Oct 24, 2024

Jamie Nowakowski of Equitable Advisors, LLC Reviews

Jamie Nowakowski (CRD #4472043) , located in Venice, Florida, is an experienced financial professional currently registered with Equitable Advisors, LLC since February 11, 2020. Throughout her career, Nowakowski has been registered with multiple firms, including Coastal Equities, Inc., Wells Fargo Advisors Financial Network, LLC, and CCO Investment Services Corp. She has passed seven industry exams, including two principal/supervisory exams and two multi-state securities law exams. Nowakowski holds licenses in nine U.S. states and territories, enabling her to serve a diverse client base across multiple regions. She is also the owner of Advanced Wealth Strategies, LLC.

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Oct 22, 2024

Todd Lesk Formerly With Cambridge Investment Research, Inc. Reviews

Todd Lesk (CRD #2788300) , Coral Springs, Florida, has a comprehensive history in the financial industry, evidenced by multiple registrations across various firms. He has passed one principal/supervisory exam, three general industry/product exams, and two multi-state securities law exams. His career spans from June 1997, starting at LH Ross & Company, Inc. in Boca Raton, Florida, and includes stints at significant firms such as LPL Financial LLC and Cambridge Investment Research, Inc. Lesk’s broad experience is reflected in his diverse qualifications and extensive registration across different states and roles.

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Oct 21, 2024

Nicholas Ignatowski Formerly With LPL Financial LLC Reviews

Nicholas Ignatowski (CRD #2409399) , located in Milwaukee, Wisconsin, is a seasoned broker with substantial experience in the securities industry, although he is not currently registered. Over his career, Ignatowski has worked for a variety of firms, including LPL Financial LLC, Ameritas Investment Corp., and The Advisors Group, Inc. His career path reflects registrations across multiple states, and he has passed several key industry exams: two principal/supervisory exams, three general industry/product exams, and two multi-state securities law exams, demonstrating a comprehensive grasp of both the practical and regulatory aspects of securities trading.

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Oct 15, 2024

Edward Baroncini of LPL Financial LLC Reviews

Edward Baroncini (CRD #3043354) , located in Manhester, Connecticut, has a well-documented history in the financial industry. Currently registered with Excel Wealth Management, LLC and LPL Financial LLC in Manchester, Connecticut, Baroncini has been active since his first registration in December 2014. His registration extends across 16 U.S. states and territories. Over the years, Baroncini has passed a total of four exams, including one Principal/Supervisory Exam (General Securities Principal Examination), two General Industry/Product Exams (Securities Industry Essentials Examination and General Securities Representative Examination), and one Multi-State Securities Law Exam (Uniform Combined State Law Examination). His career in the securities industry spans multiple firms, with notable registrations at FSC Securities Corporation from August 2009 to December 2014 before his current engagements.

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Oct 12, 2024

Robert Vance Formerly With Moloney Securities co., Inc. Reviews

Robert Vance (CRD #1887560) , located in Sonora, California, has a diverse and lengthy history in the securities industry, though he is not currently registered. Vance’s career spans over three decades, during which he has been affiliated with multiple firms, including Moloney Securities Co., Inc., Ridgeway & Conger, Inc., and several others, evidencing a wide-ranging experience across various financial environments. He has passed six major industry examinations, including the General Securities Representative Examination (Series 7) and the Municipal Securities Principal Examination (Series 51). His professional journey has also been complemented by obtaining two professional designations: Certified Financial Planner and Chartered Financial Consultant, highlighting his broad skill set in financial planning and advisory services.

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Oct 10, 2024

Anthony Pitta Formerly With Capital Investment Group, Inc. Reviews

Anthony Pitta (CRD #1958029) , located in Melville, New York, has been in the financial services industry since 1989, demonstrating over three decades of experience. Throughout his career, Mr. Pitta has passed 3 general industry/product exams and 2 multi-state securities law exams. His most recent registration was with Capital Investment Group, Inc., where he was registered from July 2010 until January 2024. Prior to that, he was affiliated with firms such as Park Avenue Securities LLC and Guardian Investor Services Corporation. Although Mr. Pitta is no longer currently registered with any firm, his extensive career has involved various roles and responsibilities in the financial sector.

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Oct 8, 2024

Bryon Martinsen of Formerly With Centaurus Financial, Inc. Reviews

Bryon Martinsen (CRD #1621649) , located in Kinsgs Park, New York, has been in the financial services industry since 1987, showcasing a long-standing career. Over his extensive career, Mr. Martinsen has passed 1 principal/supervisory exam, 4 general industry/product exams, and 2 multi-state securities law exams. He was previously registered with Centaurus Financial, Inc. from October 1999 to September 2022 and AXA Advisors, LLC from February 1987 to October 1999. As of now, Mr. Martinsen is not currently registered with any firm. His career includes a significant focus on securities and alternative investments, with his most recent registration involving alternative investment products.

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Oct 8, 2024

William Shopoff of Shopoff Securities, Inc. Reviews

William Shopoff (CRD #1273471) , located in Irvine, California, is currently employed by Shopoff Securities, Inc., since May 2007. He is registered with 24 U.S. states and territories and has passed two principal/supervisory exams, four general industry/product exams, and one multi-state securities law exam. His diverse experience in the financial industry is highlighted by his extensive involvement in various investment sectors, particularly real estate and corporate securities. William has held positions at several firms over his career, including his own firms under different names, reflecting a longstanding presence and entrepreneurial role in the investment landscape.

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Oct 5, 2024

Patrick Klenner of Thrivent Investment Management Inc. Reviews

Patrick Klenner (CRD #5368461) , located in Holly, Michigan, is an experienced broker registered with Thrivent Investment Management Inc. since August 2007, and has been continuously registered there since September 2010. His career has involved various registrations, including General Securities Representative and Investment Adviser Representative, and he is licensed across four U.S. states: Florida, Michigan, Ohio, and South Carolina. Klenner has passed two general industry/product exams—Securities Industry Essentials Examination in October 2018 and General Securities Representative Examination in August 2007—and one multi-state securities law exam, the Uniform Combined State Law Examination, in August 2007. He has not reported any principal/supervisory exam qualifications.

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Oct 3, 2024

Meredith Webber of Raymond James Financial Services, Inc. FIRED

Meredith Webber (CRD #2435263) who was formerly registered as a broker with Raymond James Financial Services, Inc. and located in Cobbleskill, New York, is a subject of one of our many securities industry sales practice abuse investigations. Meredith Archer Webber has extensive experience in the securities industry, having been registered with several firms over the years. Most recently, Webber was registered with Raymond James Financial Services, Inc. from September 2022 until her termination in July 2024. Prior to that, she spent nearly 16 years with Ameriprise Financial Services, LLC from December 2006 to September 2022. Webber has passed eight industry exams, including three principal/supervisory exams, two general industry/product exams, and three multi-state securities law exams. Despite her extensive qualifications and experience, Webber is not currently registered with any firm.

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