Dec 8, 2024

Amy Peek of PFS Investments Inc. Reviews

DID AMY LORAIN PEEK CAUSE YOU INVESTMENT LOSSES? Amy Peek Customer Complaints and Reviews Amy Peek has one pending customer dispute disclosure. Key details of the dispute are: Allegations Against Amy Peek Amy Peek Red Flags & Your Rights As An Investor Of course, Amy Peek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amy Peek at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Amy Peek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Amy Peek If you have questions about PFS Investments Inc. and/or Amy Peek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 8, 2024

Adriana Parker of NYLife Securities LLC Reviews

DID ADRIANA PARKER CAUSE YOU INVESTMENT LOSSES? Adriana Parker Customer Complaints and Reviews Adriana Parker has one pending customer dispute disclosure. Details include: Customer Dispute Received August 22, 2024 Allegations Against Adriana Parker Adriana Parker Red Flags & Your Rights As An Investor Of course, Adriana Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adriana Parker at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Adriana Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Adriana Parker If you have questions about NYLife Securities LLC and/or Adriana Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 8, 2024

Juan Pablo Orozco Uribe of J.P. Morgan Securities LLC FIRED

DID JUAN PABLO OROZCO URIBE CAUSE YOU INVESTMENT LOSSES? Juan Pablo Orozco Uribe Formerly With J.P. Morgan Securities LLC was fired on September, 2024, following allegations that he signed an affiliate bank signature card on behalf of customers without their knowledge Juan Pablo Orozco Uribe Employment History and Termination Juan Pablo Orozco Uribe began his securities career in early 2024 as a registered broker with J.P. Morgan Securities LLC from February to September 2024. He was based in Spring Grove, Illinois. Prior to his financial services role, he held various positions outside of the securities industry. He passed two general industry/product exams and one multi-state securities law exam. Orozco was terminated from JPMorgan Chase Bank, N.A. on September 4, 2024, after reportedly signing a bank signature card for customers without their consent. Although this incident did not involve securities transactions, it highlights the importance of adherence to firm policies and regulatory standards. Disclosure Juan Pablo Orozco Uribe Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Juan Pablo Orozco Uribe is a red flag which should put all current and former customers of Juan Pablo Orozco Uribe at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Juan Pablo Orozco Uribe engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Juan Pablo Orozco Uribe If you have questions about J.P. Morgan Securities LLC and/or Juan Pablo Orozco Uribe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 7, 2024

Andy Okala of Formerly With J.P. Morgan Securities LLC FIRED

DID ANDY OKALA CAUSE YOU INVESTMENT LOSSES? Andy Okala Formerly With J.P. Morgan Securities LLC was fired on September 16, 2024, due to allegations involving opening bank accounts for customers that led to a loss for the affiliate bank Andy Okala Employment History and Termination Andy Okala has been registered in the securities industry since 2020. His most recent registration as a broker was with J.P. Morgan Securities LLC, where he served from December 2022 to September 2024. Prior to that, he was registered with PFS Investments Inc. from July to December 2020. He has passed two general industry/product exams and one multi-state securities law exam. Okala was terminated by JPMorgan Chase Bank, N.A. on September 16, 2024, resulting from allegations that he opened bank accounts improperly, including creating a joint account with only one account holder present while indicating in the system that both were present. Disclosure Events: Andy Okala Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Andy Okala is a red flag which should put all current and former customers of Andy Okala at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Andy Okala engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Andy Okala If you have questions about about J.P. Morgan Securities LLC and/or Andy Okala and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 7, 2024

Charles Norton Jr Formerly With Wells Fargo Clearing Services, LLC FIRED

DID CHARLES JOSEPH NORTON JR CAUSE YOU INVESTMENT LOSSES? Charles Norton Jr Formerly With Wells Fargo Clearing Services, LLC was fired on September 3, 2024, following allegations related to the authentication of bank documents Charles Norton Jr Employment History and Termination Charles J. Norton Jr. has been registered in the securities industry since 2018. His role as a registered broker at Wells Fargo Clearing Services, LLC spanned from May 2018 until 2024. He also worked as a personal banker at Wells Fargo Bank, N.A. His career reflects a blend of advisory roles and financial services expertise. Over his career, Norton passed two general industry/product exams and two multi-state securities law exams. On September 3, 2024, Norton was discharged from Wells Fargo Clearing Services, LLC due to alleged concerns involving client authentication and document signatures, which were not related to any securities transactions. Disclosure Event: Charles Norton Jr Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Charles Norton Jr is a red flag which should put all current and former customers of Charles Norton Jr at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Norton Jr engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Charles Norton Jr If you have questions about Wells Fargo Clearing Services, LLC and/or Charles Norton Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 6, 2024

Richard Nguyen Formerly With Jeffries LLC FIRED

DID RICHARD NGUYEN CAUSE YOU INVESTMENT LOSSES? Richard Nguyen Formerly With Jeffries LLC was fired on August 26, 2024, for failing to disclose an outside business activity in violation of FINRA Rules and firm policy Richard Nguyen Employment History and Termination Richard Nguyen Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Richard Nguyen is a red flag which should put all current and former customers of Richard Nguyen at Jeffries LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Nguyen engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Jeffries LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Jeffries LLC Due To Richard Nguyen If you have questions about Jeffries LLC and/or Richard Nguyen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 6, 2024

Madison Morgan of NYLife Securities LLC Reviews

DID MADISON MORGAN CAUSE YOU INVESTMENT LOSSES? Madison Morgan Of NYLife Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Madison Morgan Customer Complaints and Reviews Allegations Against Madison Morgan The allegations against Madison Morgan relate to two customer disputes regarding the sale of Variable Universal Life insurance policies: Madison Morgan Red Flags & Your Rights As An Investor Of course, Madison Morgan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Madison Morgan at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Madison Morgan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Madison Morgan If you have questions about NYLife Securities LLC and/or Madison Morgan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 6, 2024

 Torian Mitchell Formerly With Pruco Securities, LLC Reviews

DID TORIAN D MITCHELL CAUSE YOU INVESTMENT LOSSES? Torian Mitchell Customer Complaints and Reviews Mr. Mitchell has one pending customer dispute: Allegations Against Torian Mitchell Torian Mitchell Red Flags & Your Rights As An Investor Of course, Torian Mitchell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Torian Mitchell at Pruco Securities, LLCon alert to review carefully the activity and performance of their accounts and question whether Torian Mitchell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLCalso raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Torian Mitchell If you have questions about Pruco Securities, LLC and/or Torian Mitchell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2024

Gerardo Mazariegos Gil Formerly With J.P. Morgan Securities LLC FIRED

DID GERARDO MAZARIEGOS GIL CAUSE YOU INVESTMENT LOSSES? Gerardo Mazariegos Gil Formerly With J.P. Morgan Securities LLC was fired on September 13, 2024, following allegations that he accessed a customer’s bank profile without a business need.   Gerardo Mazariegos Gil Employment History and Termination Gerardo Mazariegos Gil has been a registered broker in the securities industry since 2022. His experience includes employment with J.P. Morgan Securities LLC as a licensed banker and relationship banker from August 2022-September 2024, He has passed two general industry/product exams and one multi-state securities law exam Mazariegos Gil was terminated by JPMorgan Chase Bank, N.A. on September 13, 2024. The reason given was unauthorized access to a customer’s affiliate bank profile, which he admitted was done out of curiosity without any intention of sharing the information. This type of data is publicly available in considering choices regarding financial professionals. Disclosure: Allegation: Terminated for accessing a customer’s affiliate bank profile without a business need. He indicated the access was driven by curiosity and was unrelated to any customer complaints or securities transactions. Termination Date: September 13, 2024 Firm: JPMorgan Chase Bank, N.A. Gerardo Mazariegos Gil Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Gerardo Mazariegos Gil is a red flag which should put all current and former customers of Gerardo Mazariegos Gil at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Gerardo Mazariegos Gil engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Gerardo Mazariegos Gil If you have questions about J.P. Morgan Securities LLC and/or Gerardo Mazariegos Gil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2024

Kuldeep Madan of MML Investors Services, LLC Reviews

DID KULDEEP SINGH MADAN CAUSE YOU INVESTMENT LOSSES? Kuldeep Madan Customer Complaints and Reviews Madan has one pending customer dispute in state court: Allegations Against Kuldeep Madan Kuldeep Madan Red Flags & Your Rights As An Investor Of course, Kuldeep Madan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kuldeep Madan at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kuldeep Madan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Kuldeep Madan If you have questions about MML Investors Services, LLC and/or Kuldeep Madan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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