May 10, 2023

Mitchell Griffin of Concourse Financial Group Securities, Inc.

DID MITCHELL FRANK GRIFFIN CAUSE YOU INVESTMENT LOSSES? Mitchell Griffin Of Concourse Financial Group Securities, Inc. And Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Mitchell Griffin Customer Complaints Mitchell Griffin has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Mitchell Griffin’s former employers and the customers took no further action. Allegations Against Mitchell Griffin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mitchell Griffin Red Flags & Your Rights As An Investor Of course, Mitchell Griffin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mitchell Griffin at Concourse Financial Group Securities, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Mitchell Griffin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Concourse Financial Group Securities, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Concourse Financial Group Securities, Inc. Due To Mitchell Griffin If you have questions about Concourse Financial Group Securities, Inc., LPL Financial LLC and/or Mitchell Griffin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 9, 2023

Mike Mumford of UBS Financial Services Inc.

DID MIKE R ROSS MUMFORD CAUSE YOU INVESTMENT LOSSES? Mike Mumford Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Mike Mumford Customer Complaints Mike Mumford has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by UBS Financial Services in favor of the investor. It later denied the other customer complaint and, to date, the customer is not taking any further action. Allegations Against Mike Mumford A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mike Mumford Red Flags & Your Rights As An Investor Of course, Mike Mumford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mike Mumford at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Mike Mumford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Mike Mumford If you have questions about UBS Financial Services Inc. and/or Mike Mumford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 9, 2023

Michelle Nguyen of J.P. Morgan Securities LLC

DID MICHELLE T NGUYEN CAUSE YOU INVESTMENT LOSSES? Michelle Nguyen Of J.P. Morgan Securities LLC And Formerly With HSBC Securities (USA) Inc. Has A Customer Complaint For Alleged Broker Misconduct Michelle Nguyen Customer Complaint Michelle Nguyen has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for making unsuitable investments in a managed account. J.P. Morgan Securities denied the customer complaint and, to date, the customer is not taken any further action. Michelle Nguyen Red Flags & Your Rights As An Investor Of course, Michelle Nguyen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Nguyen at J.P. Morgan Securities LLC and HSBC Securities (USA) Inc. on alert to review carefully the activity and performance of their accounts and question whether Michelle Nguyen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and HSBC Securities (USA) Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Michelle Nguyen If you have questions about J.P. Morgan Securities LLC, HSBC Securities (USA) Inc. and/or Michelle Nguyen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 9, 2023

Michelle Vazquez of Nationwide Planning Associates Inc.

DID MICHELLE M VAZQUEZ CAUSE YOU INVESTMENT LOSSES? Michelle Vazquez Of Nationwide Planning Associates Inc. And Formerly With Oriental Financial Services Corp. Has 14 Customer Complaints For Alleged Broker Misconduct Michelle Vazquez Customer Complaints Michelle Vazquez has been the subject of 14 customer complaints that we know about to recover investment losses. Thirteen of the customer complaints were settled in favor of the investors. One customer complaint was withdrawn. Allegations Against Michelle Vazquez The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses relate to the offer and sale of Puerto Rico municipal bonds and Puerto Rico denominated closed-end bond funds. The allegations included misrepresentations, misleading statements, overconcentration, unsuitable investment recommendations to purchase and hold the investments, etc. Michelle Vazquez Red Flags & Your Rights As An Investor Of course, Michelle Vazquez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Vazquez at Nationwide Planning Associates Inc. and Oriental Financial Services Corp. on alert to review carefully the activity and performance of their accounts and question whether Michelle Vazquez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Nationwide Planning Associates Inc. and Oriental Financial Services Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Nationwide Planning Associates Inc. Due To Michelle Vazquez If you have questions about Nationwide Planning Associates Inc., Oriental Financial Services Corp. and/or Michelle Vazquez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 9, 2023

Michelle Willingham of Edward Jones

DID MICHELLE ANNE WILLINGHAM CAUSE YOU INVESTMENT LOSSES? Michelle Willingham Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Michelle Willingham Customer Complaints Michelle Willingham has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were denied by Edward Jones and, to date, the customers have not taken any further action. Allegations Against Michelle Willingham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michelle Willingham Red Flags & Your Rights As An Investor Of course, Michelle Willingham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Willingham at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Michelle Willingham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Michelle Willingham If you have questions about Edward Jones and/or Michelle Willingham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 8, 2023

Michael Palumbos of Lincoln Financial Advisors Corporation

DID MICHAEL WALTER PALUMBOS CAUSE YOU INVESTMENT LOSSES? Michael Palumbos Of Lincoln Financial Advisors Corporation Has A Customer Complaint For Alleged Broker Misconduct Michael Palumbo Customer Complaint Michael Palumbos has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor provided a poor recommendation regard to surrendering 4 annuities insofar as tax ramifications. Lincoln Financial Advisors settled the customer dispute in favor of the investor. Michael Palumbos Red Flags & Your Rights As An Investor Of course, Michael Palumbos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Palumbos at Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Michael Palumbos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Michael Palumbos If you have questions about Lincoln Financial Advisors Corporation and/or Michael Palumbos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 8, 2023

Michael Biggs of Equitable Advisors, LLC

DID MICHAEL VERNON BIGGS CAUSE YOU INVESTMENT LOSSES? Michael Biggs Of Equitable Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Michael Biggs Customer Complaints Michael Biggs has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Michael Biggs current and former employers in favor of the investors. Allegations Against Michael Biggs A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Biggs Red Flags & Your Rights As An Investor Of course, Michael Biggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Biggs at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Biggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Michael Biggs If you have questions about Equitable Advisors, LLC and/or Michael Biggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 8, 2023

Michael Speer formerly with Cambridge Investment Research, Inc.

DID MICHAEL WAYNE SPEER CAUSE YOU INVESTMENT LOSSES? Michael Speer Formerly With Cambridge Investment Research, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Michael Speer Customer Complaints Michael Speer has been the subject of 7 customer complaints that we know about to recover investment losses. Five of the customer complaints were settled by Michael Speer’s current and former employers in favor of the investors. Two of the customer complaints were denied by Cambridge Investment Research and, to date, the customers have not taken any further action. Allegations Against Michael Speer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Speer Red Flags & Your Rights As An Investor Of course, Michael Speer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Speer at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Speer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Michael Speer If you have questions about Cambridge Investment Research, Inc. and/or Michael Speer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 7, 2023

Michael Donaldson of TD Ameritrade, Inc.

DID MICHAEL THOMAS DONALDSON CAUSE YOU INVESTMENT LOSSES? Michael Donaldson Of TD Ameritrade, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Donaldson Customer Complaint Michael Donaldson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the product the customer was sold was misrepresented and the floating interest rate was not adequately explained. TD Ameritrade denied the customer complaint and, to date, the customer is not taking any further action. Michael Donaldson Red Flags & Your Rights As An Investor Of course, Michael Donaldson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Donaldson at TD Ameritrade, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Donaldson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Ameritrade, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At TD Ameritrade, Inc. Due To Michael Donaldson If you have questions about TD Ameritrade, Inc. and/or Michael Donaldson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 7, 2023

Michael Janis formerly with Madison Avenue Securities, LLC

DID MICHAEL T JANIS CAUSE YOU INVESTMENT LOSSES? Michael Janis Formerly With Madison Avenue Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Janis Customer Complaint Michael Janis has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation of a GPB Automotive private placement investment. Madison Avenue Securities settle the customer complaint in favor of the investor. Michael Janis Red Flags & Your Rights As An Investor Of course, Michael Janis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Janis at Madison Avenue Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Janis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Madison Avenue Securities, LLC Due To Michael Janis If you have questions about Madison Avenue Securities, LLC and/or Michael Janis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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