brokerage, Inc. and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Ned Pascucci has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at 1st Discount Brokerage, Inc. and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At 1st Discount Brokerage, Inc. Due To Ned Pascucci If you have questions about 1st Discount Brokerage, Inc. and/or Ned Pascucci and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 13, 2023

Nathaniel Miller of Edward Jones

DID NATHANIEL LAWRENCE MILLER CAUSE YOU INVESTMENT LOSSES? Nathaniel Miller Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Nathaniel Miller Customer Complaints Nathaniel Miller has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Edward Jones in favor of the investor. The brokerage firm denied the other customer complaint and no further action was taken by the customer against the firm or the advisor. Allegations Against Nathaniel Miller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Nathaniel Miller Red Flags & Your Rights As An Investor Of course, Nathaniel Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathaniel Miller at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Nathaniel Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Nathaniel Miller If you have questions about Edward Jones and/or Nathaniel Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 13, 2023

Nathan Fincher, Jr. formerly with Santander Securities LLC

DID NATHAN WAYLAND FINCHER, JR CAUSE YOU INVESTMENT LOSSES? Nathan Fincher, Jr. Formerly With Santander Securities LLC and NYLIFE Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Nathan Fincher, Jr. Customer Complaint Nathan Fincher, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation to switch variable annuities and reset the surrender charges for another 8 years. NYLIFE Securities settled the customer complaint for almost the full amount demanded by the investor. Nathan Fincher, Jr. Red Flags & Your Rights As An Investor Of course, Nathan Fincher, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Fincher, Jr. at Santander Securities LLC and NYLIFE Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Nathan Fincher, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Santander Securities LLC and NYLIFE Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Santander Securities LLC Due To Nathan Fincher, Jr. If you have questions about Santander Securities LLC, NYLIFE Securities LLC and/or Nathan Fincher, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 12, 2023

Nathan Spudich of Edward Jones

DID NATHAN ROGER SPUDICH CAUSE YOU INVESTMENT LOSSES? Nathan Spudich Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Nathan Spudich Customer Complaint Nathan Spudich has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the clients were misled and received poor advice concerning purchase of bond mutual funds. Edward Jones denied the customer complaint and, to date, the customers have not taken any further action. Nathan Spudich Red Flags & Your Rights As An Investor Of course, Nathan Spudich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Spudich at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Nathan Spudich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Nathan Spudich If you have questions about Edward Jones and/or Nathan Spudich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 12, 2023

Nathan Lundquist formerly with Voya Financial Advisors, Inc.

DID NATHAN SCOTT LUNDQUIST CAUSE YOU INVESTMENT LOSSES? Nathan Lundquist Formerly With Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Nathan Lundquist Customer Complaint Nathan Lundquist has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty by overconcentrating customer’s account in the energy sector. Elevated Asset Management settled the customer complaint in favor of the investor. Nathan Lundquist Red Flags & Your Rights As An Investor Of course, Nathan Lundquist did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Lundquist at Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nathan Lundquist has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Voya Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Voya Financial Advisors, Inc. Due To Nathan Lundquist If you have questions about Voya Financial Advisors, Inc. and/or Nathan Lundquist and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 11, 2023

Myles Easter of Bankers Life Securities, Inc.

DID MYLES WILLIAM EASTER CAUSE YOU INVESTMENT LOSSES? Myles Easter Of Bankers Life Securities, Inc. And Formerly With New England Securities Has 4 Customer Complaints For Alleged Broker Misconduct Myles Easter Customer Complaints Myles Easter has been the subject of 4 customer complaints that we know about to recover investment losses. One of the customer complaints evolved into a FINRA arbitration proceeding and resulted in an arbitration award against Myles Easter. Another customer complaint was settled by the financial advisor’s current employer in favor the investor. The remaining 2 complaints were denied by Bankers Life Securities and, to date, the customers have not taken any further action. Allegations Against Myles Easter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Myles Easter Red Flags & Your Rights As An Investor Of course, Myles Easter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Myles Easter at Bankers Life Securities, Inc. and New England Securities on alert to review carefully the activity and performance of their accounts and question whether Myles Easter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bankers Life Securities, Inc. and New England Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc. Due To Myles Easter If you have questions about Bankers Life Securities, Inc., New England Securities and/or Myles Easter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 11, 2023

Nannette Nocon of Ameriprise Financial Services, LLC

DID NANNETE PISIG NOCON CAUSE YOU INVESTMENT LOSSES? Nannette Nocon Of Ameriprise Financial Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Nannette Nocon Customer Complaints Nannette Nocon has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 of the customer complaints were denied by the financial advisor’s current employer and, to date, the customers have not taken any further action. Allegations Against Nannette Nocon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Nannette Nocon Red Flags & Your Rights As An Investor Of course, Nannette Nocon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nannette Nocon at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Nannette Nocon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Nannette Nocon If you have questions about Ameriprise Financial Services, LLC and/or Nannette Nocon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 11, 2023

Murray Petersen formerly with Ameriprise Financial Services, LLC

DID MURRAY TODD PETERSEN CAUSE YOU INVESTMENT LOSSES? Murray Petersen Formerly With Ameriprise Financial Services, LLC and SCF Securities, Inc. Has 15 Customer Complaints For Alleged Broker Misconduct Murray Petersen Customer Complaints Murray Petersen has been the subject of 15 customer complaints that we know about to recover investment losses. Eleven of the customer complaints were settled by Murray Petersen’s former employers in favor of the investors. Three of the customer complaints were denied by his former employer and the customers took no further action. There is currently one FINRA arbitration proceeding pending for Murray Petersen’s alleged misconduct. Allegations Against Murray Petersen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Murray Petersen Red Flags & Your Rights As An Investor Of course, Murray Petersen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Murray Petersen at Ameriprise Financial Services, LLC and SCF Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Murray Petersen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and SCF Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Murray Petersen If you have questions about Ameriprise Financial Services, LLC, SCF Securities, Inc. and/or Murray Petersen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 10, 2023

Mitchell Pizzirusso formerly with Capitol Securities Management, Inc.

DID MITCHELL JOHN PIZZIRUSSO CAUSE YOU INVESTMENT LOSSES? Mitchell Pizzirusso Formerly With Capitol Securities Management, Inc. and The Concord Equity Group, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Mitchell Pizzirusso Customer Complaints Mitchell Pizzirusso has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Capitol Securities Management in favor of the investor. The other 2 customer complaints were denied by the financial advisor’s former employer and, to date, the customers have taken no further action. Mitchell Pizzirusso Red Flags & Your Rights As An Investor Of course, Mitchell Pizzirusso did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mitchell Pizzirusso at Capitol Securities Management, Inc. and The Concord Equity Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Mitchell Pizzirusso has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capitol Securities Management, Inc. and The Concord Equity Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Capitol Securities Management, Inc. Due To Mitchell Pizzirusso If you have questions about Capitol Securities Management, Inc., The Concord Equity Group, LLC and/or Mitchell Pizzirusso and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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